Mondaq USA: Corporate/Commercial Law
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") warned investors of risks associated with "self-directed" individual retirement accounts ("SD-IRAs").
Mayer Brown
Counsel Brian Hirshberg discusses the availability of shelf offerings, capital markets opportunities
Arnold & Porter
The SEC has amended the definition of a "smaller reporting company" by increasing the thresholds at which issuers fail to qualify, thus expanding the number of registrants that qualify as SRCs...
Shearman & Sterling LLP
Compensation arrangements are generally not the driver of activist campaigns, but poor pay practices heighten a company's risk of activist activity and provide activists with additional weapons...
Cooley LLP
Corp Fin has just posted A Small Entity Compliance Guide for Issuers that summarizes the recent amendments to the definition of "smaller reporting company" and related amendments.
Mayer Brown
Discussions on regulatory requirements generally focus on substance. Less often highlighted is how the nuts and bolts of compliance and daily operations are actually carried out—often by third-party service providers.
Thompson Coburn LLP
A prenuptial agreement may be a bit of a loaded concept when it comes to marriage, but it shouldn't be when it comes to your business relationships.
Cadwalader, Wickersham & Taft LLP
In a Mergers and Acquisitions Update, Cadwalader attorneys analyzed two recent decisions by the Delaware Court of Chancery ...
Cadwalader, Wickersham & Taft LLP
The SEC Office of Investor Education and Advocacy ("OIEA") provided investors with guidance on traditional and non-traditional index funds.
Cadwalader, Wickersham & Taft LLP
SEC amendments to enhance the disclosure requirements for alternative trading systems ("ATSs") that trade National Market System ("NMS") ...
Cadwalader, Wickersham & Taft LLP
A company that provided cloud communications products and services agreed to settle SEC charges of misleading investors with inaccurate revenue projections.
Mayer Brown
Neal Newman assesses the success of Regulation A in a paper titled, "Regulation A+: New and Improved after the JOBS Act or a Failed Revival?"
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
As the sustainability movement grows, so too do the ambiguities under which boards of directors govern.
Cadwalader, Wickersham & Taft LLP
A coalition of 17 Attorneys General ("AGs") urged the SEC to bolster the requirements set out in proposed Regulation Best Interest (the "Proposed Rule").
McDermott Will & Emery
On August 7, the FTC published a new Model Timing Agreement. Timing agreements are agreements between FTC staff and merging parties ...
Mayer Brown
In the meantime, practitioners may be left wondering and hoping for the best but planning for the worst.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Recently, the Municipal Securities Rulemaking Board (MSRB) noted in its quarterly compliance newsletter dated June 8, 2018 that it has "compliance concerns" regarding issuer-solicited charitable...
WilmerHale
In our latest roundup, we explore term sheet negotiation best practices and highlight corporate trends in our newly-published IPO, Venture Capital and M&A Reports.
Cooley LLP
The SEC has adopted new rules mandating the use of Inline XBRL (eXtensible Business Reporting Language) for the submission of financial statement information.
Cooley LLP
The idea of regulating proxy advisory firms has been in the ether for quite some time, but it's an idea that never quite comes to fruition.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Jones Day
Technology has transformed the way that directors receive and review information and communicate with each other and with management.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Energy & Sustainability Connections brings the latest developments in energy investing, legal insights, company activity, and industry events straight to your inbox.
Matson Driscoll & Damico
In my previous article, I discussed the critical need for business owners to have their business valued by a professional appraiser.
Asit Mehta & Associates
India's Ministry of Corporate Affairs is having a busy year. After cracking down on shell companies and LLPs, they have now introduced more stringent KYC norms for directors and designated partners of LLPs in India.
Mayer Brown
The use of social media raises many securities law and compliance challenges for issuers, broker-dealers, and investment advisers.
Torres Law, PLLC
Past compliance with the full range of international trade, export controls, and economic sanctions laws and regulations should be a critical element of due diligence in mergers and acquisitions.
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Proskauer Rose LLP
On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute
Cooley LLP
What are auditors and audit committees doing to get ready for the impending disclosure of CAMs in audit reports ? You remember that, under AS 3101, the new auditing standard for the auditor's report ...
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