Mondaq USA: Corporate/Commercial Law
After detailed investigations and subject to extensive divestments, the European Commission ("EC") cleared two transactions in the agricultural chemicals area.
Withers LLP
This memorandum lists typical activities for a NYSE American (formerly NYSE MKT, and before that NYSE Amex) ("NYSE American")-listed company ...
Arnold & Porter Kaye Scholer LLP
The Delaware Supreme Court has refined Delaware law regarding shareholder ratification of director self-compensation plans for the first time in more than 60 years.
Akin Gump Strauss Hauer & Feld LLP
On January 12, 2018, the Supreme Court granted certiorari in Lucia v. SEC, to resolve a circuit split over whether the SEC's administrative law judges serve in violation of the Appointments Clause of the Constitution.
On January 11, 2018, the Securities and Exchange Commission's (SEC) Fixed Income Market Structure Advisory Committee (FIMSAC) held its inaugural meeting.
Withers LLP
In mid-December 2017, FINRA's Board of Governors released its 2018 proposed rulemaking agenda. The first proposal would require alternative trading systems ...
Proskauer Rose LLP
January 12, 2018 (NEW YORK) – Each year across our offices, Proskauer emphasizes the importance of giving back in our communities, particularly during the holidays.
Morrison & Foerster LLP
In January 2018, FINRA issued guidance on the provisions of Rule 2165 and the amendments to Rule 4512, which were approved in February 2017.
Cadwalader, Wickersham & Taft LLP
FINRA released a content outline for the new Securities Industry Essentials ("SIE") examination.
Frankfurt Kurnit Klein & Selz
The business side of dance can often fall second to the art. Contracts, which usually appear after you've done the hard work of securing a job, can seem like an inconsequential afterthought.
Cadwalader, Wickersham & Taft LLP
Robert J. Jackson Jr. and Hester M. Peirce were sworn in as SEC Commissioners. Commissioners Jackson and Peirce were confirmed by the U.S. Senate on December 21, 2017.
Cadwalader, Wickersham & Taft LLP
At its inaugural meeting, the SEC's Fixed Income Market Structure Advisory Committee ("FIMSAC") discussed bond market liquidity.
Cadwalader, Wickersham & Taft LLP
The U.S. Supreme Court will consider a challenge to the Securities and Exchange Commission (the "Commission") practice of hiring administrative law judges ("ALJs").
Morrison & Foerster LLP
The Securities and Exchange Commission's Division of Economic and Risk Analysis is hosting a session in collaboration with New York University's Salomon Center for the Study of Financial Institutions...
Consider these tips when explaining your technology to investors and customers to maximize the efficiency of these interactions.
The Worcester Business Journal has published "10 things I know about: Causing & preventing business litigation" written by AiVi Nguyen. Below is an excerpt from the article:
Cadwalader, Wickersham & Taft LLP
The SEC named Dr. Timothy Timura as Deputy Director and Deputy Chief Economist in the Division of Economic and Risk Analysis. Dr. Timura will work with SEC Chief Economist Jeffrey H. Harris on economic policy...
Cadwalader, Wickersham & Taft LLP
FINRA updated certain interpretations of Financial and Operational Rules relevant to the revised standard settlement cycle.
Morrison & Foerster LLP
Until recently, broker-dealers operating in the United States weren't subject to a fiduciary standard when dealing with their retail clients.
Morrison & Foerster LLP
The staff of the SEC's Division of Investment Management released this week a series of frequently asked questions (FAQs) regarding new Rule 22e-4 (the "Liquidity Rule").
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Carlton Fields
As of this inaugural publication, there exists no uniformity with respect to how businesses that deal in virtual currencies (also known as "cryptocurrencies") such as Bitcoin are treated among the states.
Fenwick & West LLP
As outside legal counsel to a wide range of public companies in the technology and life sciences industries, many of which are based in Silicon Valley, Fenwick has collected information...
Duane Morris LLP
Allegations of sexual harassment are clearly increasing, and impacts of allegations are swift. Organizations and brands can see their long-established reputations altered overnight. Customers or donors can quickly turn elsewhere. Internal culture, external communities and the bottom line all can suffer irreparably.
Fenwick & West LLP
As outside legal counsel to a wide range of public companies in the technology and life sciences industries, many of which are based in Silicon Valley, Fenwick has collected information ....
McLane Middleton, Professional Association
The term "crowdfunding" generally means the process of raising capital by many, relatively small, investments from a large number of "investors" (the "crowd") utilizing an internet platform to do so.
Jones Day
On February 8, 2017, the United States Department of Justice ("DOJ") Fraud Section published a blueprint for assessing corporate compliance efforts, titled "Evaluation of Corporate Compliance Programs"...
Cadwalader, Wickersham & Taft LLP
The U.S. Court of Appeals for the Second Circuit vacated a District Court judgment dismissing a securities fraud class action against several major securities exchanges.
Akin Gump Strauss Hauer & Feld LLP
Boards of directors should leverage CSR initiatives to mitigate legal, reputational, operational and financial risks, and improve their bottom line.
Cadwalader, Wickersham & Taft LLP
In an annual Regulatory and Examination Priorities Letter, FINRA outlined key areas of focus for 2018.
The 2017 "State of European Tech Report," released today, predicts that Europe is set to receive a record $19 billion in tech investments this year.
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