Mondaq USA: Finance and Banking
Kramer Levin Naftalis & Frankel LLP
Upon exit day, the various obligations of EU counterparties regarding derivatives transactions under EMIR will no longer apply to UK entities.
Cadwalader, Wickersham & Taft LLP
Beginning in April 2020, depositaries under the EU Alternative Investment Fund Managers Directive ("AIFMD") ...
Cadwalader, Wickersham & Taft LLP
FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department Office of Financial Research adopted final rules establishing a data collection requiring the reporting of certain information about centrally cleared transactions in the U.S. repurchase agreement market to the OFR
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") provided its semi-annual report to Congress.
Davis & Gilbert
If you want to know the truth, no one can really predict the future of any market by themselves; everyone is limited by data and perceptions.
Kramer Levin Naftalis & Frankel LLP
Paris consultant Thierry Bonneau authored an article titeld "Les intermédiaires en œuvres d'art à nouveau sanctionnés," which appeared in the February 2019 issue of the French publication
Foley Hoag LLP
Important Dates And Reminders For Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors And Commodity Pool Operators - February 12, 2019
Mayer Brown
Mergers and acquisition transactions for securitization sponsors and servicers present unique issues that require in depth knowledge of the underlying securitization structures and risks,
Stites & Harbison PLLC
In anticipation of the announcement of the $3.5 billion of New Markets Tax Credits (NMTC) allocation awards by the U.S. Department of the Treasury's Community Development Financial Institutions
Kramer Levin Naftalis & Frankel LLP
Paris partner Hubert de Vauplane authored an article titled "Les prestataires de services sur actifs numériques de la loi PACTE
Milbank, Tweed, Hadley & McCloy LLP
Milbank Financial Institutions Regulatory partner Douglas Landy was quoted in a recent Law360 article titled "Reg Rollbacks Seen As Bit Player in $28B BB&T-SunTrust Deal" ...
BakerHostetler
Private equity (PE) investors entered the physician practice management (PPM) market in 2011, and eight years later the PPM sector continues to be a ripe middle market for PE investors looking to diversify their portfolios.
Cadwalader, Wickersham & Taft LLP
FINRA extended the effective date of the margin requirements for Covered Agency Transactions, including "to-be-announced" ("TBA") transactions and other forward-settling agency securities transactions
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") proposed amending the OCC's company-run stress testing requirements for national banks and federal savings associations.
Cadwalader, Wickersham & Taft LLP
The CFTC's Division of Market Oversight, Division of Swap Dealer & Intermediary Oversight, and Division of Clearing & Risk published examination priorities.
Jones Day
The paper provides guidance on bringing the benefits of distributed ledger technology to the ISDA documentation architecture.
Jones Day
Currently in the European Union, no level playing field exists for asset management and rating agency activities when it comes to ensuring sustainability
Morrison & Foerster LLP
The California DBO has issued an Invitation for Comments relating to the scope of the "agent of a payee" exemption under the Money Transmission Act, Cal. Fin. Code §2000 et seq. (the "Act").
Cadwalader, Wickersham & Taft LLP
FINRA staff provided interpretive guidance on FINRA Rule 2210, which imposes certain requirements on institutional communications.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
In 2018, the Commodity Futures Trading Commission (CFTC or Commission) began operating with a full complement of five commissioners for the first time since 2014.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
WilmerHale
This piece from Medium highlights these concerns and suggests the better amount to raise in a seed stage financing.
Ropes & Gray LLP
On December 14, 2018, the SEC's Office of Compliance Inspections and Examinations ("OCIE") issued a Risk Alert to share its observations from a recent exam initiative.
Mayer Brown
On December 20, 2018, the staff (Staff) of the Division of Investment Management of the US Securities and Exchange Commission (SEC) granted conditional no-action relief to Madison Capital ...
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