Contributor Page
Cadwalader, Wickersham & Taft LLP
 
Email  |  Website  |  Articles
Contact Details
Tel: +1 212 5046000
Fax: +1 212 5046666
200 Liberty Street New York
New York
NY 10281
United States
Awards
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
Contributor Most Read
By Steven Lofchie
The SEC will amend Regulation NMS Rules 600(b) and 606 to increase the transparency of broker-dealers' "handling and routing of orders in NMS stock."
By James Treanor
The U.S. government re-imposed sanctions on Iran that had been waived or lifted by the Joint Comprehensive Plan of Action ("JCPOA").
By Nihal Patel
The CFTC voted to adopt final rules to amend the swap dealer de minimis threshold and to propose changes to swaps trading rules.
By Scott Cammarn, Mark Chorazak
Last week, the federal banking agencies issued two notices of proposed rulemaking designed to lessen regulatory requirements on small and regional banking organizations.
By Ellen Holloman, Cheryl Barnes, Scott Cammarn, Jason Halper, Neil Weidner, Monica Martin
Cadwalader attorneys described the implications to the structured finance industry of an enforcement action brought by the Consumer Financial Protection Bureau against the National Collegiate Student Loan Trusts.
By Cadwalader, Wickersham & Taft LLP
The MSRB proposal to amend municipal fund securities reporting requirements under Form G-45 was published in the Federal Register.
By Cadwalader, Wickersham & Taft LLP
The Federal Trade Commission ("FTC") proposed a rule requiring nationwide consumer reporting agencies ("CRAs") to provide a free electronic credit monitoring service for active duty military consumers.
By Steven Lofchie
Several trade associations requested that the SEC extend the comment period for its proposed rules on capital, margin and segregation requirements for security-based swaps.
By Robert Zwirb
A U.S. District Court ruled in favor of the Board of Trade of the City of Chicago, Inc. ("CBOT") and ME from allegations that they conspired to stop the CFTC from approving the application of a competing exchange.
By Cadwalader, Wickersham & Taft LLP
Several industry associations commented on the SEC mutual fund disclosure framework.
By Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") will implement a new supervisory rating system for large financial institutions.
By Kyle DeYoung
In its second annual report, the SEC Enforcement Division (the "Division") highlighted significant enforcement actions filed in FY 2018, discussed key initiatives and described ongoing agency priorities.
By Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") described the risks and benefits of variable life insurance. In a new Investor Bulletin ...
By Cadwalader, Wickersham & Taft LLP
The New York State Department of Financial Services ("NYDFS") granted a virtual currency license to the "first and only" company operating Bitcoin teller machines ...
By Cadwalader, Wickersham & Taft LLP
The Financial Crimes Enforcement Network ("FinCEN") issued an Advisory to financial institutions on recent updates to the Financial Action Task Force ("FATF") ...
Contributor's Topics
More...