Mondaq USA: Finance and Banking
Proskauer Rose LLP
Former SDNY U.S. Attorney Preet Bharara and SEC Commissioner Jackson recently announced, via NY Times op-ed, the creation of the Bharara Task Force on Insider Trading.
Cadwalader, Wickersham & Taft LLP
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam affirmed that he will work to rebuild trust between consumers and the financial industry ...
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Cooley LLP
The public debate about hedge-fund activism has long been informed by academic literature that found increases in shareholder value and operating performance after activist interventions.
Cadwalader, Wickersham & Taft LLP
This briefing reviews developments in European CMBS since the financial crisis and focuses on (1) 2011-15 European CMBS transactions ...
Cadwalader, Wickersham & Taft LLP
In remarks at the 2018 Federal Reserve Stress Testing Research Conference, Federal Reserve Bank of New York Executive Vice President ...
Cadwalader, Wickersham & Taft LLP
In a new paper, ISDA and several foreign banking and securities dealers associations analyzed the potential adverse effects of a "no deal" Brexit scenario on OTC derivatives business under EU law;
Cadwalader, Wickersham & Taft LLP
Based on the information and suggestions that the CFTC received as part of its Project KISS, the CFTC proposed simplifying regulatory obligations for CPOs and CTAs by codifying staff advisories and no-action...
Proskauer Rose LLP
In this episode of The Proskauer Benefits Brief, partners Michael Album and Josh Miller return to discuss the nuts and bolts of a management buyout, and in particular, how management deals...
Cadwalader, Wickersham & Taft LLP
The Global Foreign Exchange Committee ("GFXC") launched a survey to measure the awareness and adherence to the FX Global Code (the "Code").
Cadwalader, Wickersham & Taft LLP
The SEC approved an amendment to FINRA's Trade Reporting and Compliance Engine (TRACE) rules.
Cadwalader, Wickersham & Taft LLP
At its September Board meeting, FINRA approved significant revisions to margin requirements for Covered Agency TBA (to-be-announced) Transactions.
Mayer Brown
On October 2, 2018, New York Governor Andrew Cuomo signed into law legislation limiting the use of remote disabling devices by automobile lenders.
Proskauer Rose LLP
In this episode of The Proskauer Benefits Brief, partners Michael Album and Josh Miller return to discuss the nuts and bolts ...
Mayer Brown
Structuring a transaction that addresses an issuer's capital structure, including its debt obligations, financial and other covenant limitations ...
Moritt, Hock & Hamroff LLP
Forum selection clauses are favored by most courts in most jurisdictions, as a contractual mechanism to provide certainty with respect ...
Mayer Brown
New California legislation will impose disclosure requirements, similar to those under the federal Truth in Lending Act, on commercial-purpose loans of $500,000 or less, including arrangements...
Shearman & Sterling LLP
On October 4, 2018, the Global Foreign Exchange Committee published an update on the ongoing work of its four priority working groups:
Dentons is pleased to present the October 2018 edition of the Global Financial Markets Regulatory Review.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Lewis Roca Rothgerber Christie LLP
A recent change to California law significantly limits the ability of debt collectors to collect a time-barred consumer debt. Effective January 1, 2019, amendments to the Rosenthal Fair Debt Collection Practices Act ...
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Milbank, Tweed, Hadley & McCloy LLP
Law students interested in practicing transactional law, from M&A to securities transactions, often ask how much business experience and training they need in order to launch a successful career.
Schnader Harrison Segal & Lewis LLP
The Fair Debt Collection Practices Act (FDCPA) prohibits debt collectors from using "any false, deceptive, or misleading representation or means in connection with the collection of any debt."
Kramer Levin Naftalis & Frankel LLP
Destra Capital Investments and LCM Investment Management agreed that Destra will sub-distribute Multi-Strategy Growth & Income Fund, a closed-end interval fund.
Sheppard Mullin Richter & Hampton
On August 17, 2018, the Securities and Exchange Commission (SEC) approved amendments to certain of its disclosure requirements that have become redundant, duplicative ...
Jones Day
The former head of an offshore bank pled guilty to conspiracy to defraud the United States by intentionally circumventing the requirements of the Foreign Account Tax Compliance Act ("FATCA"). His guilty...
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
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