Current filters:  
USA
Financial Services
United States
WilmerHale
The Financial Industry Regulatory Authority, Inc. (FINRA) introduced two new initiatives related to the fixed income markets.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Shearman & Sterling LLP
On January 30, 2020, the Federal Reserve Board (the "Board") adopted final rules (the "Final Control Regulation") to provide increased transparency and consistency around determining...
Seyfarth Shaw LLP
Seyfarth Synopsis: The Federal Deposit Insurance Corporation is accepting comments until March 16, 2020 on the proposed codification to the Statement of Policy for Section 19...
Ropes & Gray LLP
On February 12-14, 2020, the Fund Finance Association held its 10th Annual Global Fund Finance Symposium at which lenders, sponsors,...
Cadwalader, Wickersham & Taft LLP
FINRA encouraged members to become involved in agency-led regulatory and policy initiatives that are open to the public.
Cadwalader, Wickersham & Taft LLP
The Office of Financial Research ("OFR") identified several common measures to determine systemic risk originating from large banks.
Cadwalader, Wickersham & Taft LLP
The Taxation of Distressed Mortgage Securitizations.
Mayer Brown
When the federal Consumer Financial Protection Bureau last summer issued its Advance Notice of Proposed Rule Making to revise the definition of a "Qualified Mortgage" under the Dodd-Frank Act's "ability to repay requirements," ...
Shearman & Sterling LLP
The Commodity Futures Trading Commission (CFTC) has issued three no-action letters providing relief for swap transactions (and amendments to swap transactions)...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.
Cadwalader, Wickersham & Taft LLP
NFA permanently banned a former CPO/CTA for submitting uncertified liquidation and annual financial statements.
Cadwalader, Wickersham & Taft LLP
The NYSE contends that the Wireless Market Data Connections are not SEC facilities and, therefore, do not need to be included in the rules.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam warned of the market risks associated with climate change.
Cleary Gottlieb Steen & Hamilton LLP
On January 30, the five regulatory agencies responsible for implementing the Volcker Rule approved a notice of proposed rulemaking that would make significant revisions to the "covered funds" provisions of the rule.
WilmerHale
Though significant in its scope, the Cuomo proposal is in many respects unsurprising.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Bank of New York (the "NY Fed"), in cooperation with the Treasury Office of Financial Research, will publish Secured Overnight Financing Rate ("SOFR") compounded averages.
Cadwalader, Wickersham & Taft LLP
In testimony before the United States Senate Committee on Finance, Treasury Secretary Steven T. Mnuchin highlighted successful economic initiatives from the previous year.
Cadwalader, Wickersham & Taft LLP
Highlighting recent developments concerning the transition away from LIBOR, CFTC Commissioner Rostin Behnam emphasized the importance of "operational readiness" and urged firms to put in place fallbacks.
Hogan Lovells
Numerous regulatory developments were enacted or proposed in the United States and the European Union in response to the financial crisis.
FREE News Alerts
Sign Up for our free News Alerts - All the latest articles on your chosen topics condensed into a free bi-weekly email.
Popular Contributors
Upcoming Events
MAR26
Tools
Font Size:
Translation
Mondaq Social Media