Mondaq UK: Finance and Banking
Dentons
Commission Delegated Regulation (EU) 2019/820 supplementing Regulation (EU) No 345/2013 with regard to conflicts of interest in the area of European venture capital funds – published in the OJ ...
ELVINGER HOSS PRUSSEN, société anonyme
In the course of the discussions which took place in the EU Parliament and Council, a proposal to amend the PRIIPs Regulation (EU) 2014/1286 ("PRIIPs Regulation ")
Gowling WLG
The Financial Conduct Authority (FCA) published its in Policy Statement (PS19/14) on 4 June 2019, outlining new rules for loan based ('peer-to-peer') platforms.
Mayer Brown
Just when UK pension scheme trustees are getting to grips with the new investment and disclosure duties announced in 2018, the UK government has announced further requirements which will be introduced from October 2020.
Gowling WLG
In May 2019, the Financial Conduct Authority (FCA) published its third annual report on its 5 Conduct Questions Programme.
Hogan Lovells
The FCA has published final rules and a further consultation on a range of measures transforming the overdraft market The changes in the final rules cover pricing intervention and repeat overdraft use
Rahman Ravelli Solicitors
But Nicola Sharp of business crime solicitors Rahman Ravelli believes the banks themselves need to be examining their conduct.
Reed Smith (Worldwide)
R. Raphael & Sons plc (Raphaels) has received fines totalling £1,887,252 from the FCA and PRA for repeated failings in relation to inadequate systems and controls supporting the oversight
Hogan Lovells
As we reported in our previous blog post in November 2018, from 1 April 2019 the jurisdiction of the FOS has extended
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review.
Duff and Phelps
Ten years on from the financial crisis, many in the industry are asking whether we are better positioned to prevent the next meltdown from occurring.
Wrigleys Solicitors
Time is running out to help extend the Community Housing Fund as the deadline for the Government's recent call for information is this Friday 31 May.
Hogan Lovells
We are delighted to send you our latest e-newsletter, setting out developments from 20 to 24 May 2019.
DAC Beachcroft LLP
Most FCA solo-regulated firms will have to implement SMCR by the end of this year. David Sims, employment partner and head of the SMCR practice at law firm DAC Beachcroft tells you everything you need to know.
Clyde & Co
New Scottish Discount Rate expected by October 2019 following review process
DAC Beachcroft LLP
It's common for developers and other landowners to grant to their lenders mortgages of part of the property they own.
Ropes & Gray LLP
On 11 June 2019, the Cyber-Attacks (Asset-Freezing) Regulations 2019 (SI 2019/956) (the "U.K. Regulations")
Proskauer Rose LLP
On 20 May 2019, the UK Financial Conduct Authority ("FCA") published its findings of its multi-firm review into the supervision by principal firms ...
Wrigleys Solicitors
The Office of the Public Guardian has issued guidance for attorneys and deputies thinking of investing money for the person whose affairs they look after.
Dentons
The High Court has held that a bank was not obliged to reprice or cancel foreign exchange spot trades entered into at a time of severe market disruption in accordance ...
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Mayer Brown
The Court of Appeal's recent decision in Jofa Ltd & Anor v Benherst Finance Ltd & Anor1 provides a timely reminder of issues that commonly arise, as well as important practical guidance
Hogan Lovells
Debt instruments are amended for a range of commercial reasons. It may be to replace references to LIBOR, to change bond restrictive covenants under a consent solicitation
BCL Solicitors LLP
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The political instabilities caused by Brexit raise the possibility that a General Election may be held in the UK sooner than the scheduled 5 May 2022. Given current political turbulence,
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published a call for input on its evaluation of the Retail Distribution Review and Financial Advice Markets Review.
Dentons
Commission Delegated Regulation (EU) 2019/820 supplementing Regulation (EU) No 345/2013 with regard to conflicts of interest in the area of European venture capital funds – published in the OJ ...
Hogan Lovells
Legal and Financial Risk newsletter on legal developments impacting corporates and financial institutions
Squire Patton Boggs LLP
When FCA Director of Enforcement and Market Oversight Mark Steward spoke in London last month, his comments could hardly have been more timely.
Shearman & Sterling LLP
On November 28, 2018, following the introduction to Parliament on November 22, 2018 of the Financial Services (Implementation of Legislation) Bill ...
Shepherd and Wedderburn LLP
Gordon Downie examines how some UK local authorities, in raising their cremation charges (partly) in response to austerity
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