Mondaq USA: Corporate/Commercial Law
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 5, 2019, Skadden hosted the webinar "Key Trends in Executive Compensation, Employment Law and Compensation Committee Practices."
Fenwick & West LLP
Fenwick securities enforcement co-chair Susan Muck talked about the latest in securities class action and derivative litigation at the 2019 PLUS D&O Symposium in New York.
Cadwalader, Wickersham & Taft LLP
The SEC charged a former senior attorney at Apple with insider trading.
Cadwalader, Wickersham & Taft LLP
In a Risk Alert, the SEC Office of Compliance Inspections and Examinations ("OCIE") urged transfer agents to review their policies to ensure that funds and securities are protected.
Cadwalader, Wickersham & Taft LLP
An audit firm based in Japan, its former CEO, and its former acting reputation and risk leader ("RRL") (collectively, the "Respondents") agreed to settle SEC charges for violating auditor independence rules.
Duane Morris LLP
First, the court clarified when the scope of an inspection being demanded might include email communications of officers and directors of the corporation.
Fisher Phillips LLP
In regard to ground travel, many employees use their own vehicles to travel for business purposes.
Mintz
Last week, executives of the now-defunct biotechnology company, Orexigen, filed a petition for certiorari with the U.S. Supreme Court ...
Fenwick & West LLP
Fenwick securities enforcement co-chair Michael Dicke spoke with Law360 about best practices for technology companies amidst increased SEC scrutiny of initial coin offerings and cybersecurity issues.
Cadwalader, Wickersham & Taft LLP
The staff of the SEC Division of Corporation Finance (the "Division") will not recommend enforcement action against a U.S. company for excluding a shareholder proposal from its proxy materials.
Cooley LLP
In the first 30-day window after the date of the restated financials, the authors found no statistically significant abnormal returns.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On February 6, 2019, the Division of Corporation Finance (Staff) of the Securities and Exchange Commission published new interpretive guidance regarding board diversity disclosures
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle NASDAQ Stock Market LLC ("Nasdaq") charges of failing to "maintain a continuous two-sided trading interest . . .
Cadwalader, Wickersham & Taft LLP
In remarks at the University of Missouri School of Law, SEC Commissioner Hester Peirce described the difficulty in applying securities laws in general ...
Akin Gump Strauss Hauer & Feld LLP
Last week, the Staff of the DCF of the SEC released new compliance and disclosure interpretations, which clarify disclosure requirements relating to diversity under Item 401(e) and Item 407(c)(2)(vi) of Regulation S-K.
Sheppard Mullin Richter & Hampton
On February 6, 2019, the Securities and Exchange Commission released two Compliance and Disclosure Interpretations (CDIs) discussing disclosure requirements in instances where a director or board nominee...
Jones Day
Disclosure alone is not sufficient; material weaknesses need to be actively remediated.
Foley Hoag LLP
A single annual plan is stronger than four quarterly plans.
Hunton Andrews Kurth LLP
Activist investors continue to make liberal use of the SEC's Rule 14a-8 to submit proposals for inclusion in company proxy statements.
Shearman & Sterling LLP
In this newsletter, we provide a snapshot of the principal Asian, U.S., European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Frankfurt Kurnit Klein & Selz
Vermont's new Data Broker Regulation ("Regulation") takes effect on January 1, 2019.
Cooley LLP
As 2019 kicks off, the Cooley antitrust group highlights 10 recent developments and trends corporate counsel should be aware of – from the US Supreme Court and lower courts, the DoJ and FTC ...
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Proskauer Rose LLP
California overhauled its Rules of Professional Conduct effective November 1, 2018.
Shearman & Sterling LLP
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S. Securities
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