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Torys LLP
With 2020 now underway, we outline the trends we anticipate in securities litigation and enforcement throughout the year.
McCarthy Tétrault LLP
On December 20, 2019 the Investment Industry Regulatory Organization of Canada (IIROC) issued its 2020 compliance report highlighting its compliance priorities for the year ahead.
Borden Ladner Gervais LLP
When planning for business success, it's imperative not to discount the role valued, loyal employees play in the bigger picture. Happy and engaged employees are typically more motivated and productive. This, in turn, leads to increased profitability and financial stability.
Osler, Hoskin & Harcourt LLP
•In November 2019, the U.S. Securities and Exchange Commission (SEC) issued proposed amendments to its proxy rules to regulate certain of the activities of proxy advisory firms
Stikeman Elliott LLP
Changes to participation fee rules now permit CEOs, CFOs, COOs and directors to certify fee forms
Osler, Hoskin & Harcourt LLP
On November 19, 2019, the Ontario Securities Commission (OSC) issued its long-awaited Report on the work of the Burden Reduction Task Force (the Report), ...
Borden Ladner Gervais LLP
On November 19, 2019, the Ontario Securities Commission announced proposed regulatory changes resulting from its burden reduction task force.
Borden Ladner Gervais LLP
On October 3, 2019, the Canadian Securities Administrators (CSA) released final rule amendments intended to better align the interests of registrants, including individual registrants, with the ...
McCarthy Tétrault LLP
On October 3, 2019, the Canadian Securities Administrators (CSA) published its notice of amendments to National Instrument 31–103 Registration Requirements, Exemptions...
MLT Aikins LLP
After a series of negotiations with the seller, you have finalized and signed a letter of intent and have started undertaking the necessary due diligence investigations to evaluate the pharmacy's business
Borden Ladner Gervais LLP
On September 27, 2019, the U.S. Securities and Exchange Commission (SEC) announced that Vancouver-based Westport Fuel Systems Inc. (Westport)
Stikeman Elliott LLP
On August 8, the Ontario Securities Commission (OSC) Compliance and Registrant Regulation Branch (CRR) published a Summary Report for Dealers,...
Stikeman Elliott LLP
The Canadian Securities Administrators (CSA) recently published guidance for registered firms as to when they are required to engage a compliance consultant
Rogers Partners LLP
The purpose is to ensure commercial drivers are driving within their daily limits and are accurately logging their working hours behind the wheel.
Stikeman Elliott LLP
Les Autorités canadiennes en valeurs mobilières (ACVM) ont récemment publié des indications à l'intention des sociétés inscrites sur le moment où elles doivent retenir les services d'un consultant en conformité ...
In the past decade, there have been several reports of cybersecurity attacks and data breaches to large corporations.
McCarthy Tétrault LLP
On August 22, the Canadian Securities Administrators (CSA) issued guidance for regulated securities firms such as portfolio managers
Goodmans LLP
The Staff Notice does not modify or create legal obligations for reporting issuers.
Davies Ward Phillips & Vineberg
They can also expect that these changes will require the dedication of increased time and resources to ensure compliance.
McCarthy Tétrault LLP
Each CE requirement may be met by taking one course, or a series of eligible courses.
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