Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
GuernseyFinance
Guernsey has launched a world-first regulated green fund product.
Shearman & Sterling LLP
The Securities and Exchange Commission on June 28, 2018 proposed a long-anticipated rule that would allow most exchange-traded funds (ETFs) ...
Cadwalader, Wickersham & Taft LLP
The CFTC and SEC (the "agencies") agreed to an updated Memorandum of Understanding ("MOU") to enhance regulatory coordination and facilitate information exchanges...
Cadwalader, Wickersham & Taft LLP
The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds ("ETFs").
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates and compliance dates.
Jones Day
In the landmark Morrison decision in 2010, the U.S. Supreme Court held that Section 10(b) of the Securities Exchange Act of 1934 does not apply extraterritorially, and that the statute...
Cadwalader, Wickersham & Taft LLP
Click on the links to view SEC notices of exchange rule changes and proposals for the week of June 25 to June 29, 2018.
Cadwalader, Wickersham & Taft LLP
Comments on the proposal will be due 60 days following the date of its publication in the Federal Register.
Cadwalader, Wickersham & Taft LLP
As previously covered, FINRA proposed a rule change to extend the credit default swap ("CDS") margin pilot program in FINRA Rule 4240 to July 18, 2019.
Cadwalader, Wickersham & Taft LLP
In a new Global Benchmark Report, ISDA, SIFMA and several other trade associations (collectively, "associations") highlighted that few market participants ...
Cadwalader, Wickersham & Taft LLP
Click on the links to view SEC notices of exchange rule changes and proposals for the week of June 18 to June 22, 2018.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to the additional pools of a commodity pool operator ("CPO") ...
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz urged European Union ("EU") regulatory authorities to recommit to deference-based regulation of cross-border central counterparties ("CCPs").
Cadwalader, Wickersham & Taft LLP
A swap dealer agreed to pay $65 million to settle CFTC charges of attempted manipulation of the U.S. Dollar ISDAFIX ("USD ISDAFIX").
Kramer Levin Naftalis & Frankel LLP
The CFTC proposed to amend the de minimis exception within its regulations' "swap dealer" definition in several ways, including:
Cadwalader, Wickersham & Taft LLP
Weekly Roundup Of Exchange Rules By Category – June 15, 2018
Holland & Knight
"The full potential of DLT in trade reporting is to transcend the fragmented regulatory structure by providing reference to a single, validated record of all financial transactions/positions across regulated markets."
Ropes & Gray LLP
The recent summary denial by the CME Group, Inc., the financial market company comprised of four exchanges, including CME, CBOT, NYMEX, and COMEX, of an asset manager's access to all CME Group markets, ...
Cadwalader, Wickersham & Taft LLP
FINRA proposed a rule change to extend the credit default swap ("CDS") margin pilot program in FINRA Rule 4240 to July 18, 2019.
Cadwalader, Wickersham & Taft LLP
The CFTC requested public comment on a proposal to amend the swap dealer de minimis exception. Comments must be submitted by August 13, 2018.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Holland & Knight
"The full potential of DLT in trade reporting is to transcend the fragmented regulatory structure by providing reference to a single, validated record of all financial transactions/positions across regulated markets."
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz urged European Union ("EU") regulatory authorities to recommit to deference-based regulation of cross-border central counterparties ("CCPs").
Cadwalader, Wickersham & Taft LLP
Comments on the proposal will be due 60 days following the date of its publication in the Federal Register.
Kramer Levin Naftalis & Frankel LLP
The CFTC proposed to amend the de minimis exception within its regulations' "swap dealer" definition in several ways, including:
Ropes & Gray LLP
The recent summary denial by the CME Group, Inc., the financial market company comprised of four exchanges, including CME, CBOT, NYMEX, and COMEX, of an asset manager's access to all CME Group markets, ...
Jones Day
In the landmark Morrison decision in 2010, the U.S. Supreme Court held that Section 10(b) of the Securities Exchange Act of 1934 does not apply extraterritorially, and that the statute...
Cadwalader, Wickersham & Taft LLP
The CFTC and SEC (the "agencies") agreed to an updated Memorandum of Understanding ("MOU") to enhance regulatory coordination and facilitate information exchanges...
Cadwalader, Wickersham & Taft LLP
Click on the links to view SEC notices of exchange rule changes and proposals for the week of June 25 to June 29, 2018.
Cadwalader, Wickersham & Taft LLP
The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds ("ETFs").
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