Mondaq Asia Pacific: Corporate/Commercial Law > Securities
Thynne & Macartney
If your customer goes into liquidation, an effective PPS registration would elevate you to a secured creditor position.
DeHeng Law Offices
根据《首次公开发行股票并上市管理办法》《首次公开发行股票并在创业板上市管理办法》的规定,发行人应符合"发行人的股权清晰,控股股
DeHeng Law Offices
前言:科创板自2019年7月22日开市至今刚"满月",科创版上市公司("科创公司")达到28家,科创板市场总体运行平稳,
DeHeng Law Offices
为落实科创板上市公司(以下简称"科创公司"
King & Capital Law Firm
双务合同的金钱给付之债(除借款合同外),不能以24%的年利率作为违约金是否过高的标准,而应以银行利率为基础,兼顾合同履行情况、当事&
DeHeng Law Offices
外债是指境内企业及其控制的境外企业或分支机构向境外举借的、以本币或外币计价、按约定还本付息的债务工具,外债已经成为大中型企业
DeHeng Law Offices
根据《物权法》第223条、《担保法》第75条第2项的规定,依法可以转让的股权、股份、
DeHeng Law Offices
在进一步扩大金融行业开放、深化金融系统改革、加强金融监管的宏观背景下,对进一步完善有中国特色的证券公司治理结构的要求愈加迫切A
DeHeng Law Offices
目前市场上的持牌第三方基金销售机构已超过130家,但是相对于巨大的市场而言,代销牌照依然是稀缺资源。从目前的基金代销格局来看
DeHeng Law Offices
2019年6月20日,中国证监会发布《关于修改〈上市公司重大资产重组管理办法〉的决定》("《征求意见稿》")公开征求意见的通知,《征求意见稿
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
This update provides an overview of key regulatory developments in the past three months relevant to companies listed, or planning to list, on The Stock Exchange...
Herbert Smith Freehills
Last Friday, the Securities and Futures Commission (SFC) launched a consultation on proposals to regulate depositaries (trustees and custodians) of SFC-authorized...
Mayer Brown
The Stock Exchange of Hong Kong Limited (the Exchange) has issued amendments to the Listing Rules and new guidance letters relating to backdoor listing and continuing listing criteria (together the "New Rules").
Mayer Brown
Since the establishment of the United Nations' World Commission on Environment and Development, sustainable development has been gaining momentum in the private equity (PE) industry.
Herbert Smith Freehills
Last Friday, the Securities and Futures Commission (SFC) issued a circular to announce the launch of a key risk indicator (KRI) platform to collect and analyse KRI data from selected licensed
Herbert Smith Freehills
The Hong Kong Stock Exchange has finalised its proposed amendments to the Listing Rules to tighten restrictions on backdoor listings and continuing listing criteria.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On 26 July 2019, The Stock Exchange of Hong Kong Limited (HKEx) published conclusions to its consultation paper regarding backdoor listings, continuing listing criteria
Herbert Smith Freehills
Last week, the Hong Kong Securities and Futures Commission (SFC) signed a tripartite memorandum of understanding (MOU) with the China Securities Regulatory Commission
Herbert Smith Freehills
The Securities and Futures Commission (SFC) held its third annual Compliance Forum (Forum) on 17 June 2019 – a series of six panel discussions with industry participants:
Herbert Smith Freehills
The SFC has recently published its Statement on the conduct and duties of directors when considering corporate acquisitions or disposals.
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STA Law Firm
The Indian economy has been marked by many critical structural initiatives which intend to build the strength and substantial growth over the past two decades.
Mayer Brown
The Stock Exchange of Hong Kong Limited (the Exchange) has issued amendments to the Listing Rules and new guidance letters relating to backdoor listing and continuing listing criteria (together the "New Rules").
Nishith Desai Associates
In an attempt to revive the spirit of the Indian economy amidst the continuing economic slowdown, the Indian Government introduces a slew of measures through the Ordinance.
Khurana and Khurana
The Finance Bill, 2019, has projected certain amendments in the Indian Stamp Act, 1899 ("the Act") introducing uniformity in the charge of stamp duty on securities whether in physical or demat form.
AZB & Partners
On June 3, 2019, CCI approved the proposed joint acquisition of up to 100% of the total issued and paid up share capital of each of Uttam Galva Metallics Limited (‘UGML') and Uttam Value Steel Limited
Mayer Brown
Since the establishment of the United Nations' World Commission on Environment and Development, sustainable development has been gaining momentum in the private equity (PE) industry.
LexOrbis
Until the introduction of the Companies Act, 2013, the valuation of shares, assets, net worth of companies etc. was conducted by chartered accountants or as prescribed by other laws such as the Foreign Exchange Management Act, 1999 ...
AZB & Partners
The Indian Government is keen on developing the international financial services center (‘IFSC'), in Gujarat International Finance Tec-City (GIFT City), Gujarat, to bring to the Indian shores
AMLEGALS
Rights Issue is an issue of capital under Section 62 of Companies Act, 2013 and SEBI (ICDR) Regulations, 2009; wherein offer of specified securities by a listed issuer is made to the existing shareholders as on the record date.
Khaitan & Co
Under Indian law, shares of an unlisted company could hitherto either be held in physical form (i.e., represented by letters of allotment / share certificates issued against such shares) or in dematerialised form ...
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