Current filters:  
USA
Finance
United States
Ropes & Gray LLP
We asked the attorneys in our Asset Management Group to share their views on the SEC's much-anticipated re-proposal of Rule 18f-4
Ropes & Gray LLP
On December 30, 2019, the SEC issued a release containing proposed amendments to its auditor independence rule, Rule 2-01 of Regulation S-X.
Cadwalader, Wickersham & Taft LLP
CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") Director Joshua B. Sterling highlighted registration and disclosure requirements.
Kramer Levin Naftalis & Frankel LLP
Section 13 of the Bank Holding Company Act of 1956 (the BHC Act) generally prohibits any insured depository institution (as defined in Section 3(c)
Shearman & Sterling LLP
The Federal National Mortgage Association (Fannie Mae) and the Federal Home Loan Mortgage Corporation (Freddie Mac) announced on Wednesday
Cadwalader, Wickersham & Taft LLP
On July 12, 2019, the CFTC finished updating its data catalogue, completing the first of five steps under its Data Protection Initiative.
Mayer Brown
The Taxpayer First Act (the "Act" or "TFA") imposes new limits on the disclosure of US taxpayer tax information obtained on or after December 28, 2019.
Cadwalader, Wickersham & Taft LLP
In "Legal Guidelines for Smart Derivatives Contracts: Equities" - ISDA argued that lack of automation presents challenges to streamlining operational processes within the equity derivatives market.
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee ("ARRC") issued a consultation on whether it should recommend a compensation methodology for U.S. dollar LIBOR-referencing "swaptions".
Hogan Lovells
On 30 January 2020 the Commodity Futures Trading Commission (CFTC) approved on a 3-2 vote proposed rules addressing position limits on speculative derivatives (Position Limits Proposal).
Ropes & Gray LLP
Questions & Concerns About Documentation: A Conversation with Colin Adams, M-III Partners.
Mayer Brown
In a consultation issued on February 7, 2020, the ARRC seeks views on whether it should recommend a compensation methodology for swaptions referencing US dollar LIBOR that could be affected by the change, from the EFER to SOFR, ...
Mayer Brown
On January 30, 2020, the Board of Governors of the FRB, the FDIC, the OCC, the Securities and Exchange Commission, and the Commodity Futures Trading Commission proposed revisions to the covered funds provisions of the Volcker Rule.
WilmerHale
On December 18, 2019, the SEC adopted new rules pursuant to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act requiring the application of risk mitigation techniques to portfolios ...
Foley Hoag LLP
On January 30, 2020, five federal regulatory agencies, the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ("FDIC"), ...
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges for deficient Order Audit Trail System ("OATS") reports and Regulation NMS quarterly order routing disclosures.
Cadwalader, Wickersham & Taft LLP
ISDA highlighted separate economic analyses on: (i) trends in the credit default swaps ("CDS") market, (ii) clearing networks and central counterparties ("CCP") stress testing, and (iii) the cost effects of clearing fragmentation.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") and the OCC published their hypothetical economic and financial scenarios (see here and here) for banks to use in their annual stress tests.
Cadwalader, Wickersham & Taft LLP
In an address at the FIA-SIFMA AMG Asset Management Derivatives Forum, CFTC Commissioner Dawn D. Stump offered her perspective on (i) regulatory harmonization.
Womble Bond Dickinson
On Wednesday, PayPal sued the CFPB in federal district court in the District of Columbia claiming the Bureau's Prepaid Account Rule ("Rule") is arbitrary and...
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Popular Contributors
Upcoming Events
Tools
Font Size:
Translation
Mondaq Social Media