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Reed Smith
Andrew P. Cross
Andrew P. Cross
Reed Smith
Potential New Clearing Determinations Under Consideration By The CFTC
13 May 2014 | United States
CFTC Collateral Segregation Rules -- Q&A On Upcoming Collateral Segregation Notices
26 Apr 2014 | United States
Professor Pirrong Authors White Paper on Commodity Trading Firms
25 Apr 2014 | United States
Financial Information About FCMs Availalble At NFA Website
16 Apr 2014 | United States
Upcoming CFTC Roundtables: CPO Risk Management And End Users
13 Mar 2014 | United States
Mutual Fund Corner: The Brinks Company Receives No-Action Relief Permitting It to Maintain Custody of Gold Bullion and Other Precious Metals
22 Feb 2014 | United States
FINRA Proposal to Require Margin on TBA MBS Trades...From Fin Ops Report
22 Feb 2014 | United States
Understanding The CFTC Customer Protection Rules: A Guide For Customers
20 Feb 2014 | United States
CFTC Grants Time-Limited Relief From SEF Trading Mandate For "Package Transactions"
12 Feb 2014 | United States
Where Can I Find The List Of Swaps Subject To The SEF Trading Mandate?
31 Jan 2014 | United States
Countdown To The SEF Trading Mandate For IRS - What To Do Now
23 Jan 2014 | United States
Breaking: CFTC Certifies The First MAT Submission
17 Jan 2014 | United States
Risk Management In Changing Fixed Income Market Conditions: Guidance Issued By SEC Division Of Investment Management
16 Jan 2014 | United States
BREAKING...Municipal Advisor FAQ
13 Jan 2014 | United States
Mutual Fund Corner: SEC Extends No-Action Relief From Section 17(F) Custody Requirements For Margin On Certain Cleared Swaps
06 Jan 2014 | United States
CFTC Provides Time Limited Relief To Oral Recordkeeping Requirements For CTAs -- Update To: One Consequence Of Becoming A SEF Member - Increased Recordkeeping Requirements
24 Dec 2013 | United States
CFTC Volcker Rule Meeting To Be Held 12_10_2013
04 Dec 2013 | United States
CME Group Issues Update MRAN On Prohibited Wash Trades: MRAN 1308-5
02 Dec 2013 | United States
Attention Registered Investment Advisers - Pay Attention to the New Municipal Advisor Registration Rules
27 Nov 2013 | United States
One Consequence of Becoming a SEF Member - Increased Recordkeeping Requirements
02 Nov 2013 | United States
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