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Ward and Smith, P.A.
That mission statement applies to all aspects of Ward and Smith, whether you are working with an internal client— an attorney or a finance staff member...
Lincoln Derr PLLC
While our profession as a whole has experienced many changes, central and unchanged among them has been its dedication to service and community.
Cooley LLP
Included as Appendix A is a version of the SEC's table of proposed changes.
Arnold & Porter
Use of Form S-3 is conditioned on the issuer having been a reporting company for at least 12 months.
Foley Hoag LLP
All investment advisers registered with the Securities and Exchange Commission ("SEC") or at the state level are required to review their compliance policies and procedures at least annually...
Shearman & Sterling LLP
Law360 interviewed partner Ilir Mujalovic (New York-Capital Markets) about the expansion of "test-the-waters" benefits that allow...
Ropes & Gray LLP
The recent Delaware Court of Chancery decision in Morrison v. Berry1 illustrates the protections provided to directors in connection with strategic transactions and the corresponding risks.
McDermott Will & Emery
Last month, the Department of Justice Antitrust Division (DOJ) and Federal Trade Commission (FTC) released updated Vertical Merger Guidelines in draft form.
Cadwalader, Wickersham & Taft LLP
The Business Conduct Committee ("BCC") of the Chicago Board of Trade ("CBOT") banned a trader violating rules prohibiting wash trades and committing other trade-related offenses.
Cadwalader, Wickersham & Taft LLP
The SEC updated its materials for security-based swap dealer registration, including a staff questionnaire for non-U.S. security-based swap dealers ("SBSDs") filing a substituted compliance application.
Cleary Gottlieb Steen & Hamilton LLP
The final rule will have significant implications for banking organizations as well as those structuring investments by or into banking organizations.
Foley & Lardner
On February 11, 2020, the Michigan Court of Appeals issued a significant decision that impacts manufacturing supply contracts.
Cooley LLP
A committee of law professors, led by John Coffee and Joshua Mitts, both of Columbia Law School, have submitted a petition for rulemaking with the rhythmic...
Cadwalader, Wickersham & Taft LLP
The MSRB finalized amendments to enhance the organization's Electronic Municipal Market Access ("EMMA") system to more prominently display certain financial disclosures and related information.
Kirkland & Ellis International LLP
One of the prevailing themes of M&A over the last two years is the increase in regulatory uncertainty in the U.S. and abroad. While primarily in the antitrust realm, expanded national security regimes
Shearman & Sterling LLP
On February 19, 2020, Judge Pamela A. Barker of the United States District Court for the Northern District of Ohio granted a motion to dismiss a putative securities class action...
Ward and Smith, P.A.
The North Carolina Business Corporation Act (the "Act") imposes certain requirements on corporate directors to ensure that they act in the best interest of the corporation when making decisions.
BakerHostetler
On Wednesday, the Securities and Exchange Commission (SEC) announced that it had settled charges against a blockchain technology startup, Enigma MPC, for violations of federal securities laws.
Kirkland & Ellis International LLP
On January 30, 2020, the U.S. Securities and Exchange Commission ("SEC") provided guidance on the disclosure of key performance indicators ("KPIs") ...
Cadwalader, Wickersham & Taft LLP
Revisions to the Electronic Data Gathering, Analysis and Retrieval System ("EDGAR") Filer Manual, and to the associated rule under Regulation S-T, were published in the Federal Register.
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