Mondaq All Regions: Corporate/Commercial Law > Securities
Stikeman Elliott LLP
Les Autorités canadiennes en valeurs mobilières (ACVM) souhaitent alléger l'obligation de déclarer une acquisition d'entreprise imposée aux émetteurs assujettis
Fogler, Rubinoff LLP
On August 1, 2019 the Canadian Securities Administrators ("CSA") published Staff Notice 51-358 Reporting of Climate Change-related Risks (the "Notice") to highlight the responsibilities
Arnone & Sicomo
STO Security token offering: description, European rules and Consob's opinion.
Jones Day
The Delaware Superior Court's Solera ruling lends considerable support to corporations seeking D&O insurance coverage for shareholder appraisal proceedings.
Cadwalader, Wickersham & Taft LLP
Regulatory change significantly increases overhead expenses for financial institutions. The Cabinet offers tools that allow firms and individuals to track regulatory developments
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporate Finance and Office of Mergers and Acquisitions granted no-action relief to a Maryland-based real estate investment trust (the "REIT") from Securities Exchange Act
Cadwalader, Wickersham & Taft LLP
SEC Chief Accountant Sagar Teotia reviewed domestic and international accounting and auditing developments in the capital markets.
Cadwalader, Wickersham & Taft LLP
North American Securities Administrators Association ("NASAA") President Christopher Gerold will focus on compliance enforcement
Kramer Levin Naftalis & Frankel LLP
Lenders and other constituencies will under certain circumstances request and be granted "board observer" rights pursuant to a loan agreement or other contract.
Cooley LLP
The SEC's Office of Chief Accountant has updated its FAQs regarding auditor independence. The new and revised questions relate to the general standard for independence
Jones Day
The Situation: In recent years, broker-dealers have been seeking further transparency from the Financial Industry Regulatory Authority ("FINRA")
Jones Day
We are pleased to present our annual mid-year update on financial reporting and issuer disclosure enforcement activity for 2019.
Arnold & Porter
Insider trading by lawyers and legal personnel is not a new phenomenon. However, a recent series of SEC insider trading actions charging senior lawyers in legal departments
Torys LLP
The work of proxy advisory firms has been on the SEC's radar for several years. Extensive consultations with market participants and research into the role of proxy advisory firms
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On September 6, 2019, the Division of Corporation Finance (Staff) of the Securities and Exchange Commission (SEC)
Mayer Brown
In this article published in The Review of Securities & Commodities Regulation, we discuss the implications of the SEC's recent actions to modernize and simplify disclosure requirements
Ropes & Gray LLP
In a decision ratifying the mutual fund industry's long-standing treatment of portfolio concentration, the U.S. Court of Appeals for the Second Circuit
Jones Day
Whether on their own initiative or in response to pressure from regulators, consumers, or activist shareholders, many issuers are disclosing more and more about their environmental, social
Jones Day
Debt capital markets players are entering into the Prospectus 3 era, with three major changes impacting debt prospectuses.
Proskauer Rose LLP
On August 21, 2019, the Securities and Exchange Commission issued two interpretive releases involving proxy voting and proxy voting advice.
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Cooley LLP
According to this recent study from consulting firm McKinsey, investors want to see a different kind of sustainability reporting.
STA Law Firm
The Indian economy has been marked by many critical structural initiatives which intend to build the strength and substantial growth over the past two decades.
Debevoise & Plimpton
The first half of 2019 has seen increased clarity on a number of substantial issues that have affected both general and limited private equity partners.
McCarthy Tétrault LLP
Late last week, the NYAG filed a law suit in the Supreme Court of the State of New York against Exxon alleging that Exxon violated, among other things, the securities fraud provisions of a 1921 New York statute...
BakerHostetler
Earlier this week, cease and desist orders were issued against two online investment entities, Zoptax LLC and Unocall, as part of an ongoing effort coordinated by the North American
Primera Africa Legal
Nigeria's population of approximately 178 million citizens continues to rise and is expected to reach about 287 million by 2050.
DLA Piper
Environmental, Social and Governance, or "ESG" refers to three central factors in measuring the sustainability and ethical impact of investments
BakerHostetler
This week the U.S. Securities and Exchange Commission (SEC) announced that it has settled charges against SimplyVital Health Inc
Kramer Levin Naftalis & Frankel LLP
In March 2019, final rules amending Regulation S-K and related rules and forms were adopted. Included in these rules were requirements that registrants use Inline XBRL
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