Mondaq All Regions: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Norton Rose Fulbright Canada LLP
Traditionally, commodity pools existed as unique investment vehicles which, contrary to other Canadian public investment funds
A. Karitzis & Associates L.L.C
Binary Options Trading resembles a method of trading through speculation on the price of different forms of commodities or assets with a predetermined risk which offers potential for profit or loss.
Walkers
We are frequently asked about the requirements of the TISE Listing Rules in relation to a change in directors of issuers listed on TISE.
Finance Malta
The European Securities and Markets Authority (ESMA) has today issued a call for candidates for its newly-established Data Advisory Group (DAG).
Basila Abogados, S.C.
On January 5th, 2018, amendments to the General Provisions for the SIEFORES' Investment Regime (Circular del Régimen de Inversión de las SIEFORES) were published in the Official Journal of the Federation, abrogating the previous
Rahman Ravelli Solicitors
Syedur Rahman of business crime solicitors Rahman Ravelli outlines the areas investigators could be focussing on.
Herbert Smith Freehills
cryptoassets, digital technology, DLT, FCA
Arnold & Porter
Despite several key setbacks in recent years, spoofing remains an enforcement priority for the Department of Justice (DOJ), Securities and Exchange
Mintz
Seth Goldman explains how derivative action litigation can be an effective strategy for minority shareholders and discusses the favorable settlement Mintz achieved on behalf of client FragranceNet.com using this approach.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight ("DMO") granted time-limited relief to an Irish affiliate of a UK-based financial institution to act as reporting counterparty for certain swaps with U.S.
Cadwalader, Wickersham & Taft LLP
Two companies agreed to pay $16 million to settle CFTC charges of wheat futures price manipulation. Pursuant to the settlement, the CFTC agreed not to make "any public statement about this case."
Cadwalader, Wickersham & Taft LLP
CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.
BakerHostetler
This week, David Marcus, the blockchain lead of the social media giant that intends to launch its own cryptocurrency, Libra, testified in two separate hearings before the United States
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of comment deadlines, compliance dates, effective dates and delayed actions.
Cahill Gordon & Reindel LLP
Recent litigation involving the telecommunications company Windstream Services, LLC and Aurelius Capital Master, Ltd. has heightened market focus on noteholders that, through derivatives, take an economic interest ...
BakerHostetler
The Commodity Futures Trading Commission (CFTC) has announced approval of LedgerX's registration as a designated contract market (DCM) under the Commodity Exchange Act and CFTC regulations.
BakerHostetler
On May 2, 2019, Judge Colleen McMahon of the Southern District of New York ruled that the government effectively outsourced a portion of its ongoing investigation of LIBOR manipulation at
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
Kramer Levin Naftalis & Frankel LLP
In a continuing effort to address the advent of narrowly tailored credit events (NTCEs) in the CDS market, ISDA is now preparing for the implementation of the changes designed to deter market participants from running these strategies.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
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Banwo & Ighodalo
The Central Bank of Nigeria ("CBN"), on June 6, 2018, issued the Regulations for Transactions with Authorized Dealers in Renminbi ("Regulations").
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Norton Rose Fulbright Canada LLP
The FINTRAC recently released the final version of the regulations amending the Regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (as amended, the Regulations).
Khurana and Khurana
The Finance Bill, 2019, has projected certain amendments in the Indian Stamp Act, 1899 ("the Act") introducing uniformity in the charge of stamp duty on securities whether in physical or demat form.
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Khurana and Khurana
A Company seeking listing of their securities on the Stock Exchange is required to enter into a formal listing agreement with the Stock Exchange.
Khaitan & Co
HR Khan Committee, being the harbinger for rationalising the know you client (KYC) norms for FPIs, was acknowledged in the Budget speech.
Rotfleisch & Samulovitch P.C.
Some businesses, especially high-tech start-ups, and more recently marijuana start-ups, opt to compensate their employees with options to purchase shares in the business at a discount price.
Dentons
A party trading UK-linked energy derivatives or purchasing, or taking security over, receivables arising under UK-linked energy contracts may need to know whether the Business Contract Terms.
Borden Ladner Gervais LLP
This year's federal budget contained proposed amendments to the Income Tax Act (Canada) (Tax Act) that targeted the "allocation to redeemers" methodology used by certain mutual fund trusts and unit trusts (the Budget Proposals).
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