Lawyer's Perspective

As legal counsel for psychotherapists, we are regularly asked questions about the complaints process before the College of Psychotherapists of Ontario ("CRPO").

Although the regulatory framework governing complaint matters is quite extensive, the following is the essential information that psychotherapists need to know.

Role of CRPO

At the outset, it is imperative that psychotherapists recognize that the mandate of CRPO is to protect the public by ensuring that psychotherapists act in accordance with the Psychotherapy Act, 2007, standards of practice and the Code of Ethics. This public protection mandate underlies all actions taken by CRPO.

Responding to a Complaint

If a complaint is filed against a psychotherapist, CRPO is required to provide the member with a copy of the complaint within 14 days.

The psychotherapist then has 30 days to respond to the complaint. If a psychotherapist requires additional time to prepare their response, they should contact the investigator assigned to the file to request an extension. If a complaint involves a clinical issue, CRPO will typically also require production of the patient chart.

In responding to a complaint, it is important to ensure that the response is drafted in a clear and professional manner, addressing each of the concerns in a thorough, reflective and professional manner. A copy of the response is typically provided to the complainant, who is given an opportunity to submit a reply.

If the complainant submits a reply, CRPO has the discretion as to whether to provide a copy to the psychotherapist for further comment. For example, CRPO may choose to do so in cases where the reply raises issues that were not mentioned in the complaint.

If the psychotherapist has any prior decisions before the CRPO, they will also be provided with copies of such cases and an opportunity to make written comments. Any such comments should be made in a submission separate from the response to the complaint, failing which they will be provided to the complainant.

ICRC Review

Ultimately, all of the documentation collected as part of a complaint matter is provided to a panel of the Inquiries, Complaints and Reports Committee ("ICRC"), which is comprised of psychotherapist and public members, to determine the appropriate action to be taken. Psychotherapists and complainants are not permitted to attend the ICRC meeting.

The most serious action that the ICRC can take is to refer a psychotherapist to the Discipline Committee on specified allegations of professional misconduct or incompetence. If a matter is referred to the Discipline Committee, a notation of that fact is immediately posted on the public register, which is available on the CRPO website, and the psychotherapist will be provided a Notice of Hearing setting out the charges of professional misconduct.

If the ICRC determines that there is no risk or minimal risk in respect of the conduct of the psychotherapist, it will take no further action, provide written advice or request that the psychotherapist enter into a remedial agreement (i.e. an agreement to complete self-directed learning, a reflective paper, etc). None of these dispositions result in a notation being made on the public register.

If the ICRC has a moderate level of concern, it may require the psychotherapist to appear before it for a caution or require the completion of a Specified Continuing Education and Remediation Program ("SCERP"). Such actions have become much more serious dispositions over the past several years, as legislative changes now require cautions and SCERPs to be posted on the public register, where they remain on an indefinite basis.

With the exception of matters referred to the Discipline Committee, the ICRC will provide reasons for its decision, as set out in a Decision and Reasons, which is provided to both the psychotherapist and the complainant.

HPARB Review

Both the psychotherapist and the complainant have the right to request a review of an ICRC decision to an independent tribunal called the Health Professions Appeal and Review Board ("HPARB"). A key exception is that ICRC decisions referring complaint matters to the Discipline Committee cannot be appealed to HPARB.

In the past, the vast majority of HPARB reviews were requested by complainants. However, psychotherapists are increasingly requesting these types of reviews, as they are seeking to set aside ICRC decisions that have resulted in findings that are now required to be posted on the public register (i.e. cautions and SCERPs).

The conduct of an HPARB review involves the psychotherapist and the complainant (or their respective counsel) making oral submissions regarding the reasonableness of the ICRC decision and/or the adequacy of its investigation. It is beyond the mandate of HPARB to engage in any other inquiries.

Following the review, HPARB may do one or more of the following:

  • confirm all or part of the ICRC's decision;
  • make recommendations to the ICRC; or
  • require the ICRC to exercise any of its powers, other than to request a Registrar's investigation.1

Final Comments

In view of the potential consequences, it is imperative that psychotherapists treat all complaints very seriously and take great care in preparing responses and any other submissions. Given the stakes involved, psychotherapists should also strongly consider obtaining assistance from experienced legal counsel to ensure that their interests are being properly protected. A PDF version is available to download here.

Footnote

1. For more information about reviews before HPARB, please see my article, "Complaint Reviews at The Health Professions Appeal And Review Board (HPARB): The Essential Information", Keeping Current, July 26, 2019.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.