LATEST ARTICLES
Australia
K&L Gates
On 28 March 2024, the Federal Court handed down its verdict on the greenwashing civil penalty action brought by the Australian Securities and Investments Commission (ASIC).
K&L Gates
On 15 March 2024 the Australian Securities and Investments Commission (ASIC) issued a new legislative instrument extending existing regulatory relief ....
Vincent Young
The recent case of Cooper as Liquidator of Runtong Investment and Development Pty Ltd (In Liq) v CEG Direct Securities Pty Ltd [2024] FCA 6 (Cooper), shed light on when the Court will intervene...
Holding Redlich
Registering a financing statement on the PPSR in the absence of a valid security interest may constitute an offence.
Coleman Greig Lawyers
A person may only register if they believe on reasonable grounds that they will hold a security interest for their benefit.
K&L Gates
The Australian Government has released Treasury Laws Amendment Bill 2024: Climate-related financial disclosure, which is draft legislation confirming mandatory reporting of climate-related financial disclosure requirements.
Cathro & Partners
Proposed reforms include the adoption of 345 of the Whittaker Review's recommendations and a number of other changes.
Sophie Grace Pty Ltd
The proposed regulation seeks to incorporate Digital Asset Providers into the existing AFS licensing regime.
K&L Gates
The Australia Securities and Investment Commission (ASIC) have released Consultation Paper 374 proposing to remake Class Order [CO 13/721]...
Bartier Perry
A key focus of the proposed PPSA reforms is to reduce the complexity of the PPS Register.
Piper Alderman
A material allocation of a shortfall to underwriters in a capital raising must be disclosed to the market.
Coleman Greig Lawyers
Two cases where litigants have unsuccessfully invoked the PPSA to try and recover money.
Cadwalader, Wickersham & Taft LLP
As of July 2023, Active Super had approximately 89,000 members with around A$13.5 billion in superannuation assets.
Stacks Law Firm
Insider trading is when a person or company uses inside information to trade on the stock market.
Cadwalader, Wickersham & Taft LLP
Other initiatives that APRA in particular has taken recently include a 2022 stress-test of Australia's largest banks to assess climate risk on financial stability.
K&L Gates
The Chair of the Australian Securities and Investments Commission (ASIC), Joe Longo, commented on three key ESG focus areas of the regulator in recent speeches.
K&L Gates
The Australia Securities and Investment Commission (ASIC) has published a report on its regulatory interventions made between 1 July 2022 and 31 March 2023 in relation to greenwashing concerns...
Worrells
It is important that your clients understand what they are actually acquiring.
Cadwalader, Wickersham & Taft LLP
On February 28, 2023, Australia's securities regulator, the Australian Securities and Investments Commission (ASIC), announced that it had commenced "civil penalty proceedings...
K&L Gates
On 28 February 2024, the Australian Securities and Investments Commission (ASIC) reported that an outsourced responsible entity (RE) had paid an AU$13,320...
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