LATEST ARTICLES
Australia
Bartier Perry
Despite provisions aimed at preventing fraudulent conduct, recent cases demonstrate the necessity for reform of this regime.
British Virgin Islands
Harneys
One way in which BVI companies remain relevant and popular is as a vehicle for taking a company or group public on a stock market
Canada
Borden Ladner Gervais LLP
Securities dealers, including CIRO member dealers, are subject to Canada's anti-money laundering (AML) and anti-terrorist financing (ATF) regime.
Wildeboer Dellelce LLP
On March 13, 2024, the Canadian Sustainability Standards Board ("CSSB") released its proposed Canadian Sustainability Disclosure Standards (the "CSD Standards") for public comment.
Fasken
The Canadian federal budget presented on April 16, 2024 confirmed the government's intention to proceed with numerous previously-announced tax measures "as modified to take into account...
Davies Ward Phillips & Vineberg
March 2024 saw a flurry of significant climate-related disclosure announcements by North American securities regulators and standard setting bodies.
Osler, Hoskin & Harcourt LLP
On April 5, 2024, the U.S. Securities and Exchange Commission (SEC) succeeded in its much-watched civil action against Matthew Panuwat, a former business...
India
AZB & Partners
Proxy advisors often issue voting recommendations in relation to appointment of directors of listed entities, including for appointment of promoter directors and independent directors.
IndusLaw
The Securities and Exchange Board of India ("SEBI") has recently started issuing observations to Initial Public Offering ("IPO") bound companies to ensure that the disclosures...
Turkey
Gun + Partners
Türk Parası Kıymetini Koruma Hakkında 32 Sayılı Karara İlişkin Tebliğ'de ("Tebliğ") 21 Nisan 2022 tarihinden itibaren geçerli olmak üzere yapılan değişiklikle birlikte...
UK
Travers Smith LLP
The 2023/24 tax year has ended so now is the time to start thinking about your annual employee share plan reporting obligations.
Osborne Clarke
Companies operating employment-related securities arrangements are reminded that they must submit their annual returns for the tax year ending 5 April 2024 by 6 July 2024.
United States
Lowenstein Sandler
On April 15, 2024, the U.S. Securities and Exchange Commission (SEC) settled with a registered investment adviser (Adviser),1 whereby the Adviser paid a $60,0000 civil money penalty of in addition...
Foley & Lardner
On April 12, 2024, the United States Supreme Court delivered an important decision on the issue of whether a failure to make disclosure required under Item 303 of Regulation S-K can support a Rule 10b-5 claim...
Jones Day
The United States Supreme Court in Macquarie Infrastructure Corp. v. Moab Partners, L.P., No. 22-1165, ruled that a corporation is not liable under Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 ...
Bracewell
In a unanimous decision, the US Supreme Court held that pure omissions are not actionable under Rule 10b-5(b) under the Securities Exchange Act of 1934.
Shearman & Sterling LLP
On April 18, 2024, the United States Court of Appeals for the Fifth Circuit reversed the dismissal of and reinstated a putative shareholders' class action against an amusement park company and certain of its executives...
Shearman & Sterling LLP
On April 15, 2024, the United States Court of Appeals for the Second Circuit affirmed in a non-precedential summary order the summary judgment dismissal of securities fraud claims against a pharmaceutical company ...
Mintz
Recently, the New York Attorney General filed a lawsuit against the American subsidiaries of JBS Group, the Brazilian-based beef producer, asserting that JBS had "violat[ed] New York's consumer protection statutes" through its "fraudulent and illegal environmental marketing practices."
Goodwin Procter LLP
On March 27, 2024, the US Securities and Exchange Commission (SEC) adopted amendments to Rule 203A-2(e) of the Investment Advisers Act of 1940...
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