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Australia
Sophie Grace Pty Ltd
All CFD issuers should review leverage limits and ensure correctly applied to the CFD instruments on their platform.
Alvarez & Marsal
AusNet Services was a stapled group consisting of AusNet Services (Transmission) Limited, AusNet Services Finance (Finance) Trust and AusNet Services (Distribution) Limited.
Herbert Smith Freehills
On 7 February 2024, ASIC announced that it had made interim stop orders on four product disclosure statements (PDSs) for classes of units of a registered managed fund (Fund)...
Piper Alderman
A material allocation of a shortfall to underwriters in a capital raising must be disclosed to the market.
Herbert Smith Freehills
The consultation period for Treasury's Consultation Paper on its review of the regulatory framework for managed investment schemes closed on 29 September 2023.
China
AnJie Broad Law Firm
答:《关于人民法院民事执行中查封、扣押、冻结财产的规定》明确指出:"不得明显超标的额查封、扣押、冻结"。《关于在执行工作中进一步&#
Hong Kong
Norton Rose Fulbright Hong Kong
In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory issues they are seeing in their local market.
Mayer Brown
In a recent disciplinary action, the Hong Kong Stock Exchange (HKEX) censured directors of a listed company for failure to fulfil fiduciary duties and duties of skill...
Jones Day
The GEM listing activities in Hong Kong have been declining since 2019, and there was no new listed issuer on the GEM in 2022.
Mayer Brown
In less than three months, the Hong Kong Stock Exchange (HKEX) has adopted all proposals for GEM listing reform from the consultation paper issued in September 2023, with only minor amendments.
Jones Day
The Stock Exchange of Hong Kong Limited ("HKEx") introduced a new exemption allowing existing shareholders and cornerstone investors to subscribe for or purchase further securities...
Appleby
On 30 June 2023, HKEx published the conclusions of the consultation on expanding the paperless listing regime and certain rule amendments...
Appleby
On 26 September 2023, The Stock Exchange of Hong Kong Limited (HKEx) published a consultation paper on the proposed changes to the Listing Rules of the Growth Enterprise Market (GEM)...
India
AK & Partners
Starting April 01, 2024, it's mandatory for insurance policies to be held in electronic form, similar to how shares are held in a demat account. The Insurance Regulatory and Development...
Argus Partners
On January 24, 2024, the Ministry of Finance ("MoF") in exercise of the powers conferred under Section 46(2)(aa) and Section 46(2)(ab) of the Foreign Exchange Management Act...
IndusLaw
As a significant step towards permitting Indian companies to list their equity shares on foreign exchanges, the Finance Minister, in July 2023, announced the Government's decision...
Argus Partners
The Reserve Bank of India ("RBI") has issued Master Directions-Reserve Bank of India (Commercial Paper and Non-Convertible Debentures of Original or Initial Maturity Upto One Year) Directions 2024...
Resolut Partners
A lot has been written about SEBI's recent consultation paper on voluntary delisting norms ("Consultation Paper") on the SEBI (Delisting of Equity Shares) Regulations, 2021 ("Delisting Regulations").
S&R Associates
Trading in the stock markets is usually based on the investment strategy of "Buy Low, Sell High".
AZB & Partners
A SSE is a separate segment of recognized stock exchange having nationwide trading terminals permitted to register a Social Enterprise (as explained below) and / or list the securities...
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