Mondaq All Regions: Corporate/Commercial Law > Securities
Holding Redlich
It could be another great year for overseas investment in Australia, with increasing interest from overseas businesses.
TozziniFreire Advogados
A Instrução CVM nº 586, publicada pela Comissão de Valores Mobiliários (CVM) em 08 de junho de 2017, alterou e acrescentou dispositivos à Instrução CVM nº 480, de 07 de dezembro de 2009...
Goodmans LLP
Effective immediately, the Ontario Securities Commission (OSC) announced through OSC Staff Notice 43-706 – Pre-Filing Review of Mining Technical Disclosure that reporting issuers in the mining industry ...
Osler, Hoskin & Harcourt LLP
The use of soliciting dealer arrangements in Canada – where issuers pay fees to investment dealers to get securityholders to vote in favour or support certain actions
EKB | Edwards, Kenny & Bray LLP
In a recent paper[1] published in the Banking and Finance Law Review, a journal that provides insight into issues confronting the Canadian legal and financial community
McCarthy Tétrault LLP
On May 30, 2019, the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) and the Investment Industry Regulatory Organization of Canada (IIROC)
McCarthy Tétrault LLP
As discussed in our recent posting, the Ontario Securities Commission (OSC) has identified regulatory burden reduction as one of its key priorities for the coming year
Khaitan & Co
On 24 March 2019, SEBI released a report on redrafting the SEBI (Foreign Portfolio Investors) Regulations 2014 by the Working Group constituted under the chairmanship of Harun R Khan, for public comments.
Orrick
The regulation of cryptoassets is a question that has been troubling lawmakers and regulators across the globe.
Cooley LLP
Today's disclosures remain far from the scale the markets need to channel investment to sustainable and resilient solutions, opportunities, and business models.
Orrick
Following the 2017 ICO boom and the more recent declines in cryptocurrency prices, blockchain-related litigation has substantially increased.
BakerHostetler
The SEC has brought a civil injunctive action in federal court against a California man claiming to be selling instructional packages,
Kirkland & Ellis International LLP
On May 23, 2019, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert regarding the storage of electronic customer records in network and cloud-based
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance granted exemptive relief to MiMedx Group, Inc.
Cadwalader, Wickersham & Taft LLP
The SEC approved amendments to FINRA's customer and industry arbitration rules to extend response times for non-parties to arbitration subpoenas, orders of appearance of witnesses and orders for the production of documents.
Cadwalader, Wickersham & Taft LLP
The Financial Accounting Standards Board ("FASB") proposed updates to the FASB Accounting Standards Codification ("Codification") to harmonize certain disclosure requirements to be consistent with SEC regulations.
Shearman & Sterling LLP
On May 15, 2019, the United States Court of Appeals for the Fifth Circuit partially revived a securities fraud suit brought by a doctor and his business partner ...
Cadwalader, Wickersham & Taft LLP
The Cabinet updated the "Disclosure, Reporting, and Recordkeeping Requirements" chapter of the Cadwalader Guide to Commodities Regulation.
Cadwalader, Wickersham & Taft LLP
FINRA staff clarified that a capital acquisition broker ("CAB") may, under certain conditions, accept equity securities issued by privately held companies as compensation for its services.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester M. Peirce urged critics "to take a fair look" at what Regulation Best Interest ("Reg. BI") says before "proclaim[ing] it a success or failure."
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IndusLaw
The RBI, on September 1, 2018, released a user manual to clearly set out the procedure for filing a single master form, which it introduced on June 7, 2018, to integrate the existing reporting norms for foreign investment in India.
McCarthy Tétrault LLP
Late last week, the NYAG filed a law suit in the Supreme Court of the State of New York against Exxon alleging that Exxon violated, among other things, the securities fraud provisions of a 1921 New York statute...
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
BakerHostetler
As of this week, the World Bank and Commonwealth Bank have enabled secondary market trading recorded on the blockchain for bond-i ...
STA Law Firm
The Indian economy has been marked by many critical structural initiatives which intend to build the strength and substantial growth over the past two decades.
Khaitan & Co
Based on the report of the Committee on Corporate Governance under the Chairmanship of Mr. Uday Kotak, SEBI notified the amendments to the SEBI LODR Regulations on 9 May 2018.
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Primera Africa Legal
Nigeria's population of approximately 178 million citizens continues to rise and is expected to reach about 287 million by 2050.
Cooley LLP
Many have recently lamented the decline in the number of IPOs and public companies generally (about half the number since the boom in 1996), and numerous reasons have been offered in explanation, from regulatory burden to hedge-fund activism.
Cyril Amarchand Mangaldas
The Securities Exchange Board of India (SEBI) has recently circulated a consultation paper on Differential Voting Rights (DVRs).
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