Mondaq USA: Finance and Banking
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
Womble Bond Dickinson
ESMA has updated its set of FAQs on MiFID 2 investor protection. New questions cover...
Womble Bond Dickinson
At FCA's latest board meeting, it made a new guide, the MiFID 2 Guide (to be known as M2G). The Guide takes the form of regulatory guidance under FSMA.
Withers LLP
On October 26, 2017, the Commodity Futures Trading Commission issued an order extending until December 31...
Miles & Stockbridge
Introduced on November 9, 2017, the Senate Tax Bill would maintain private activity bonds ("PABs").
Morgan Lewis
On November 1, the White House Office of Management and Budget (OMB) received a much-anticipated notice from the US Department of Labor (DOL) named "18-Month Extension of Transition Period...
Jones Day
The U.S. Department of the Treasury has issued a report to the President recommending extensive regulatory and legislative reforms to the U.S. capital markets.
Holland & Knight
The House Ways and Means Committee completed its marathon "markup" of the tax-reform bill this week, paving the way for a floor vote on the measure as soon as next week.
Stroock & Stroock & Lavan LLP
Richard Cordray today announced his departure from the position of Director of the Consumer Financial Protection Bureau by the end of November 2017, well in advance of the natural expiration of his term in July 2018.
Womble Bond Dickinson
FCA has issued a final notice against Capita Financial Managers Limited (CFM), publicly censuring the firm and ordering it to pay up to £66m in compensation to investors...
Cadwalader, Wickersham & Taft LLP
The FDIC, the Board of Governors of the Federal Reserve System and the Office of the Comptroller of the Currency proposed revisions to the Consolidated Reports of Condition and Income.
Cadwalader, Wickersham & Taft LLP
CFTC Chief Innovation Officer and Director of LabCFTC Daniel Gorfine asserted that the LabCFTC initiative was intended to "make the CFTC more accessible to FinTech innovators" and to "inform the [CFTC]'s...
Shearman & Sterling LLP
On September 1 2017 the Board of Governors of the Federal Reserve System adopted a final rule requiring US global systemically important banking institutions (GSIBs), their subsidiaries...
Womble Bond Dickinson
The Lords' EU Financial Affairs Sub-Committee has written to the Chancellor calling for an urgent agreement on a post-Brexit "standstill" transition point for the financial services sector.
Womble Bond Dickinson
On 8 November, the Treasury Committee announced the launch of a new inquiry that will examine problematic indebtedness, inter-generational issues...
Cadwalader, Wickersham & Taft LLP
The three institutions that are being granted relief in the letters – Banco Centroamericano de Integración Económica, the European Stability Mechanism...
Cadwalader, Wickersham & Taft LLP
Federal Reserve Bank of New York ("NY Fed") President and CEO William C. Dudley shared regulatory lessons from the financial crisis and discouraged regulators from making significant changes...
Holland & Knight
The bill would eliminate the ability to issue tax-exempt bonds to advance refund outstanding bonds.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Bank of New York ("NY Fed") President and CEO William C. Dudley will retire in "mid-2018."
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo warned of the potential negative effects of European regulatory changes on U.S. financial markets.
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Carlton Fields
Reversing in part dismissal of FDCPA claim because voicemail was "initial communication" requiring statutory disclosures.
GuernseyFinance
Bitcoin was released in 2009 as a digital currency system via a simple posting to a niche mailing list.
Cadwalader, Wickersham & Taft LLP
CFTC Chief Innovation Officer and Director of LabCFTC Daniel Gorfine asserted that the LabCFTC initiative was intended to "make the CFTC more accessible to FinTech innovators" and to "inform the [CFTC]'s...
Carlton Fields
Debtors not required to give lender notice and opportunity to cure violations of consumer protection statutes; lender not entitled to bona fide error defense.
Shearman & Sterling LLP
On October 19, 2017, the United States Government Accountability Office (GAO) issued an opinion[1] determining that the 2013 Interagency Guidance on Leveraged Lending (the "2013 Guidance")...
Troutman Sanders LLP
On October 4, the Consumer Financial Protection Bureau issued an interim final rule which will amend a portion of the 2016 Mortgage Servicing Final Rule for Regulation X of the Real Estate Settlement Procedures Act.
Morrison & Foerster LLP
NASDAQ Private Markets and Morrison & Foerster recently discussed Section 4(a)(2), the statutory private placement exemption...
Foley & Lardner
The CFPB faulted Meridian for allegedly failing to provide a RESPA disclosure explaining the affiliation with the underwriter...
Ogletree, Deakins, Nash, Smoak & Stewart
D.C. is humming this week, as the Senate and House are both in session after taking turns on recess the past two weeks.
Carlton Fields
Ad Valorem Taxes: land lease holders are considered equitable owners of land for tax purposes if land lease renews automatically and is perpetual; ...
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