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McCarthy Tétrault LLP
Michael C. Nicholas
Michael C. Nicholas
McCarthy Tétrault LLP
CSA Amendments To Simplify Reports Of Exempt Distribution
03 Aug 2018 | Canada
Targeted Reforms Update – Most Regulators Abandon The "Best Interest Standard" But Propose To Proceed With Refined "Targeted Reforms"
23 May 2017 | Canada
The Finish Line: CSA Publishes Proposed Amendments In Final Phase Of Modernization Of Investment Fund Product Regulation
08 Dec 2016 | Canada
IIROC Issues Cybersecurity Report Cards To Dealer Firms
24 Oct 2016 | Canada
Les propositions des ACVM concernant les personnes inscrites ont des effets très importants sur les courtiers et les conseillers au Canada
24 May 2016 | Canada
Tomorrow, May 18, Registrants Will Receive The OSC's 2016 Risk Assessment Questionnaire – What Will Your Firm's Risk Rating Be?
24 May 2016 | Canada
CSA Registrant Proposals Have Far-Reaching Effects On Dealers And Advisers In Canada
12 May 2016 | Canada
The CSA Proposes Mandatory Standardized Risk Classification Methodology For Mutual Funds And ETFs
16 Dec 2015 | Canada
Canadian Securities Law News: Canadian Securities Regulators Enter Into Supervisory Cooperation Arrangements With European Financial Regulators
02 Aug 2013 | Canada
OSC Issues Report On Continuous Disclosure Review Of Investment Fund Sales Communications
29 Jul 2013 | Canada
Canadian Securities Law News: CSA Issues Guidance On Relationship Disclosure Practices For Portfolio Managers And Exempt Market Dealers
26 Jul 2013 | Canada
Non-Resident Investment Fund Manager Registration Requirement
05 Sep 2012 | Canada
CSA Proposes Mandatory Central Counterparty Clearing Of Eligible OTC Derivatives
12 Jul 2012 | Canada
Canadian Securities Regulatory Requirements Applicable To Non-Resident Broker-Dealers, Advisers And Investment Fund Managers
20 Apr 2012 | Canada
Recent Exemptive Relief Provides Additional Flexibility For Offering Derivatives To Retail And Institutional Investors
30 Nov 2011 | Canada
OTC Derivatives Regulation
04 Mar 2011 | Canada
"SEC v. Goldman Sachs": Issues in Focus
09 Aug 2010 | Canada
CSA Harmonizes Dealer And Adviser Registration Requirements Pursuant To National Instrument 31-103
10 Sep 2009 | Canada
New National Instrument 31-103 To Take Effect September 28, 2009
03 Sep 2009 | Canada
Regulation Of Credit Default Swaps
01 Oct 2008 | Canada
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Toronto
Canada

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