Mondaq UK: Finance and Banking
DLA Piper
Loans are defined as non-performing when the borrower is unable to make scheduled payments for more than 90 days past the due date or when the loan is assessed as unlikely to be repaid.
DLA Piper
In a recent judgment1, the Court of Justice of the European Union (CJEU) ruled that national law may not, by means of a retroactive, general and automatic rule,
GuernseyFinance
Since the 1960s, Guernsey has had a funds business community. It experienced massive expansion following the suspension and subsequent abolition of exchange controls in 1979
Withers LLP
Withers' Financial Regulatory team has secured victory for their client Andrew Tinney, a former senior banker in a long-running investigation by the Financial Conduct Authority
Mayer Brown
On 14 August 2019 the National Crime Agency (the "NCA") announced that it had obtained account freezing orders ("AFOs") on eight bank accounts containing more than £100 million
DLA Piper
While a range of outcomes, including a departure under the terms of the current Withdrawal Agreement, remains possible, it is important
DLA Piper
Unexplained wealth orders (UWO) were introduced in January 2018 and the National Crime Agency (NCA) has now successfully obtained five
Kirkland & Ellis International LLP
The U.S. is investigating hundreds of millions of dollars in financial transactions involving three Chinese banks that allegedly helped finance North Korea's
Clyde & Co
In this month's legal briefing, we cover the requirement for banks and financial institutions to locate their primary or secondary data centres in Tanzania
Ocorian
In part two of this series examining the infrastructure investing market, Head of Alternative Investments, Simon Burgess identifies its similarities with real estate and private equity
Ocorian
Infrastructure investing is rapidly maturing. As institutional investors seek risk adjusted returns from their physical and real assets
Norton Rose Fulbright Canada LLP
On September 2019, the European Securities and Markets Authority (ESMA) published its final guidance regarding liquidity stress testing of investment funds
Herbert Smith Freehills
In this blog post, we round-up forthcoming developments in the UK and at EU and International levels in financial services regulation which are expected for September 2019.
Akin Gump Strauss Hauer & Feld LLP
The Upper Tribunal (UT) has found that amounts paid by Hargreaves Lansdown (HL) (an investment platform service provider) to its customers, which represented rebates received from investment fund managers, were "annual...
Proskauer Rose LLP
The Court of Appeal (CA) decision in Stobart Group Ltd v Stobart and another is a cautionary tale for any purchaser who, following the acquisition of a company, might be entitled to make a claim under a tax indemnity given...
Proskauer Rose LLP
The Financial Conduct Authority ("FCA") published an insight article on artificial intelligence ("AI") in the boardroom. The article considers various AI-related issues in the boardroom.
Withers LLP
Our venture debt services form part of the broader package provided by Withers tech and our corporate & commercial team to support fast growing companies and early stage tech corporates.
Mayer Brown
Andrew Bailey, the Chief Executive of the UK's Financial Conduct Authority (FCA), recently reiterated the FCA's expectation that LIBOR will cease to be published beyond 2021
McCarthy Tétrault LLP
On June 4, 2019, the United Kingdom Financial Conduct Authority (the "FCA") published its policy statement PS19/14 (the "Policy Statement") following responses to its July 2018 consultation paper CP18/20
Dentons
The European Central Bank (ECB), acting in its role at the head of the Banking Union's Single Supervisory Mechanism (SSM), has used its regular supervisory newsletter1, a very welcome communication channel, to remind...
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Mayer Brown
The EU Securitisation Regulation became applicable in the UK from 1 January 2019 to all securitisations, other than securitisations existing prior to that date to the extent that they are grandfathered.
Withers LLP
Jeremy Arnold outlines the concept of a family office and what it does, highlighting the fact that it can come in many shapes and sizes, is largely dependent on what the family is trying to achieve and the asset base.
Withers LLP
Jeremy Arnold discusses the choices available to a family office as to how it chooses to manage investments on behalf of a family which may vary from a ‘light touch' approach to much more heavily invested, requiring a much higher skill set.
ICSA
With regulators being the ‘public champion' for new data technologies, this paper explores the automation of regulation and compliance and areas
Dentons
More than six years after the range of IBOR scandals and a series of reform proposals the adoption of the "Regulation on indices used as benchmarks in financial instruments
McCarthy Tétrault LLP
On June 4, 2019, the United Kingdom Financial Conduct Authority (the "FCA") published its policy statement PS19/14 (the "Policy Statement") following responses to its July 2018 consultation paper CP18/20
MJ Hudson
Historically, hurdles have not been nearly as ubiquitous among VC funds compared to buyout funds.
Dentons
The Financial Conduct Authority (FCA) recently published its latest Enforcement Annual Performance Report, covering the reporting year ending 31 March 2019.
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during June 2019.
MJ Hudson
Whether you're a private equity executive or trade buyer, on the buy-side or sell-side, in the context of an M&A transaction it is critical to understand the expectations and concerns of a target company's management team.
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