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BakerHostetler
On Wednesday, the Securities and Exchange Commission (SEC) announced that it had settled charges against a blockchain technology startup, Enigma MPC, for violations of federal securities laws.
Kirkland & Ellis International LLP
On January 30, 2020, the U.S. Securities and Exchange Commission ("SEC") provided guidance on the disclosure of key performance indicators ("KPIs") ...
Cadwalader, Wickersham & Taft LLP
Revisions to the Electronic Data Gathering, Analysis and Retrieval System ("EDGAR") Filer Manual, and to the associated rule under Regulation S-T, were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
An English- and Welsh-incorporated foreign private issuer settled SEC charges for failing to make required disclosures that resulted in materially misleading financial results.
Cadwalader, Wickersham & Taft LLP
A data encryption startup settled SEC charges for registration failures involving the offering and selling of digital tokens.
Cadwalader, Wickersham & Taft LLP
The SEC proposed amendments to Regulation NMS that would expand the content of NMS market data and modernize market data infrastructure.
Reed Smith
On January 6, 2020, the Director of the Federal Trade Commission's (FTC's) Bureau of Consumer Protection, Andrew Smith, published a blog post highlighting recent changes...
Smith Gambrell & Russell LLP
Some coop disputes rival for longevity the infamous "War of the Roses" (1455-1485). A recently litigated summary "nuisance" holdover proceeding
Jones Day
In an effort to modernize, simplify, and enhance certain financial disclosure requirements in Regulation S-K, the U.S. Securities and Exchange Commission ("SEC") proposed certain amendments on January 30, 2020.
Cooley LLP
The SEC has just settled an action against Diageo PLC, a producer of liquor, wine and beer, for failure to disclose known trends and uncertainties.
WilmerHale
In a speech on February 6, 2020, SEC Commissioner Hester M. Peirce outlined a proposed safe harbor to address certain regulatory difficulties faced by individuals desiring to build functioning token networks.
Shearman & Sterling LLP
This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments
McLane Middleton, Professional Association
The election to be taxed as an S corporation for U.S. federal tax purposes has undergone a resurgence as the choice for owners of closely-held businesses due to the benefits of pass-through taxation
Shearman & Sterling LLP
On June 5, 2019, the U.S. Securities and Exchange Commission (the "SEC") adopted Regulation Best Interest ("Regulation BI") to improve investor protection by establishing a standard of conduct for broker-dealers making recommendations to retail customers.
Fenwick & West LLP
In January 2020, Institutional Shareholder Services and the U.S. Securities and Exchange Commission agreed to stay litigation filed by ISS in October challenging the SEC's interpretation and guidance.
Cooley LLP
To the defense comes SEC Commissioner Elad Roisman, who has been honchoing these proposals at the SEC.
Morrison & Foerster LLP
While the technology sector is the target of this study, companies in other industries should take note.
Sheppard Mullin Richter & Hampton
Sheppard Mullin partners Jonathan Aronie, David Douglass and Scott Maberry were guests on Federal News Radio's "Off the Shelf" podcast to discuss the firm's new Organizational Integrity
Cleary Gottlieb Steen & Hamilton LLP
On January 28, 2020, following remand from the Ninth Circuit, the district court in Stoyas v. Toshiba Corp. denied a motion to dismiss a complaint asserting claims under the U.S.
Cleary Gottlieb Steen & Hamilton LLP
The recent outbreak of novel coronavirus (also known as COVID-19) has had devastating effects since the first cases were reported in the city of Wuhan in China on 23 January 2020.
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