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Duff and Phelps
In this edition of Valuation Insights, we look at regulatory changes, report releases and market trends from the third quarter of 2019.
King & Capital Law Firm
2019年10月16日,由北京市京都(大连)律师事务所提供专项法律服务的洛阳建龙微纳新材料股份有限公司(以下简称"建龙微纳")首次公开发行股票&#
Appleby
Several conditions precedent apply to potential participants of the Stock Connect.
DeHeng Law Offices
外债是指境内企业及其控制的境外企业或分支机构向境外举借的、以本币或外币计价、按约定还本付息的债务工具,外债已经成为大中型企业
WilmerHale
Alternatively, entities and individual investors that meet certain additional qualification requirements upon approval by the exchange may trade directly on the exchange.
DeHeng Law Offices
咨询委员会是交易所专家咨询机构,负责向交易所提供专业咨询、人员培训和政策建议。
DeHeng Law Offices
同时,上交所还将建立对上市委委员的举报监督机制,并对涉嫌违反相关规定的上市委员会委员进行调查。
DeHeng Law Offices
笔者拟就《科创板发行与承销实施办法》的核心内容与现行的《证券发行与承销管理办法》进行对比解读,并简要总结《科创板发行与承销实
DeHeng Law Offices
伴随着市场的热切期待,距习近平主席在首届中国国际进口博览会开幕式上宣布设立科创板并试点注册制仅仅86天,科创板新规高效落地。
DeHeng Law Offices
与国际成熟市场相比,A股市场仍存在着停牌事由较多、停牌期限特别是重大资产重组("重组")停牌期限较长等问题。随着资本市场国际化进程&
DeHeng Law Offices
近期以来,上海证券交易所拟设立的科创板市场引起了市场各方的强烈关注。
Hong Kong
Herbert Smith Freehills
The Hong Kong Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) have reached a consensus to commence preparations for an investor identification regime.
Milbank LLP
Milbank LLP acted as the sole international counsel for the joint lead managers in connection with two Association of Southeast Asian Nations ("ASEAN") green bond issuances by ...
Mayer Brown
The Stock Exchange of Hong Kong Limited (the Exchange) has issued amendments to the Listing Rules and new guidance letters relating to backdoor listing and continuing listing criteria
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange...
Intertrust
The Hong Kong Stock Exchange's (HKEX) broadening of its listing regime in 2018 has had a clear and almost immediate impact.
Herbert Smith Freehills
The Hong Kong Stock Exchange has finalised its proposed amendments to the Listing Rules to tighten restrictions on backdoor listings and continuing listing criteria.
CNPLaw LLP
On 22 March 2019, The Stock Exchange of Hong Kong Limited published a listing decision (LD121-2019) to provide guidance on the reasons for rejecting 24 listing applications in 2018, an eight-fold increase from 3 in 2017.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
This Hong Kong regulatory update provides an overview of key regulatory developments in the past three months relevant to companies listed (or planning to list)
India
L&L Partners
The financial sector is one of the most powerful and important institutions that helps in aiding the economic development of any country and having a multiplier effect on the pace of economic growth
Lex Favios
In order to make the process efficient and effective, the Securities Exchange Board of India has simplified the right issue process by amending the SEBI (Issue of Capital and Disclosure ...
Khaitan & Co
A resolution of the board of directors of the investment manager approving the rights issue of the units should have been passed.
PDS Legal
The Finance Act 2019 amends the Indian Stamp Act, 1899. (Amended Stamp Act). The amendments are set to come into force from 1 April 2020.
Lex Favios
A Listed company shall be permitted to issue permissible securities or transfer Permissible Securities of existing holders, for the purpose of issue of DRs
Economic Laws Practice
Collection of stamp duty by the stock exchange or clearing corporation.
Trilegal
SEBI notified the operational guidelines under the SEBI (Foreign Portfolio Investors) Regulations, 2019 on 5 November 2019.
Nishith Desai Associates
Yatra Capital Limited, a real estate fund listed on EuroNext Stock Exchange, invested approximately USD 24 million in Forum IT Parks Private Limited.
Khaitan & Co
Under the Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 and relevant guidelines and circulars issued thereunder, a real estate investment trust is required to list its units ...
AZB & Partners
The Securities and Exchange Board of India ("SEBI") vide its circular dated October 10, 2019, has notified a detailed framework for issuance of depository receipts ("DRs")...
S.S. Rana & Co. Advocates
The Legal Metrology Act, 2009 in India, deals with the units and methods of weighment and measurement in relation to the mandatory technical and legal compliances in order to ensure public guarantee ...
