Mondaq All Regions: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Norton Rose Fulbright Canada LLP
Traditionally, commodity pools existed as unique investment vehicles which, contrary to other Canadian public investment funds
Nishith Desai Associates
BTVI Closing Bets (Aug 08, 2019) (Video)
Arnone & Sicomo
Laws and regulations Consob: read here everything about the Consob sanctioning procedure and what to do if you have received a sanction.
Basila Abogados, S.C.
On January 5th, 2018, amendments to the General Provisions for the SIEFORES' Investment Regime (Circular del Régimen de Inversión de las SIEFORES) were published in the Official Journal of the Federation, abrogating the previous
SKP Business Consulting LLP
Due to proximity to key markets and depth of trading expertise in Singapore, a number of multinational groups have set up operations here to conduct commodity marketing and trading activities.
Herbert Smith Freehills
cryptoassets, digital technology, DLT, FCA
MJ Hudson
In article, it is my pleasure to announce the publication of the inaugural edition of MJ Hudson Allenbridge's AIM IHT Spotlight Report.
Cahill Gordon & Reindel LLP
Recent litigation involving the telecommunications company Windstream Services, LLC and Aurelius Capital Master, Ltd. has heightened market focus on noteholders that, through derivatives, take an economic interest ...
BakerHostetler
The Commodity Futures Trading Commission (CFTC) has announced approval of LedgerX's registration as a designated contract market (DCM) under the Commodity Exchange Act and CFTC regulations.
BakerHostetler
On May 2, 2019, Judge Colleen McMahon of the Southern District of New York ruled that the government effectively outsourced a portion of its ongoing investigation of LIBOR manipulation at
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
Kramer Levin Naftalis & Frankel LLP
In a continuing effort to address the advent of narrowly tailored credit events (NTCEs) in the CDS market, ISDA is now preparing for the implementation of the changes designed to deter market participants from running these strategies.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
Mayer Brown
Earlier this spring, the Nasdaq Stock Exchange (the "Nasdaq") filed a proposed amendment (the "Amendment") of its initial listing standards
Cadwalader, Wickersham & Taft LLP
ISDA said that preliminary results of a consultation show no consensus on whether contemplated fallback amendments to certain floating rate options that reference an IBOR should include a fallback trigger.
Cadwalader, Wickersham & Taft LLP
In an emergency action, the NFA suspended a CPO and CTA for failure to register their commodity pool with the NFA and for providing misleading information.
Cadwalader, Wickersham & Taft LLP
A futures commission merchant and retail forex dealer settled NFA charges for failing to compensate retail forex customers whose orders were adversely
Ropes & Gray LLP
The U.S. Commodity Futures Trading Commission's (the "CFTC") Division of Market Oversight recently issued CFTC Letter No. 19-19, which extends until August 12, 2022
Proskauer Rose LLP
The Delaware Supreme Court yesterday rejected a presumption of confidentiality for documents produced pursuant to books-and-records inspection requests under § 220 of the Delaware General Corporation
Akin Gump Strauss Hauer & Feld LLP
On August 10, 2017, staff of the U.S. CFTC issued No-Action Letter 17-371, which provides relief with respect to the position limit disaggregation notice filing requirements under Rule 150.4(c)2...
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Banwo & Ighodalo
The Central Bank of Nigeria ("CBN"), on June 6, 2018, issued the Regulations for Transactions with Authorized Dealers in Renminbi ("Regulations").
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Singhania & Partners LLP, Solicitors and Advocates
The approved Units shall have to execute lease deed/Leave and License with the Developer or Co –developer as the case may be for the allotted space.
Khurana and Khurana
A Company seeking listing of their securities on the Stock Exchange is required to enter into a formal listing agreement with the Stock Exchange.
Khurana and Khurana
The Finance Bill, 2019, has projected certain amendments in the Indian Stamp Act, 1899 ("the Act") introducing uniformity in the charge of stamp duty on securities whether in physical or demat form.
Norton Rose Fulbright Canada LLP
The FINTRAC recently released the final version of the regulations amending the Regulations to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (as amended, the Regulations).
Khaitan & Co
HR Khan Committee, being the harbinger for rationalising the know you client (KYC) norms for FPIs, was acknowledged in the Budget speech.
Rotfleisch & Samulovitch P.C.
Some businesses, especially high-tech start-ups, and more recently marijuana start-ups, opt to compensate their employees with options to purchase shares in the business at a discount price.
Cadwalader, Wickersham & Taft LLP
A commodity trading firm settled CFTC charges for engaging in wash sales and noncompetitive transactions traded
Cyril Amarchand Mangaldas
Since December, 2000, Indian companies have been permitted to issue ‘dual class shares'.
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