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By Cadwalader, Wickersham & Taft LLP
The MSRB published FAQs relating to the use of municipal advisory client lists and case studies. The MSRB also requested comment on a draft compliance resource ...
By Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz discussed ways in which he believes a lack of transparency during the financial crisis has been addressed ...
By Steven Lofchie
An amusement park and two former executives settled SEC charges for failing to disclose the extent to which a documentary film on the park's policies ...
By Cadwalader, Wickersham & Taft LLP
SIFMA and the Bank Policy Institute (collectively, the "associations") submitted comments to the Federal Reserve Board and the FDIC (collectively, the "agencies") ...
By Steven Lofchie
SEC Commissioner Hester M. Peirce urged the SEC to embrace FinTech innovation and permit more risk-taking by investors in cryptocurrencies.
By Cadwalader, Wickersham & Taft LLP
Richard Clarida Sworn In As Vice Chair Of Federal Reserve Board.
By Cadwalader, Wickersham & Taft LLP
OFAC Offers Additional Guidance on Ukraine-Related Sanctions Regulations.
By Cadwalader, Wickersham & Taft LLP
A Texas company agreed to pay $75,000 to settle CFTC charges of failing to register as a commodity trading advisor.
By Cadwalader, Wickersham & Taft LLP
This is the second cooperation agreement that the CFTC entered into with a non-U.S. authority.
By Cadwalader, Wickersham & Taft LLP
The GMAC was designed to assist the CFTC on matters of public concern to the exchanges, firms and market users regarding the regulatory challenges of a global marketplace.
By Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance dates, effective dates and expiration dates.
By Cadwalader, Wickersham & Taft LLP
FDIC released data on branch office deposits for all FDIC-insured institutions. The FDIC Summary of Deposits includes deposit totals for each of the more than 88,000 domestic offices ...
By Cadwalader, Wickersham & Taft LLP
The Federal Trade Commission ("FTC") increased the fees for telemarketing businesses seeking access to the National Do Not Call Registry ("Registry") ...
By Cadwalader, Wickersham & Taft LLP
The SEC reduced a whistleblower award after discovering that the whistleblower financially benefited from waiting to report the misconduct.
By Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") updated its "Deposit-Related Credit" booklet. The booklet, which is part of the Comptroller's Handbook ...
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