Mondaq Canada: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Stikeman Elliott LLP
L'ordonnance générale 96-501, adoptée à l'origine en 2016, prévoit une dispense générale limitée de certaines obligations de déclarer des données sur les produits
Stikeman Elliott LLP
Le projet de Règlement 93-102 sur l'inscription en dérivés des Autorités canadiennes en valeurs mobilières, qui prévoit le régime d'inscription des courtiers et conseillers en dérivés, propose une
Affleck Greene McMurtry LLP
The Ontario Securities Commission recently approved settlement agreements with two online trading platforms that were alleged to have contravened Ontario securities laws...
Stikeman Elliott LLP
On August 8, the Ontario Securities Commission (OSC) Compliance and Registrant Regulation Branch (CRR) published a Summary Report for Dealers,...
McMillan LLP
You Can't Always Get What You Want…But, Sometimes, You Get What You Need - OSC Decision Removes the "Hype" Surrounding Rehypothecation
Stikeman Elliott LLP
In 2018, the Québec government announced the implementation of a new and parallel Québec sales tax ("QST") registration system under which (i) non-Canadian suppliers with no physical ...
Borden Ladner Gervais LLP
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions
McMillan LLP
In July 2017, the head of the Financial Conduct Authority (the "FCA"), Andrew Bailey, delivered a speech in which he questioned the future sustainability of the London Interbank Offered Rate ("LIBOR")
Stikeman Elliott LLP
e 8 août, la direction de la réglementation des personnes et compagnies inscrites et de la conformité (la « direction »)
Norton Rose Fulbright Canada LLP
Traditionally, commodity pools existed as unique investment vehicles which, contrary to other Canadian public investment funds
Borden Ladner Gervais LLP
This year's federal budget contained proposed amendments to the Income Tax Act (Canada) (Tax Act) that targeted the "allocation to redeemers" methodology used by certain mutual fund trusts and unit trusts (the Budget Proposals).
Davies Ward Phillips & Vineberg
TSX staff already have the ability to waive or grant exemptive relief from the listing rules pursuant to the Company Manual.
McCarthy Tétrault LLP
All the resources that may be available to implement the resolution strategy should be counted in the assessment.
Norton Rose Fulbright Canada LLP
The FINTRAC recently released the final version of the regulations amending the Regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (as amended, the Regulations).
Torkin Manes LLP
A Hong Kong billionaire, an investment manager, and a money managing supercomputer called K1 – what could go wrong?
Moodys Gartner Tax Law LLP
As most readers know, in a bit of a surprise announcement the 2019 Federal Budget announced changes to the existing taxation treatment of employee stock option benefits to fully tax certain benefits.
Blake, Cassels & Graydon LLP
Since the proposed amendments to the regulations (Regulations) to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) were released in June 2018, regulated entities (REs) have been anxiously...
WeirFoulds LLP
Canada has a strong and well-regulated capital market with a history of funding growth companies. By going public in Canada
Torys LLP
Canada's securities regulators have published their three-year business plan for 2019–2022. Streamlining regulation without reducing investor protection is identified as a key mandate—consistent
McCarthy Tétrault LLP
Recently, the Investment Industry Regulatory Organization of Canada (IIROC) published its regulatory priorities for fiscal 2020 and a three-year strategic plan.
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McMillan LLP
In July 2017, the head of the Financial Conduct Authority (the "FCA"), Andrew Bailey, delivered a speech in which he questioned the future sustainability of the London Interbank Offered Rate ("LIBOR")
Stikeman Elliott LLP
In 2018, the Québec government announced the implementation of a new and parallel Québec sales tax ("QST") registration system under which (i) non-Canadian suppliers with no physical ...
Stikeman Elliott LLP
L'ordonnance générale 96-501, adoptée à l'origine en 2016, prévoit une dispense générale limitée de certaines obligations de déclarer des données sur les produits
Norton Rose Fulbright Canada LLP
The FINTRAC recently released the final version of the regulations amending the Regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (as amended, the Regulations).
McMillan LLP
You Can't Always Get What You Want…But, Sometimes, You Get What You Need - OSC Decision Removes the "Hype" Surrounding Rehypothecation
Affleck Greene McMurtry LLP
The Ontario Securities Commission recently approved settlement agreements with two online trading platforms that were alleged to have contravened Ontario securities laws...
Stikeman Elliott LLP
On August 8, the Ontario Securities Commission (OSC) Compliance and Registrant Regulation Branch (CRR) published a Summary Report for Dealers,...
Stikeman Elliott LLP
Le projet de Règlement 93-102 sur l'inscription en dérivés des Autorités canadiennes en valeurs mobilières, qui prévoit le régime d'inscription des courtiers et conseillers en dérivés, propose une
Borden Ladner Gervais LLP
The Reporter provides a monthly summary of Canadian federal legislative and regulatory developments of relevance to federally regulated financial institutions
Blake, Cassels & Graydon LLP
Since the proposed amendments to the regulations (Regulations) to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) were released in June 2018, regulated entities (REs) have been anxiously...
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