Mondaq USA: Finance and Banking
WilmerHale
If your business carries debt, the interest rate on that debt is likely to be linked to the London Interbank Offered Rate (LIBOR).
Mayer Brown
Buying and selling receivables, the obligor of which is the United States government, requires consideration of the Federal Assignment of Claims Act ("FACA").
Orrick
The SEC Investment Management Division published a no-action letter on August 15 addressed to Redwood Trust that provides a certain degree of Section 3(c)(5)(C) compliance leeway for mortgage REITs and mortgage bankers.
Orrick
On August 8, the SEC announced that it has voted to propose rule amendments to modernize and simplify certain disclosures required pursuant to Regulation S-K since the regulation was first adopted over 30 years ago.
Morrison & Foerster LLP
Thus, VantageScore LLC is eligible to apply for consideration by the GSEs.
Ostrow Reisin Berk & Abrams
Your controller should be an integral part of your strategic plan to scale. In fact, they should be a strategic partner in most aspects of growth.
Morrison & Foerster LLP
In an earlier paper, we considered whether ISAs should be subject to federal consumer credit statutes, including the Truth in Lending Act ("TILA")
Arnold & Porter
Despite several key setbacks in recent years, spoofing remains an enforcement priority for the Department of Justice (DOJ), Securities and Exchange
Mayer Brown
Mandatory use of the redesigned URLA was originally set for February 2020.
Ostrow Reisin Berk & Abrams
Recent market gyrations have made even strong-stomached investors a little queasy. In general, maintaining your positions in a well-diversified portf
Mintz
Seth Goldman explains how derivative action litigation can be an effective strategy for minority shareholders and discusses the favorable settlement Mintz achieved on behalf of client FragranceNet.com using this approach.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight ("DMO") granted time-limited relief to an Irish affiliate of a UK-based financial institution to act as reporting counterparty for certain swaps with U.S.
Cadwalader, Wickersham & Taft LLP
Two companies agreed to pay $16 million to settle CFTC charges of wheat futures price manipulation. Pursuant to the settlement, the CFTC agreed not to make "any public statement about this case."
Cadwalader, Wickersham & Taft LLP
Regulatory change increases overhead expense for financial institutions. The Cabinet "Alerts" tool allows firms and individuals to track regulatory
Cadwalader, Wickersham & Taft LLP
CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.
Kramer Levin Naftalis & Frankel LLP
Public Alternative Funds Archive - August 15, 2019
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of comment deadlines, compliance dates, effective dates and delayed actions.
Kramer Levin Naftalis & Frankel LLP
Analysts say the trend toward alternative is largely the result of relatively lower expectations for Wall Street investments, stocks and bonds.
Cahill Gordon & Reindel LLP
Recent litigation involving the telecommunications company Windstream Services, LLC and Aurelius Capital Master, Ltd. has heightened market focus on noteholders that, through derivatives, take an economic interest ...
Cahill Gordon & Reindel LLP
FINRA Supplements Prior Guidance on Credit for Extraordinary Cooperation.
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Arnold & Porter
This article describes current trends and developments during 2018 in the sovereign bond financing market.
Shearman & Sterling LLP
On 29 March 2019, ESMA updated its Q&A documents in relation to the implementation of the Market Abuse Regulation (MAR) and the Alternative Investment Fund Manager Directive (AIFMD).
Mayer Brown
Last month, the United States Department of Justice ("DOJ" or the "Department") settled redlining claims against First Merchants Bank, an Indiana-based bank regulated by the Federal Deposit Insurance Corporation.
Withers LLP
The modern notion of a family office charged with the stewardship of a single family's wealth for current and future generations emerged in the 19th century. The
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code ง199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
DLA Piper
This regular publication from DLA Piper focuses on helping banking and financial services clients navigate the ever-changing federal regulatory landscape.
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