Mondaq All Regions: Finance and Banking
Blake, Cassels & Graydon LLP
The Ontario Ministry of Finance is seeking input from the public and other stakeholders with respect to a legislative review of the Mortgage Brokerages, Lenders and Administrators Act, 2006 (MBLAA).
Ogier
Increasingly, I am instructed by LPs seeking their own Cayman legal counsel prior to committing capital.
Elias Neocleous & Co LLC
Is there an existing Cooperation Agreement or Memorandum of Understanding in place between the UK's Financial Conduct Authority (FCA) ...
Dentons
Getting cyber-resilience right matters. In July 2018, we published our analysis1 on the European Central Bank's (ECB) first foray into setting its expectations on cyber-resilience.
Giambrone & Partners
The FCA (Financial Conduct Authority) has made no secret of its concerns about binary options and CFD (contracts for difference) trading.
STA Law Firm
Budgets are commonplace in many private sector companies in the UAE, and in a greater sense, around the world
Morrison & Foerster LLP
In between holiday shopping and merriment, we here at the Financial Services Report are pondering what's in a name. Not much, said Shakespeare.
Cadwalader, Wickersham & Taft LLP
Based on data from the Bank for International Settlements, ISDA found that OTC derivatives notional outstanding went up during the first half of 2018.
Cadwalader, Wickersham & Taft LLP
The CFTC proposal to amend Rule 160.5 - which requires certain "covered persons" to provide annual privacy notices to customers at least once a year during the life of the customer relationship - was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board and Consumer Financial Protection Bureau (collectively, the "agencies") proposed amendments (the "2018 proposal") to Regulation CC, which implements the Expedited Funds Availability Act ("EFA Act").
Cadwalader, Wickersham & Taft LLP
CFTC is alleging that apples and oranges are the same, and that if you bid or offer apples at a price different than the market price for oranges, you are manipulating.
Cadwalader, Wickersham & Taft LLP
A financial investment firm agreed to pay $425,000 to settle charges for impeding a Chicago Mercantile Exchange investigation.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.
Cadwalader, Wickersham & Taft LLP
She also worked for the House Committee on Appropriations and the Senate Committee on Appropriations.
Cadwalader, Wickersham & Taft LLP
Five traders agreed to settle Chicago Mercantile Exchange "spoofing" charges.
Morrison & Foerster LLP
The MoFo European Private Funds Group knows you are busy so we don't waste your time. Below are the tracks we are listening to right now – and why they matter:
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee ("ARRC") published two consultations on U.S. dollar (USD) LIBOR fallback contract language for bilateral business loans and securitizations.
Cadwalader, Wickersham & Taft LLP
Experts debated the role of proxy advisory firms and other shareholder voting issues before the U.S. Senate Committee on Banking, Housing and Community Affairs.
Cadwalader, Wickersham & Taft LLP
FINRA highlighted key areas in which broker-dealers failed to establish and maintain adequate supervisory controls and compliance programs.
Walkers
From our vantage point as advisers to many of the world's top investment fund managers and financial institutions
Latest Video
Most Popular Recent Articles
Krishnomics Legal
The Negotiable Instruments Act, 1881 ("the Act") was enacted to characterize and define the law relating to authoritative records like Promissory Notes, Bills of Exchange and Cheques.
Blaney McMurtry LLP
In Atos IT Solutions v Sapient Canada Inc., the Court confirmed that the "minimum performance principle" places a common law limit on expectation damages for breach of contract.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
IndusLaw
The RBI, on September 1, 2018, released a user manual to clearly set out the procedure for filing a single master form, which it introduced on June 7, 2018, to integrate the existing reporting norms for foreign investment in India.
Gilchrist Connell
Some of the worst examples of misconduct in the financial services industry were set out in this recent FCA judgment.
MGC Legal
5941 sayılı Çek Kanunun 5. Maddesinde, çekin üzerinde yazılı bulunan düzenleme tarihine göre kanuni ibraz süresi içinde ibraz edildiğinde (gösterildiğinde), çekin karşılığını ilgili banka hesabında tam olarak bulundurmamak suç olarak tanımlanmıştır.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Göksu | Aydın Attorneys at law
13 Eylül 2018 tarihli Cumhurbaşkanı Kararı ile Bakanlar Kurulu tarafından 1567 sayılı Kanun uyarınca düzenlenmiş ve 11 Ağustos 1989 tarihli ve 20249 sayılı Resmî Gazete'de yayınlanmış olan Türk Parası Kıymetini Koruma Hakkında ...
Abbatescianni Studio Legale e Tributario
The caveat emptor principle, that literally means let the buyer beware, has been followed for many years by the Courts of England. These simple words were an easy focus for judicial thought, a principle to be invoked when the going is difficult, a guide to be followed amid the baffling uncertainties of litigation.
Deloitte Cyprus
欧洲基金与资产管理协会(EFAMA)表示,欧 洲投资基金行业规模于2017年底达到空前水 平,管理资产额首次突破15万亿欧元。
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter