Mondaq USA: Finance and Banking > Fund Management/ REITs
GuernseyFinance
The statement followed a high-level round table meeting on sustainable finance which took place today in Halifax, Canada.
GuernseyFinance
The total value of funds business in Guernsey is at a five-year high following a predicted rise in net asset value in Q2 2018, according to the latest figures from the Guernsey Financial Services Commission.
Kramer Levin Naftalis & Frankel LLP
Andrew Beer, Managing Partner at Dynamic Beta Investments notes that for liquid alternative ETFs to gain momentum, they need to meet three objectives to work ...
Kramer Levin Naftalis & Frankel LLP
Intralinks and Global Fund Media surveyed global LPs on how they view alternative investment opportunities over the next 12 months.
Cadwalader, Wickersham & Taft LLP
FINRA advised firms using third-party recordkeeping service providers ("providers") to ensure that contracts comply with recent guidance issued by the SEC Division of Trading and Markets staff.
Cadwalader, Wickersham & Taft LLP
Two affiliated broker-dealers agreed to settle SEC charges for allegedly misleading institutional customers regarding the operation of a dark pool.
Pryor Cashman LLP
When potential buyers seek financing to acquire a multifamily rental building in an urban area, the obvious first question is the value of the underlying asset. Prospective borrowers and lenders...
Ropes & Gray LLP
ISDA recently published the ISDA 2018 U.S. Resolution Stay Protocol, which is now open for adherence.
Akin Gump Strauss Hauer & Feld LLP
Even though practitioners are awaiting proposed regulations on the new opportunity zone provision, interested parties are already starting to set up qualified opportunity funds to pool investor capital.
Ropes & Gray LLP
On September 13, 2018, the Division of Investment Management issued an Information Update in which it announced the withdrawal of two no-action letters concerning the circumstances under which ...
Hunton Andrews Kurth LLP
New favorable guidance from the IRS (Revenue Procedure 2018-48, or the "Revenue Procedure") clarifies that subpart F inclusions of foreign taxable REIT subsidiaries ("TRSs") ...
Cadwalader, Wickersham & Taft LLP
The SEC charged a hedge funder adviser, his investment advisory firm and a Delaware-based company in a scheme to manipulate a stock price.
Cadwalader, Wickersham & Taft LLP
Several Democratic members of Congress called upon SEC Chair Jay Clayton to amend proposed Regulation Best Interest to require a uniform fiduciary standard for all broker-dealers and investment advisers.
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to provide remediation to impacted customers to settle FINRA charges of failing to establish and maintain a supervisory system and written supervisory procedures.
Cadwalader, Wickersham & Taft LLP
Commercial real estate collateralized loan obligations (CRE-CLOs) are growing in popularity as a way to securitize mortgage loans.
Cadwalader, Wickersham & Taft LLP
U.S.-based investment management firm Legg Mason Inc. ("Legg Mason") agreed to disgorge over $34 million in profits and prejudgment interest to settle SEC charges that it violated the Foreign Corrupt Practices Act ("FCPA").
Proskauer Rose LLP
The Personal Planning Strategies Newsletter provides articles addressing the latest statutory changes and developments affecting retirement, estate, insurance and tax planning, as well as cutting-edge corporate, real estate and tax concepts.
Cadwalader, Wickersham & Taft LLP
The SEC charged a cannabis investment fund and its founder with securities fraud for allegedly using misleading marketing materials and deceptive sales pitches to lure investors.
Kramer Levin Naftalis & Frankel LLP
Destra Capital Investments and LCM Investment Management agreed that Destra will sub-distribute Multi-Strategy Growth & Income Fund, a closed-end interval fund.
Cadwalader, Wickersham & Taft LLP
CFTC amendments to rules concerning chief compliance officer ("CCO") duties and certain annual report requirements were published in the Federal Register.
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Stroock & Stroock & Lavan LLP
The 2017 Tax Cuts and Jobs Act created a new incentive for investment in qualified low-income communities known as qualified opportunity zones ("QOZs").
Proskauer Rose LLP
Many hedge funds routinely face insider trading concerns as they trade equity or debt.
Cadwalader, Wickersham & Taft LLP
The SEC charged a cannabis investment fund and its founder with securities fraud for allegedly using misleading marketing materials and deceptive sales pitches to lure investors.
Hunton Andrews Kurth LLP
On June 28, 2018, the Securities and Exchange Commission (SEC) approved three final rules and two rule proposals that SEC Chairman Jay Clayton says make "steady, thoughtful progress" ...
Akin Gump Strauss Hauer & Feld LLP
Even though practitioners are awaiting proposed regulations on the new opportunity zone provision, interested parties are already starting to set up qualified opportunity funds to pool investor capital.
Ropes & Gray LLP
ISDA recently published the ISDA 2018 U.S. Resolution Stay Protocol, which is now open for adherence.
Cadwalader, Wickersham & Taft LLP
Several Democratic members of Congress called upon SEC Chair Jay Clayton to amend proposed Regulation Best Interest to require a uniform fiduciary standard for all broker-dealers and investment advisers.
Proskauer Rose LLP
The Personal Planning Strategies Newsletter provides articles addressing the latest statutory changes and developments affecting retirement, estate, insurance and tax planning, as well as cutting-edge corporate, real estate and tax concepts.
Ostrow Reisin Berk & Abrams
The highly anticipated regulations regarding the deduction for up to 20% of qualified business income (QBI) have been proposed by the IRS.
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to provide remediation to impacted customers to settle FINRA charges of failing to establish and maintain a supervisory system and written supervisory procedures.
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