AZB & Partners
The Securities and Exchange Board of India ("SEBI") has on September 23, 2019 notified the (Foreign Portfolio Investors) Regulations, 2019 ("2019 FPI Reguraltions"), which has repealed SEBI...
Nishith Desai Associates
The Securities and Exchange Board of India ("SEBI") has introduced the SEBI (Foreign Portfolio Investors) Regulations, 2019 ("FPI Regulations 2019")...
Khaitan & Co
Commercial Papers in India are regulated by Reserve Bank of India and governed by the RBI directions which lays down the eligibility requirements, disclosure norms, rating and documentation procedures.
Khaitan & Co
The new FPI regulatory framework is complete with the issuance of Operational Guidelines by SEBI. Considering
Phoenix Legal
Notably, the directions explicitly pre¬scribe that market participants cannot engage in market manipulation.
Khaitan & Co
Entities and funds operating in IFSC may now register with SEBI as an FPI under the FPI Regulations 2019.
Cyril Amarchand Mangaldas
The norms surrounding foreign portfolio investors have undergone continuous changes and tweaks since liberalisation. The framework introduced ...
Vaish Associates Advocates
The National Spot Exchange Limited (NSEL) let out a huge sigh of relief, as the High Court of Bombay (High Court) in the case of 63 Moons Technologies Ltd. v. The State of Maharashtra...
Khaitan & Co
In a much-awaited move, the Government of India (Government) vide press release dated 24 August 2019, announced withdrawal of the enhanced surcharge rates on income arising from the transfer of certain investments ...
Nishith Desai Associates
BTVI Closing Bets (Aug 08, 2019) (Video)
Nishith Desai Associates
BTVI Trending July 30 2019
Vaish Associates Advocates
The corporates by and large procure funding through equity, debt or a combination of both. The ECB deals with the debt branch of the funding wherein the corporates obtain funding from foreign body corporates.
Khaitan & Co
HR Khan Committee, being the harbinger for rationalising the know you client (KYC) norms for FPIs, was acknowledged in the Budget speech.
Singhania & Partners LLP, Solicitors and Advocates
The approved Units shall have to execute lease deed/Leave and License with the Developer or Co –developer as the case may be for the allotted space.
Obhan & Associates
If one were to be asked whether Dim Sum, Matador, Samurai, Kangaroo, Maple and Bull Dog share anything in common, one would be hard-pressed for an appropriate reply.
Khurana and Khurana
The Finance Bill, 2019, has projected certain amendments in the Indian Stamp Act, 1899 ("the Act") introducing uniformity in the charge of stamp duty on securities whether in physical or demat form.
Indonesia
Assegaf Hamzah & Partners
A lot has happened in the past month or so, which perhaps can be said to set the tone for Indonesia for the remainder of 2019.
Japan
Cadwalader, Wickersham & Taft LLP
The CFTC's substituted compliance determination relating to Japanese swap margin requirements was published in the Federal Register. The amendment became effective on April 1, 2019.
Malaysia
Labuan IBFC Inc
"全球贸易激励方案"(Global Incentives for Trading,GIFT)是一个吸引油气业相关的商品贸易商将马来西亚 作为其运营和贸易基地的方案。
Labuan IBFC Inc
The Global Incentives for Trading (GIFT) Programme is a scheme set up to attract international commodities traders to use Malaysia as their operational and trading base.
Singapore
CNPLaw LLP
On 28 November 2019, the Singapore Exchange Securities Trading Limited ("SGX-ST") issued a consultation paper titled "Review of the Tools Used to Deal with Market Manipulation Risk" ...
Shook Lin & Bok
The Court found that Marex had breached several terms of the purchase contracts, and rejected their construction of the terms of the purchase contracts.
Dentons
The Singapore Exchange Securities Trading Limited (SGX-ST) issued a consultation paper on 28 November 2019 to consult on the proposed removal of the minimum trading price framework (MTP Framework).
Shook Lin & Bok
MAS has on 20 November 2019, published a consultation paper inviting public feedback on its proposal to include, within the regulatory scope of the Securities and Futures Act (Chapter 289), derivatives that are ...
Duff and Phelps
On May 24, 2019, the IRAS released the transfer pricing guidelines for commodity marketing and trading activities, which outlines various factors that may affect the economic value attributed to such activities.
Mayer Brown
When the final bell tolls on a typical business day for the two main bourses in Vietnam in 2019 – the Ho Chi Minh City Stock Exchange (HSX) and the Hanoi Stock Exchange...
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