- 2013 Work programme (link)
- Technical standards on the Regulation on OTC derivatives, central counterparties and trade repositories (link)
- Questions and Answers on the implementation of the Regulation on short selling and certain aspects of credit default swaps (link). The Q&A include questions about the scope of the regulation, the date on which requirements to notify short positions become effective, calculation of net short positions, how supervisors deal with late notifications, rules for uncovered short sales, and sanctions for violation of the regulation
- Update on measures adopted by competent authorities on short selling (link)
- Publication of responses to the consultation on delegated acts under the Prospectus Directive (link)
- Translations of the Guidelines on certain aspects of the MiFID suitability requirements and the Guidelines on certain aspects of the MiFID compliance function
- Consultation on market maker and primary dealer exemption for short selling (link)
- Consultation on remuneration guidelines for firms providing investment service (MiFID) (link)
- Consultation on the application of the capital calculation methods for financial conglomerates (link)
- Guidelines on ETFs and other UCITS issues. Consultation on recallability of repo and reverse repo arrangements (link)
- Waivers from Pre-trade Transparency. CESR positions and ESMA opinions (link)
- Protocol for Supervisory Cooperation in the field of anti-money laundering (link)
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
