Mondaq Canada: Finance and Banking > Financial Services
Osler, Hoskin & Harcourt LLP
•On October 3, 2019, the Canadian Securities Administrators (CSA) published Reforms to Enhance the Client-Registrant Relationship (Client Focused Reforms)
Stikeman Elliott LLP
L'ordonnance générale 96-501, adoptée à l'origine en 2016, prévoit une dispense générale limitée de certaines obligations de déclarer des données sur les produits
Stikeman Elliott LLP
Le projet de Règlement 93-102 sur l'inscription en dérivés des Autorités canadiennes en valeurs mobilières, qui prévoit le régime d'inscription des courtiers et conseillers en dérivés, propose une
Gowling WLG
On Oct. 2, 2019, Pason Systems Inc. ("Pason") (TSX: PSI) announced that it had entered into an agreement to invest $25 million to acquire a minority interest in Intelligent...
Borden Ladner Gervais LLP
The Canadian Securities Administrators (CSA) released final amendments to National Instrument 31-103, intended to "enhance the client-registrant relationship".
Fasken (French)
En 2014, Revenu Québec a envoyé une demande péremptoire de renseignements et de documents en vertu de l'article 39 de la Loi sur l'administration fiscale (Québec) à une succursale
Blake, Cassels & Graydon LLP
On September 11, 2019, Governor General of Canada Julie Payette dissolved Parliament and called a federal general election to be held on October 21, 2019.
Affleck Greene McMurtry LLP
The Ontario Securities Commission recently approved settlement agreements with two online trading platforms that were alleged to have contravened Ontario securities laws...
Borden Ladner Gervais LLP
SLFI Group v. Canada1(SLFI Group) is an important decision from the Federal Court of Appeal (FCA) with respect to the application of GST/HST to fund management activities.
Stikeman Elliott LLP
On August 8, the Ontario Securities Commission (OSC) Compliance and Registrant Regulation Branch (CRR) published a Summary Report for Dealers,...
DLA Piper
On September 12, 2019 the Canadian Securities Administrators ("CSA") published a Notice and Request for Comment on their efforts to Reduce Regulatory Burdens for Investment Fund Issuers
Norton Rose Fulbright Canada LLP
Another attribution of this is certainly the slowing advancement of personal loans and credit cards, which is down from about 4% to roughly 2% over the past year.
McMillan LLP
You Can't Always Get What You Want…But, Sometimes, You Get What You Need - OSC Decision Removes the "Hype" Surrounding Rehypothecation
Fasken
On September 12, 2019, the CSA published a Notice of Consultation: Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1, for a 90-day comment period, which proposes draft amendments aimed at ...
Lawyers Financial
Most lawyers today graduate law school with over $70,000 in student loans, which presents a unique set of challenges for getting on top of your finances.
Borden Ladner Gervais LLP
Both IIROC and MFDA released their annual enforcement reports at the beginning of summer, which can be found here (IIROC) and here (MFDA).
Crowe MacKay LLP
McLaren North America is moving its headquarters from midtown Manhattan to near Dallas, having outgrown its original office, the company announced Thursday.
Stikeman Elliott LLP
In 2018, the Québec government announced the implementation of a new and parallel Québec sales tax ("QST") registration system under which (i) non-Canadian suppliers with no physical ...
Aird & Berlis LLP
It is sometimes suggested that providing for spousal trusts in "family wills" today is less frequent than before amendments to the Income Tax Act ("ITA") substantially removed the ability to reduce income taxes by the use of them.
Borden Ladner Gervais LLP
On July 31, 2019, the U.K. Financial Conduct Authority (FCA), the U.K.'s financial services conduct regulator, released its policy statement containing final guidance=
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Blaney McMurtry LLP
In Dermann v. Baker, 2019 ONCA 584, the Court considered the qualifying of certain witnesses as experts for the purposes of r. 53.03 of the Rules of Civil Procedure
McMillan LLP
The concept of open banking is emerging internationally as the potential future of the banking industry, and this trend is beginning to gain traction in Canada as well
Davies Ward Phillips & Vineberg
As outlined in our e-communications of May 21, 2019, and August 12, 2019, Québec's Ministry of Finance has introduced new rules regarding the disclosure of nominee agreements.
Gowling WLG
The Office of the Superintendent of Financial Institutions ("OSFI") today issued an advisory
Dentons
On April 8, 2019, the federal government introduced Bill C 97, An Act to Implement Certain Provisions of the Budget Tabled in Parliament On March 19, 2019 and Other Measures.
McMillan LLP
In July 2017, the head of the Financial Conduct Authority (the "FCA"), Andrew Bailey, delivered a speech in which he questioned the future sustainability of the London Interbank Offered Rate ("LIBOR")
McCarthy Tétrault LLP
On June 18, 2019, Facebook released its white paper (the "White Paper") revealing the details of its new cryptocurrency Libra.
McCarthy Tétrault LLP
On June 25, 2019, the Global Financial Innovation Network ("GFiN") published a report reflecting on its activity over the past year entitled "GFiN - One Year On".
McCarthy Tétrault LLP
On January 24, 2018, the Office of Superintendent of Financial Institutions ("OSFI") published a Technology and Cyber Security Incident Reporting Advisory ("Advisory") ...
Dentons
Part Two discusses the finalized amendments relating to open-loop prepaid cards. Part Three considers other notable amendments.
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