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Listing Rules & Flotation
United States
Shearman & Sterling LLP
In November 2019, the New York Stock Exchange (NYSE) filed a proposed rule change seeking to modify its listing rules to allow companies...
Pillsbury Winthrop Shaw Pittman LLP
The New York State Department of Financial Services (DFS) proposed guidance that will ease the approval for companies licensed for virtual currency business in New York
O'Melveny & Myers LLP
On Friday, December 6, 2019, the SEC rejected the NYSE's proposal to allow companies to raise capital through a direct listing.
On 28 November 2018, ASX released a Consultation Paper ‘Simplifying, clarifying and enhancing the integrity and efficiency of the ASX Listing Rules'
O'Melveny & Myers LLP
Spotify and Slack made a splash when they went public via direct listings rather than underwritten offerings or traditional IPOs
Mayer Brown
Consistent with the rule adopted by the New York Stock Exchange in 2018 in order to facilitate direct listings, the Securities and Exchange Commission recently approved a similar Nasdaq rule
Morrison & Foerster LLP
At an open meeting held June 28, 2018, the SEC voted unanimously to propose a new rule codifying exemptions to certain rules under the Investment Company Act.
Withers LLP
On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...
Shearman & Sterling LLP
The Securities and Exchange Commission on June 28, 2018 proposed a long-anticipated rule that would allow most exchange-traded funds (ETFs) ...
Cadwalader, Wickersham & Taft LLP
The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds ("ETFs").
Foley Hoag LLP
We are hosting a session at NewCo Boston entitled "Planning for Exit. Top 5 Pitfalls." It's never too soon to plan for your company's exit.
Kramer Levin Naftalis & Frankel LLP
The regulatory focus on initial coin offerings (ICOs) has not diminished since our last client alert where we mentioned that the public consultation of the French Financial Markets Authority (AMF) ...
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over. Five federal regulators—The Financial Crimes Enforcement Network of the US Treasury Department ...
Cadwalader, Wickersham & Taft LLP
William Hinman, Director of the SEC Division of Corporation Finance (the "Division"), described approaches taken by the SEC to ease regulatory burdens in order to incentivize companies to go public.
Shearman & Sterling LLP
On November 8, 2017, US Securities and Exchange Chairman Jay Clayton raised concerns about virtual currency offerings or so-called initial coin offerings.
Fenwick & West LLP
This report analyzes key aspects of initial public offerings (IPOs) for technology and life sciences companies that went public in 2017, with emphasis ...
Kramer Levin Naftalis & Frankel LLP
The SEC issued an enforcement order in connection with a token offering by Munchee and a public statement that shed some additional light on the SEC's approach to ICO issuances.
In the past few years, and particularly in the past few months, cryptocurrencies or digital currencies – most notably bitcoin and ether
Initial coin offerings or similar types of sales of virtual-based coins and tokens, are quickly becoming an important fundraising tool for many early-stage companies.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 30 to November 3, 2017.
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