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Shearman & Sterling LLP
On February 23, 2024, Judge Katherine Polk Failla of the United States District Court for the Southern District of New York largely denied a motion to dismiss a putative class action ...
WilmerHale
Pessimism surrounding the Federal Reserve's interest rate hikes, combined with subdued business and consumer confidence as well as geopolitical concerns...
Shearman & Sterling LLP
On March 6, 2024, almost two years after its originally proposed rules, the Securities and Exchange Commission (SEC) adopted final rules relating to the enhancement and standardization...
Proskauer Rose LLP
On March 7, 2024, Deputy Attorney General Lisa Monaco announced that the U.S. Department of Justice ("DOJ") is creating a pilot whistleblower rewards program...
Mayer Brown
On March 15, 2024, the US Court of Appeals for the Fifth Circuit granted an administrative stay of the climate-related disclosure rules recently adopted by the US Securities and Exchange Commission (the "SEC").
Shearman & Sterling LLP
In a client memo, Shearman & Sterling attorneys analyzed the Securities and Exchange Commission's long-anticipated climate disclosure rules, which impose various requirements with respect to the enhancement and standardization of climate-related disclosures.
Goodwin Procter LLP
On March 15, FinCEN issued an administrative ruling affirming that broker-dealers must comply with CIP and CDD requirements when distributing to a beneficiary of IRA funds inherited as part of a charitable estate.
Mintz
The array of challenges to the SEC's climate disclosure rule--filed by conservative plaintiffs in the Fifth Circuit, Sixth Circuit, Eighth Circuit, and Eleventh Circuit, and by liberal groups in the Second Circuit and D.C. Circuit--will be decided by the Eighth Circuit Court of Appeals.
K&L Gates
On 18 March 2024, the National Association of Private Fund Managers, Alternative Investment Management Association, Limited and Managed Funds Association...
Holland & Knight
In this episode of our Eyes on Washington Podcast Special Miniseries about the National Defense Authorization Act (NDAA), national security attorney Dan Sennott sits...
Goodwin Procter LLP
In our previous alert, we looked at the draft revised Regulatory Technical Standards (RTS) supplementing the amended ELTIF Regulation (ELTIF 2.0) published by the European Securities and Markets Authority (ESMA) in its December 2023 Final Report.
Arnold & Porter
On March 18, 2024, the Securities and Exchange Commission (SEC or Commission) announced settled charges against two investment advisors for overstating their purported use...
Milbank LLP
Regulatory investigations and enforcement action frequently and increasingly give rise to a broad range of civil claims for damages.
Shustak Reynolds
Beginning January 2024, several new laws began to take effect, impacting various professionals - specifically those U.S. businesses and entities who file documents...
Shustak Reynolds
On August 23, 2023, the Securities and Exchange Commission ("SEC") adopted new rules regarding the regulation of private funds and their advisors, providing an update to the existing...
Bracewell
Welcome to the latest issue of Bracewell's FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments...
Jones Day
On Friday, March 15, the U.S. Court of Appeals for the Fifth Circuit granted an administrative stay of the SEC's final Climate Disclosure Rules, adopted just over a week earlier.
Brown Rudnick LLP
In the fast-evolving world of finance and technology, the recent settlement between the U.S. Securities and Exchange Commission (SEC) and two investment advisers...
Worldwide
Kramer Levin Naftalis & Frankel LLP
On March 18, the Securities and Exchange Commission (SEC) announced that it settled charges against two investment advisers, Delphia (USA) Inc. and Global Predictions Inc., for making false...
Bracewell
The US Securities and Exchange Commission's recently adopted rules governing climate-related disclosures, although significantly pared back from the rules...
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