Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On June 28, 2018, the U.S. Commodity Futures Trading Commission and the Securities and Exchange Commission approved a new Memorandum of Understanding between the two agencies.
Mayer Brown
Today, a bipartisan, capital formation-focused, package of legislation was unveiled by House Financial Services Committee Chairman Jeb Hensarling and Ranking Member Maxine Waters.
Morrison & Foerster LLP
At an open meeting held June 28, 2018, the SEC voted unanimously to propose a new rule codifying exemptions to certain rules under the Investment Company Act.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates. Click on the links below to view deadlines from July 15 to July 31.
Cadwalader, Wickersham & Taft LLP
The New York State Department of Financial Services ("DFS") found that online marketplace lending has increased dramatically since 2015.
Shearman & Sterling LLP
On June 27, 2018, U.S. Board of Governors of the Federal Reserve System Vice Chairman for Supervision, Randal Quarles, discussed the importance of the promotion of global financial stability ...
Shearman & Sterling LLP
On June 28, 2018, the U.S. Office of the Comptroller of the Currency announced updates to a number of supervision booklets, including the "Bank Supervision Process," "Community Bank Supervision," ...
Kramer Levin Naftalis & Frankel LLP
The SEC adopted amendments to public liquidity-related disclosure requirements for certain open-end funds, requiring them to discuss the operation and effectiveness of their liquidity risk...
Cadwalader, Wickersham & Taft LLP
The CFTC proposal to simplify the requirements for self-regulatory organizations ("SROs") conducting financial surveillance on futures commission merchants ("FCMs") was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo named Matthew A. Daigler as Senior Counsel. In his new role, Mr. Daigler's responsibilities will include advising the Chair on the CFTC's agenda for swaps regulation reform.
Cadwalader, Wickersham & Taft LLP
An attorney and the business affairs manager of his law firm agreed to settle SEC charges of illegally selling shares of a company focused on the application of blockchain technology for food, drugs and healthcare.
Troutman Sanders LLP
We have posted several new topics to the Consumer Financial Services Law Monitor blog throughout the month of June.
Kramer Levin Naftalis & Frankel LLP
Pierre Storrer – Derrière la DSP2: le règlement Authentification forte et Communication sécurisée, in Revue Banque n°820 de mai 2018
Cadwalader, Wickersham & Taft LLP
The CFTC granted its largest-ever whistleblower award to an individual who reported information that resulted in a successful enforcement action.
Cadwalader, Wickersham & Taft LLP
A commodity trading firm agreed to settle CFTC charges of attempting to manipulate the price of certain futures and options contracts.
Cadwalader, Wickersham & Taft LLP
The CFTC Market Risk Advisory Committee ("MRAC") considered issues related to LIBOR reform initiatives and efforts to develop the Secured Overnight Financing Rate ("SOFR") as a viable alternative rate.
Cadwalader, Wickersham & Taft LLP
ISDA initiated a "market-wide consultation" on issues concerning new benchmark fallbacks for derivatives contracts that reference certain interbank offered rates ("IBORs").
Withers LLP
On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...
Kramer Levin Naftalis & Frankel LLP
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
Shearman & Sterling LLP
On June 28, 2018, the U.S. Office of the Comptroller of the Currency announced updates to a number of supervision booklets, including the "Bank Supervision Process," "Community Bank Supervision," ...
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Shearman & Sterling LLP
June 12, 2018, the U.S. Senate Committee on Banking, Housing, and Urban Affairs approved the nominations of the Honorable Richard Clarida to be a Member and Vice Chairman of the Federal Reserve Board ...
Shearman & Sterling LLP
On April 16, 2018, President Donald Trump announced his intent to nominate Michelle Bowman and Richard Clarida to serve as Members of the U.S. Board of Governors of the Federal Reserve System.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") issued the results of its yearly Comprehensive Capital Analysis and Review ("CCAR"). CCAR is an assessment of the capital adequacy...
Shearman & Sterling LLP
On June 21, 2018, following consultation on draft guidance in November 2017, the Financial Stability Board published two finalized guidance papers on aspects of the recovery and resolution ...
Davis & Gilbert
Observing the rising tide of borrower delinquencies in subprime auto lending, I'm reminded of that famous outburst by the former NFL coach, Dennis Green.
Shearman & Sterling LLP
On June 21, 2018, the U.S. Board of Governors of the Federal Reserve System announced the results of the eighth and latest round of Dodd-Frank Act stress testing.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles outlined the agency's recent efforts to review and improve its regulatory framework ...
Shearman & Sterling LLP
On June 14, 2018, the U.S. Board of Governors of the Federal Reserve System approved a final rule, which implements section 165(e) of the Dodd-Frank Act and establishes single-counterparty credit limits for bank ...
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