Mondaq USA: Corporate/Commercial Law > Compliance
Weintraub Tobin Chediak Coleman Grodin Law Corporation
The deadline for business to implement compliance with the California Consumer Privacy Act is just around the corner and chances are most businesses are not ready.
Proskauer Rose LLP
Regulation of Custodial Practices under the Investment Advisers Act of 1940 is a comprehensive outline summarizing SEC regulatory requirements for investment advisers that have ...
Cleary Gottlieb Steen & Hamilton LLP
On September 4, 2019, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert addressing the most common compliance issues it identified in examinations of ...
Shearman & Sterling LLP
On October 1, 2019, the Internal Revenue Service (IRS) issued Revenue Procedure 2019-40 (Revenue Procedure) and proposed regulations (Proposed Regulations) ...
O'Melveny & Myers LLP
As US and international regulation of digital tokens evolves, token issuers and trading platforms continue to seek clarity on how to be compliant within a developing legal framework. Recognizing this
Cadwalader, Wickersham & Taft LLP
A Wisconsin-based marketing digital and print services provider settled SEC charges that it violated the anti-bribery and books and records provisions of the Foreign Corrupt Practices Act
Steptoe & Johnson LLP
Data privacy laws are front and center with the GDPR's one-year anniversary and the California Consumer Privacy Act taking effect in months.
Gibson, Dunn & Crutcher
The Bank Secrecy Act requires financial institutions to establish an anti-money laundering (AML) compliance program to prevent and detect financial crime.
Cleary Gottlieb Steen & Hamilton LLP
California's 2019 legislative session has drawn to a close with passage of five amendments to the California Consumer Privacy Act (CCPA) during the final days of the session.
Kramer Levin Naftalis & Frankel LLP
Failures by a number of investment advisers to comply with certain rules governing principal and agency cross trades has prompted the compliance inspections staff of the Securities...
Venable LLP
Companies that do business with state and local governments are subject to a wide array of laws restricting their political contributions, as well as the personal political contributions ...
Ropes & Gray LLP
On September 12, 2019, the U.S. Department of Justice announced that federal prosecutors will assess whether compliance officers make adequate use ...
Cooley LLP
Health regulatory news and issues.
Shearman & Sterling LLP
In recent years, more companies have begun marketing ethically sourced or "conflict-free" diamonds, gold and other minerals...
Pillsbury Winthrop Shaw Pittman LLP
ull power commercial and noncommercial radio stations and LPFM stations licensed to communities in Alabama and Georgia must begin airing pre-filing license renewal announcements on October 1, 2019.
Cooley LLP
Last week the OIG published a report titled "Reasonable Assumptions in Manufacturer Reporting of AMP and Best Prices" that reviewed the use of assumptions made by a sample of drug manufacturers ...
Proskauer Rose LLP
On September 4, 2019, the SEC's Office of Compliance Inspections and Examinations (OCIE) released a new risk alert on certain principal and agency cross trading
Cooley LLP
An independent appraisal obtained by the requestor and company would determine the purchase price to be paid by the requestor.
Littler Mendelson
On September 18, 2019, California Governor Gavin Newsom signed into law sweeping legislation—Assembly Bill 5 (A.B. 5)—that will dramatically reshape the contours...
Cooley LLP
The Office of Inspector General (OIG) for Health and Human Services (HHS) Work Plan describes audits, reviews and other work statutorily required or otherwise undertaken by the OIG.
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Ropes & Gray LLP
Corporate social responsibility disclosure and compliance is an increasing area of focus for many in-house legal departments.
Kramer Levin Naftalis & Frankel LLP
In March 2019, final rules amending Regulation S-K and related rules and forms were adopted. Included in these rules were requirements that registrants use Inline XBRL
Butler Snow LLP
Previously, we introduced you to this topic and provided updates about the positive international trends in anti-corruption efforts, bribery, and the Organization for Economic Cooperation and Development (OECD
Shearman & Sterling LLP
On June 5, 2019, the U.S. Securities and Exchange Commission (the "SEC" or "Commission") culminated its multi-year consideration of commentary
Shearman & Sterling LLP
On June 5, 2019, the Securities and Exchange Commission (the "SEC") released a long-anticipated interpretation of investment adviser fiduciary duty under Section 206 of the US Investment
Cooley LLP
As the NFL season gets underway, it is interesting to see how certain plays go from fringe status to near-universal.
Arnold & Porter
The US Department of Justice and US Securities and Exchange Commission have announced over $1 billion in corporate settlements of Foreign Corrupt Practices Act matters so far this year.
Akin Gump Strauss Hauer & Feld LLP
In this episode, Akin Gump health care and life sciences counsel Taylor Jones and Matt Wetzel discuss the Justice Department's recent guidance on evaluation of corporate compliance programs.
Butler Snow LLP
No, we have not reversed global warming. But, we do have the Immigration and Customs Enforcement ("ICE") coming to our meetings in August.
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