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Herbert Smith Freehills
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 (Financial Promotions) Order 2005...
Herbert Smith Freehills
FTSE Russell, which maintains the FTSE indices, has published a notice indicating how the FCA's proposed reform of the UK listing regime will impact FTSE UK indices.
WTW
When CAIA approached me to write the closing piece for Innovation Unleashed: The Rise of Total Portfolio Approach from the eyes of a practitioner and advisor, I eagerly accepted the opportunity.
Cadwalader, Wickersham & Taft LLP
The UK's Financial Conduct Authority has published its 2024/25 business plan, setting out its priorities for the next 12 months.
WTW
The Financial Institutions results from the Global Directors' and Officers' Survey.
Gatehouse Chambers
Dispute Resolution analysis: The Defendants and Third Party who collectively advanced an untrue narrative in opposing a third party debt order were held jointly and severally liable...
Winston & Strawn LLP
The Financial Conduct Authority (FCA) has now published a revised draft of the UK Listing Rules (UKLRs) as expected. This follows our previous thought leadership which provides a broad overview of the FCA's major reforms more generally.
Herbert Smith Freehills
The government has made new regulations (the 2024 Order) to update the exemptions in the Financial Services and Markets Act 2000 (Financial Promotions) Order (2005) (the FPO)...
Katten Muchin Rosenman LLP
From her humble beginnings in Manchester's Oxford Road, Sarah Bates has gone on to carve out an impressive career in the UK's financial sector.
WilmerHale
"The first rule of enforcement club is that you do in fact talk about enforcement club"1; so Therese Chambers, the UK Financial Conduct Authority's (FCA) joint executive director of enforcement...
Goodwin Procter LLP
On 6 March 2024, following the Chancellor's budget statement, the Financial Services and Markets Act 2000 (Financial Promotion) (Amendment and Transitional Provision) Order 2024 (SI 2024/301)...
Norton Rose Fulbright Hong Kong
In the latest episode of our Decisions Decoded series, we discuss the key points from the Final Notice issued against Floris Huisamen, former director...
Brown Rudnick LLP
On 11 March 2024, the U.K. government published a consultation on improving the effectiveness of the Money Laundering Regulations (MLRs).
Alvarez & Marsal
The philanthropy sector is in transition. Demographic changes, technology and evolving societal expectations are redefining priorities and approaches...
Osborne Clarke
The second report on HMRC's use of financial institution notices (FINs), which was laid before Parliament on 25 January, offers several important updates, including the resurrection of HMRC's...
DMH Stallard
On the backdrop of the UK's economy entering a technical recession, interest rates remaining at 5.25% with an expected reduction to 4.5-5% by the end of this year...
Cadwalader, Wickersham & Taft LLP
The UK's Financial Conduct Authority ("FCA") has issued a ‘Dear CEO' letter to asset managers updating its approach over the coming year to areas of regulatory focus ...
European Union
Mayer Brown
In order to harmonize the regulatory framework governing the European fund market, the European Commission has revised the existing Alternative Investment Fund Manager Directive – Directive 2011/61/EU .
K&L Gates
Deficiencies in compliance with derivatives post trade reporting rules have recently triggered regulator fines. Fin-FSA in Finland fined a pension fund...
Herbert Smith Freehills
In this regular post, we round-up FinTech-related financial services regulatory developments for the week ending 8 March 2024.
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