Mondaq USA: Corporate/Commercial Law
Thompson Coburn LLP
The SEC proposed sweeping rule changes to enhance disclosures for investors and streamline compliance for public companies. These changes would impact the following fundamental Regulation S-K items:
Foley Hoag LLP
On July 23, 2019, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) released
Kramer Levin Naftalis & Frankel LLP
On March 20, 2019, the Securities and Exchange Commission issued a release[1] (the Release) adopting amendments to Regulation S-K in an effort to modernize and simplify disclosure requirements
Cooley LLP
According to this recent study from consulting firm McKinsey, investors want to see a different kind of sustainability reporting.
Ostrow Reisin Berk & Abrams
Non-public manufacturers and distributors are affected by the 2019 GAAP change in how revenue is recognized. Have you made changes already?
Ostrow Reisin Berk & Abrams
Proponents of so-called "effective altruism," also known as strategic giving, have gained footing in recent years.
Gibson, Dunn & Crutcher
The rate of new securities class action filings appears to be stabilizing, but that does not mean 2019 has been lacking in important developments in securities law.
Cleary Gottlieb Steen & Hamilton LLP
Its August 8, 2019 proposal addresses simplification of three items in Regulation S-K that have not been revised for more than 30 years:
BakerHostetler
On June 5, 2019, the Securities and Exchange Commission (SEC) voted to adopt a highly anticipated set of rules addressing the standard of conduct of registered investment advisers
BakerHostetler
On June 18, 2019, the Securities and Exchange Commission (SEC) requested public comment on "Harmonization of Securities Offerings Exemptions"
Mayer Brown
Rule 502(c) ("Rule 502(c)") of the Securities Act of 1933, as amended (the "Securities Act"), prohibits an issuer from offering or selling securities by any form of general solicitation or general advertising when conducting certain
WilmerHale
The Delaware Supreme Court recently sounded a warning bell for directors, reminding that as part of their duty of loyalty, they "must make a good faith effort to implement an oversight system
Foley Hoag LLP
The SEC recently proposed revisions to Regulation S-K to streamline public companies' disclosures of their business operations, risk factors and legal proceedings.
Seyfarth Shaw LLP
Seyfarth Synopsis: The hotly contested AB 5 was put on hold, but is widely expected to be revived before the end of the legislative session.
Akin Gump Strauss Hauer & Feld LLP
In an effort to reduce compliance costs for public companies, the Securities and Exchange Commission (SEC) proposed amendments
Cadwalader, Wickersham & Taft LLP
Federal Register: SEC Codifies Exemption to Rating Agency Disclosure Obligations.
Cadwalader, Wickersham & Taft LLP
To settle the charges, Canaccord Genuity LLC agreed (i) to a censure and (ii) to pay a civil money penalty in the amount of $250,000.
Cadwalader, Wickersham & Taft LLP
In an Investor Bulletin, the SEC Office of Investor Education and Advocacy ("OIEA") highlighted the risks associated with indexed annuities.
Dentons
On August 8, 2019, the US Securities and Exchange Commission (SEC) proposed rule amendments to modernize disclosure requirements relating to the business description
Duane Morris LLP
Fiduciary duties are fundamental concepts in Delaware corporate law. Directors and officers owe duties of care and loyalty, and from these obligations flows
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Cadwalader, Wickersham & Taft LLP
Since the start of 2018, state and, to a lesser extent, federal courts around the country, as well as state legislatures and Congress,
Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Davis & Gilbert
2018 saw a nearly 200% increase in the number of lawsuits targeting websites and mobile apps for their alleged failure to comply with Title III of the Americans with Disabilities Act.
Cooley LLP
As 2019 kicks off, the Cooley antitrust group highlights 10 recent developments and trends corporate counsel should be aware of – from the US Supreme Court and lower courts, the DoJ and FTC ...
Gibson, Dunn & Crutcher
After a significant wave in 2015 and 2016, bankruptcy filings in the exploration and production ("E&P") sector of the oil and gas industry temporarily leveled off.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Issuers of bonds governed by New York law indentures – the instrument containing the rights and obligations of the issuer, the trustee for the bondholders and the noteholders under the bonds
Shearman & Sterling LLP
On 29 March 2019, ESMA updated its Q&A documents in relation to the implementation of the Market Abuse Regulation (MAR) and the Alternative Investment Fund Manager Directive (AIFMD).
Proskauer Rose LLP
On June 4, 2019, the U.S. Securities and Exchange Commission (the "SEC") filed a complaint in the Southern District of New York against Kik Interactive Inc. ("Kik") alleging violations of Section 5 of the Securities Act of 1933 (the "Securities Act").
Cooley LLP
On July 9, 2019, the UK Information Commissioner's Office publicly announced its intent to impose a £99M (approximately $123M) GDPR fine on Marriott as a result of its acquisition of Starwood and the subsequent discovery ...
DLA Piper
On June 5, 2019, the Securities and Exchange Commission adopted Regulation Best Interest (Reg BI) and Form CRS.
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