Mondaq All Regions: Finance and Banking
Holding Redlich
This newsletter includes links to recent developments relating to superannuation, funds management & financial services.
Alexander Holburn Beaudin + Lang LLP
Effective July 1, 2018, the Court Order Interest Rates have increased. The Court Order Interest Act, R.S.B.C. 1996, c. 79, provides for the payment of pre-judgment and post judgment interest at a prescribed rate.
Expertise Advisor Abogados
El Banco Central del Ecuador mediante Resolución No. BCE-GG- 065 -2018, publicada en el Registro Oficial No. 280 del 10 de julio de 2018, emitió las normas que regulan a las entidades ...
Dentons
High-profile cyber-attacks with unprecedented sophistication and depth of impact have put cyber-resilience at the heart of supervisory priorities but also financial stability.
Dentons
QuickTake – A further step to empower individuals to act against corporate wrongdoings? Or more window dressing?
Shearman & Sterling LLP
On June 27, 2018, following the enactment of the European Union (Withdrawal) Act 2018, HM Treasury set out its approach to "onshoring" EU financial services legislation under the Act.
Shearman & Sterling LLP
On June 25, 2018, the EBA published an Opinion on preparations for the withdrawal of the U.K. from the EU. The Opinion is addressed to EU national regulators and regulators in the European Free ...
Matheson
On 12 July the UK Government published its paper ‘The Future Relationship between the United Kingdom and the European Union' ...
Intertrust
The last week of June and the first week of July saw two interesting fund services focused conferences in Luxembourg: 0100 conference on Collecting Executive Insights from European Mid and Large Cap Private Equity and Knect365 UCITS & AIFM Luxembourg conference.
Shearman & Sterling LLP
On June 27, 2018, the U.K. FCA published a Progress Report on its Strategic Review of Retail Banking Business Models. The FCA launched the Review in April 2017 ...
Field Fisher
On 1 April 2019 the FCA will become the regulator of claims management companies (CMCs) established or serving customers, in England, Wales and Scotland.
Shearman & Sterling LLP
On July 3, 2018, the FCA published a press release confirming the acceptance of 29 firms to begin testing in the fourth cohort of its regulatory sandbox.
Shearman & Sterling LLP
On July 4, 2018, the FCA published a consultation paper setting out proposals to introduce a new directory of financial services workers.
Shearman & Sterling LLP
On July 6, 2018, the draft Business Contract Terms (Assignment of Receivables) Regulations 2018 were laid before Parliament. The draft Regulations will invalidate terms in business contracts ...
Shearman & Sterling LLP
On July 5, 2018, the BoE, the PRA and the FCA published a joint discussion paper entitled "Building the UK financial sector's operational resilience."
Shearman & Sterling LLP
On June 28, 2018, the U.S. Commodity Futures Trading Commission and the Securities and Exchange Commission approved a new Memorandum of Understanding between the two agencies.
Mayer Brown
Today, a bipartisan, capital formation-focused, package of legislation was unveiled by House Financial Services Committee Chairman Jeb Hensarling and Ranking Member Maxine Waters.
Morrison & Foerster LLP
At an open meeting held June 28, 2018, the SEC voted unanimously to propose a new rule codifying exemptions to certain rules under the Investment Company Act.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates. Click on the links below to view deadlines from July 15 to July 31.
Cadwalader, Wickersham & Taft LLP
The New York State Department of Financial Services ("DFS") found that online marketplace lending has increased dramatically since 2015.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Norton Rose Fulbright Australia
Businesses should regularly review their insurance policies and consider the scope of cover and existing policy limits.
ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
Shearman & Sterling LLP
On June 12, 2018, the U.K. Payment Systems Regulator published a discussion paper seeking feedback on the use of data in the payments industry.
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
Corrs Chambers Westgarth
Principals and head contractors should be aware of (and comply with) the changes, or risk being in breach of the new Act.
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