Mondaq USA: Finance and Banking
K&L Gates
This Toolkit summarizes several key aspects of MiFID II that may impact the trading activities and other operations of global investment managers with offices or clients in the EU.
Shearman & Sterling LLP
As the negotiations for Britain's departure from the EU begin, the spotlight is on future trade with the EU and globally.
Orrick
The European Union Bill, which will end the supremacy of EU law in the UK by repealing the European Communities Act 1972 and will prepare the UK's legislative framework after its withdrawal...
Orrick
On July 13, 2017, the European Commission published the interim report of its high-level expert group ("HLEG") on sustainable finance
Orrick
On July 7, 2017, the Futures Industry Association ("FIA") published a compliance brief on the impact of the revised European Markets in Financial Instruments Directive ("MiFID II") and "MiFIR" on U.S. "FCMs".
Dechert
You know, sometimes life's problems smack you against the side of the head like a 2×4, and sometimes it's just a multiplicity of middling offenses that become so annoying that you might just want to roll over and die.
Dechert
What in the world have we done to ourselves? Our CRE Securitization business, or at least the conduit part of our business, continues to shrink: $800 billion in outstanding principal balance...
Duff and Phelps
The dramatic drop in energy prices since 2014, and the largely abysmal returns faced by a record number of commodity-focused hedge funds in 2015 (net returns for commodity hedge funds were -7.24% in 2015), ...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming reporting deadlines, comment deadlines, effective dates and expiration dates.
Cadwalader, Wickersham & Taft LLP
BNP Paribas S.A. ("BNP") agreed to pay a $246 million fine to settle charges that it engaged in "unsafe and unsound practices in the foreign exchange" ("FX") markets.
K&L Gates
On May 4, the House Financial Services Committee ("HFSC") concluded its three-day markup of H.R.10, the Financial Choice Act ("FCA"), a bill to reform the Dodd-Frank Wall Street Reform...
K&L Gates
Leveraging big data and technology were identified as key factors to reducing costs and profitably serving LMI customers.
Duff and Phelps
Are you confident that your fixed assets are accurately represented in the year-end financial statements? Where do your property reported insurable values come from?
Orrick
On July 12, 2017, the Federal Housing Finance Agency ("FHFA"), as conservator of Fannie Mae and Freddie Mac, announced it had reached a settlement with Royal Bank of Scotland Group plc...
Orrick
On July 10, 2017, DBRS issued a report entitled Rating Canadian Split Share Companies and Trusts.
Dechert
The Source restaurant for 250 friends and colleagues, where the excellent food and free flowing drinks lasted well beyond the official closing time.
Dechert
I have begun to wonder whether the risk retention TPP agreement is already near its death bed just some brief months following its birth.
Duff and Phelps
In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in January 2017.
Proskauer Rose LLP
On July 10, 2017, the Consumer Financial Protection Bureau (CFPB) issued a new rule that would make it easier for consumers to bring class action lawsuits against financial institutions.
Arnold & Porter Kaye Scholer LLP
On July 21, 2017, the Office of the Comptroller of the Currency (OCC) released a consent order (Order) that serves as a cautionary tale for the banking industry.
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GuernseyFinance
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Arnold & Porter Kaye Scholer LLP
As part of their diversified investment programs, many family offices invest in private alternative investment funds, which may include real estate funds, hedge funds, private equity funds...
Wilson Elser Moskowitz Edelman & Dicker LLP
In the wake of the promulgation of new cybersecurity regulations by New York State's Department of Financial Services, Colorado has proposed cybersecurity regulations for broker-dealers, investment advisers and other fund managers in the ever-changing privacy landscape.
GuernseyFinance
The deal was finalised on 5 June and is subject to regulatory approvals, following which HFSG will be rebranded under the Estera name.
Cadwalader, Wickersham & Taft LLP
The CFTC Market Risk Advisory Committee ("MRAC") met on June 20, 2017.
BakerHostetler
Repealing or substantially modifying the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) remains a top priority of Republican lawmakers.
Cadwalader, Wickersham & Taft LLP
This memorandum is written on the basis of our understanding of these agreed compromises.
Jones Day
Bank of the Ozarks garnered significant industry interest by merging its BHC into its bank on June 26, 2017.
Shearman & Sterling LLP
The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018.
Shearman & Sterling LLP
On April 25, 2017, FINRA issued Regulatory Notice 17–18, Social Media and Digital Communications, addressing certain frequently asked questions regarding the use of social media...
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