Mondaq USA: Finance and Banking > Fund Management/ REITs
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to an exchange-traded fund ("ETF") from requirements under SEA Rule 14e-5
Smith Gambrell & Russell LLP
Heung C. Rha and Suhn O. Rha agreed to purchase the property located at 16-17 Bell Blvd., Bayside, New York from Alessio Blangiardo pursuant to a contract signed on October 23, 2014.
Akin Gump Strauss Hauer & Feld LLP
The U.S. Department of the Treasury requires U.S. issuers—including U.S.-resident investment funds1—to report foreign residents' holdings of U.S.
Stroock & Stroock & Lavan LLP
How the Latest QOZ Proposals Affect Qualified Opportunity Zone Businesses.
Orrick
The SEC Investment Management Division published a no-action letter on August 15 addressed to Redwood Trust that provides a certain degree of Section 3(c)(5)(C) compliance leeway for mortgage REITs and mortgage bankers.
Ostrow Reisin Berk & Abrams
Recent market gyrations have made even strong-stomached investors a little queasy. In general, maintaining your positions in a well-diversified portf
Kramer Levin Naftalis & Frankel LLP
Public Alternative Funds Archive - August 15, 2019
BakerHostetler
On June 5, 2019, the Securities and Exchange Commission (SEC) voted to adopt a highly anticipated set of rules addressing the standard of conduct of registered investment advisers
Kramer Levin Naftalis & Frankel LLP
Analysts say the trend toward alternative is largely the result of relatively lower expectations for Wall Street investments, stocks and bonds.
Dentons
What is one critical factor that will make or break a start-up? Entrepreneurs will have an unequivocal answer to this question: Funding. Rounds and rounds of funding
Cadwalader, Wickersham & Taft LLP
Several trade associations provided feedback on key areas of central counterparty ("CCP") default management auctions.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Ropes & Gray LLP
The Second Circuit concluded in Oxford University Bank v. Lansuppe Feeder, Inc. that Congress' intent in enacting Section 47(b) was to grant contracting parties a right to sue for rescission of a contract that allegedly violates the ICA. In recent years,
Eide Bailly LLP
Many taxpayers and nonprofit organizations entered the 2018 tax year unsure of how the provisions of the Tax Cuts and Jobs Act would ultimately affect their charitable giving.
Ropes & Gray LLP
In a decisive August 5 ruling that could be the final nail in the coffin for plaintiffs' efforts to compare advisory and subadvisory fees, a federal court in the Central District of California rejected claims of excessive mutual fund fees ...
DLA Piper
FinCEN, bank regulators clarify tailored, risk-based approach to BSA/AML examinations.
Kirkland & Ellis International LLP
On January 1, 2020, many companies doing business in California will become subject to the CCPA, which imposes a number of obligations related to the privacy of natural persons who are California residents
Pryor Cashman LLP
Pryor Cashman client Aurora Capital Associates recently closed on leases to three retailers in New York City's famed "Gansevoort Row" in the Meatpacking District.
Mintz
$100 million in federal funds may soon become available to help health care providers cover the costs of broadband and connected care services
Mayer Brown
Q2 2019 started out with a great deal of hope in the world of capital markets taxation.
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Shearman & Sterling LLP
On 29 March 2019, ESMA updated its Q&A documents in relation to the implementation of the Market Abuse Regulation (MAR) and the Alternative Investment Fund Manager Directive (AIFMD).
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Ropes & Gray LLP
Sure, Isabel. Glad to be here discussing this important topic.
TMF Group
They need bigger targets if they are looking to put USD 16 billion to work.
Mayer Brown
Q2 2019 started out with a great deal of hope in the world of capital markets taxation.
Kirkland & Ellis International LLP
On January 1, 2020, many companies doing business in California will become subject to the CCPA, which imposes a number of obligations related to the privacy of natural persons who are California residents
Morrison & Foerster LLP
On July 22, 2019, five federal agencies (the "Agencies")[1] published a final rule (the "Final Rule"), which conforms the regulations implementing the Volcker Rule[2]
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