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Capital Adequacy/BASEL
Canada
Blake, Cassels & Graydon LLP
On December 5, 2019, the Office of the Superintendent of Financial Institutions (OSFI) released the final version of the updated Guideline B-6: Liquidity Principles (Guideline).
European Union
Loyens & Loeff
The directive (EU) 2019/2034 and regulation (EU) 2019/2033 on the prudential requirements of investment firms were published in the official EU journal introducing a new prudential regime for...
Dentons
The three European Supervisory Authorities (ESAs) published joint guidelines on cooperation and information exchange, establishing colleges of anti-money laundering...
Jones Day
The Situation: Three major pillars of the EU action plan on sustainable finance ("EU Action Plan") at varying stages of development have taken steps forward.
Hassans
The European Parliament has approved legislation which will see new rules in relation to the prudential regulation of the majority of EU investment firms, namely the IFD 2019/2034 and IFR 2019/2033.
Matheson
On 5 December 2019 the European Supervisory Authorities (ESMA, EIOPA and the EBA, the "ESAs") published a final report and draft Regulatory Technical Standards ("RTS") ...
Hong Kong
Akin Gump Strauss Hauer & Feld LLP
In recent years, the Hong Kong Securities and Futures Commission (SFC) has increasingly focused on private equity funds' obligation to be licensed under the Securities and Futures Ordinance (SFO).
India
Wadia Ghandy & Co
Every bank in India is expected to be set up in the form of a company, save and except for foreign banks, which are allowed to operate in India through branches.
Malaysia
SKRINE
The CAF(CC)PD and CAF-IB(CC)PD came into effect of 5 February 2020 subject to the transitional arrangements set out in the respective policy documents.
Malta
GANADO Advocates
Issue no. 10 (January 2020) of the Banking & Fintech Newsletter is now available.
United States
Cadwalader, Wickersham & Taft LLP
The Office of Financial Research ("OFR") identified several common measures to determine systemic risk originating from large banks.
Reinhart Boerner Van Deuren s.c.
As a result of regulations recently adopted, banks with less than $10 billion in consolidated assets are now subject to a new simplified leverage capital ratio regulatory scheme
Cadwalader, Wickersham & Taft LLP
In a final rule designed to simplify capital requirements for qualifying community banks, the FDIC made corrections intended to harmonize the language with the regulations of the OCC and the Federal Reserve Board.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.
Proskauer Rose LLP
webpage on its July 2018 discussion paper on price discrimination in the cash savings market (PD18/6); and...
Orrick
At an open meeting today, the U.S. Commodity Futures Trading Commission approved one final rule and two proposed rules.
Cadwalader, Wickersham & Taft LLP
In a final rule designed to simplify capital requirements for qualifying community banks, the Federal Reserve Board ("FRB") corrected instructional errors.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") extended the comment deadline on a proposal to establish capital requirements for certain supervised insurance companies.
Cadwalader, Wickersham & Taft LLP
At an open meeting, the CFTC voted to reopen the comment period on proposed swap dealer capital rules and approved a proposal that would implement an alternative compliance framework
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