Mondaq USA: Finance and Banking > Financial Services
Kramer Levin Naftalis & Frankel LLP
Upon exit day, the various obligations of EU counterparties regarding derivatives transactions under EMIR will no longer apply to UK entities.
Cadwalader, Wickersham & Taft LLP
Beginning in April 2020, depositaries under the EU Alternative Investment Fund Managers Directive ("AIFMD") ...
Milbank, Tweed, Hadley & McCloy LLP
Milbank Financial Institutions Regulatory partner Douglas Landy was quoted in a recent Law360 article titled "Reg Rollbacks Seen As Bit Player in $28B BB&T-SunTrust Deal" ...
Private equity (PE) investors entered the physician practice management (PPM) market in 2011, and eight years later the PPM sector continues to be a ripe middle market for PE investors looking to diversify their portfolios.
Cadwalader, Wickersham & Taft LLP
FINRA extended the effective date of the margin requirements for Covered Agency Transactions, including "to-be-announced" ("TBA") transactions and other forward-settling agency securities transactions
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") proposed amending the OCC's company-run stress testing requirements for national banks and federal savings associations.
Cadwalader, Wickersham & Taft LLP
The CFTC's Division of Market Oversight, Division of Swap Dealer & Intermediary Oversight, and Division of Clearing & Risk published examination priorities.
Jones Day
The paper provides guidance on bringing the benefits of distributed ledger technology to the ISDA documentation architecture.
Proskauer Rose LLP
A federal district court in the District of Columbia dismissed ERISA fiduciary-breach claims by participants in Georgetown's 403(b) retirement plans that were predicated on allegations that the
Jones Day
Currently in the European Union, no level playing field exists for asset management and rating agency activities when it comes to ensuring sustainability
Morrison & Foerster LLP
The California DBO has issued an Invitation for Comments relating to the scope of the "agent of a payee" exemption under the Money Transmission Act, Cal. Fin. Code §2000 et seq. (the "Act").
Cadwalader, Wickersham & Taft LLP
FINRA staff provided interpretive guidance on FINRA Rule 2210, which imposes certain requirements on institutional communications.
On February 5, Moody's published a report entitled: Automotive – Global: Automakers Face Multiple Challenges from Carbon Transition. Report.
On February 5, the Federal Reserve Board and Office of Comptroller of Currency released the stress scenarios for the 2019 stress test cycle for domestic bank holding companies and foreign bank intermediate bank holding companies ...
Hunton Andrews Kurth LLP
The Pennsylvania Department of Banking and Securities recently issued guidance under the Money Transmitter Act ("MTA") for entities engaged in various forms of virtual currency business in the commonwealth.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
A comprehensive review of recent Federal Trade Commission (FTC or Commission) consumer protection actions shows that the FTC continues to be one of Washington's most aggressive regulators
Cadwalader, Wickersham & Taft LLP
Comments must be submitted by April 9, 2019.
Cadwalader, Wickersham & Taft LLP
The comment period for the proposal has passed.
Cadwalader, Wickersham & Taft LLP
FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor.
Cadwalader, Wickersham & Taft LLP
The FIF believes that the SEC should consider revising Rule 605 to better reflect the best practices created by industry participants since the rule's adoption.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
This piece from Medium highlights these concerns and suggests the better amount to raise in a seed stage financing.
Ropes & Gray LLP
On December 14, 2018, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert to share its observations from a recent exam initiative.
Akin Gump Strauss Hauer & Feld LLP
On December 20, 2018, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (SEC) issued conditional no-action relief to Madison Capital Funding LLC ("Madison").
Morrison & Foerster LLP
The alert discusses the Proposed Policy's intention to fix several shortcomings of the 2016 Policy and encourage companies to test new financial products and services.
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