LATEST ARTICLES
United States
K&L Gates
Two proposals regarding oversight of the control of banks by asset managers were withdrawn at the 25 April board meeting of the Federal Deposit Insurance Corporation (FDIC).
McGlinchey Stafford
On April 24, 2024, the Consumer Financial Protection Bureau (CFPB) released the latest edition of its Supervisory Highlights, this time targeting so-called "junk fees" in the mortgage servicing industry.
Torys LLP
The United States Treasury Department and Internal Revenue Service issued final regulations that clarify how a U.S. REIT determines whether it is "domestically controlled" for purposes of applying the exemption .
Carter Ledyard & Milburn
New York State regulates virtual asset service providers (VASPs) either operating in its jurisdiction or providing virtual asset services from offshore to persons in the state.
Goodwin Procter LLP
The Consumer Financial Protection Bureau (CFPB) recently issued a new procedural rule to streamline how it determines which nondepository institutions it has the authority to supervise.
Taft Stettinius & Hollister
On April 24, 2024, the Treasury Department promulgated final regulations regarding the requirements for a qualified investment entity (QIE) to be considered
Foley Hoag LLP
The U.S. Department of Labor ("DOL") has amended the qualified professional asset manager ("QPAM") class prohibited transaction exemption 84-14 ("QPAM Exemption"), effective as of June 17, 2024 ("QPAM Amendment").
Dechert
The latest round of revisions to Form PF made a stealthy arrival, with the SEC announcing in mid-February that it adopted the updates without an in-person vote.
Mintz
Last week, the United Kingdom's Financial Conduct Authority issued guidance on its proposed anti-greenwashing rule, which will come into effect at the end of May 2024.
Dechert
As direct lending becomes a more popular financing option for middle-market and large U.S. companies, banks are increasingly seeking new ways to leverage their existing customer networks to participate in the direct lending market.
Ward and Smith, P.A.
As its name suggests, a charging order "charges" the LLC or LLP with the repayment of an unsatisfied judgment by requiring it to pay the judgment creditor the distributions it would otherwise pay the judgment debtor.
Carruthers & Roth
Any company that has experience borrowing money is also almost certainly familiar with the voluminous stack of documents that must be executed in connection with the taking out of a new loan.
Greenberg Traurig, LLP
On April 16, 2024, the CFPB issued a revised rule aimed at streamlining its procedures for designating nonbank covered entities for supervision.
Cullen and Dykman
A South Dakota-based national bank has agreed to pay more than $700,000 to settle charges from the New York State Attorney General that the Bank violated New York's...
Goodwin Procter LLP
The majority of the remittance transfers sent are electronic transfers of funds sent by consumers in the United States to recipients in other countries.
Goodwin Procter LLP
On April 17, 2024, the Consumer Finance Protection Bureau (CFPB) announced that it had entered into a consent order with BloomTech Inc., d/b/a Bloom Institute of Technology (BloomTech)...
Goodwin Procter LLP
On April 17, 2024, the New York State Attorney General (NY AG) announced that it entered into an Assurance of Discontinuance (AOD) with a national bank...
Shulman Rogers
The Small Business Administration ("SBA") recently announced relief for private nonprofits and small businesses impacted by the tragic accident involving the collapse of the Francis Scott Key bridge on March 26, 2024.
European Union
K&L Gates
The UK's FCA has published consultation paper 24/7: Payment optionality for investment research. It proposes a new, more flexible, way to charge third-party investment research to clients.
Goodwin Procter LLP
On 10 April 2024, the Financial Conduct Authority (FCA) published a Consultation Paper on payment optionality for investment research (CP24/7). CP24/7 followed the UK Investment Research Review...
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