Search
Searching Content by Jeremy Kutner ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
New Premium Listing Option In London For Sovereign Controlled Companies
The client memorandum summarizes new rules issued by the U.K. regulator to create a new premium listing category for "sovereign controlled commercial companies" (SCCs).
UK
9 Jul 2018
2
SEC Rule Lets Funds Adopt "Notice And Access" Rule For Shareholder Reports And Solicits Input On Broader Overview Of Fund Disclosures
On June 5, 2018, the Securities and Exchange Commission adopted new rule 30e-3, which allows registered investment companies to satisfy their obligations to deliver shareholder reports beginning in 2021...
United States
26 Jun 2018
3
Governance & Securities Law Focus: Europe Edition, April 2018
On 16 January 2018, the ESMA published an updated version of its practical guide to the national rules across the EEA on the notification of major holdings under the Transparency Directive.
United States
20 Apr 2018
4
The SEC's Liquidity Rule: Where Do We Stand?
In October 2016, a unanimous Securities and Exchange Commission adopted a package of rules for Investment Company Liquidity Risk Management Programs and set a deadline for implementation of December 2018.
United States
27 Mar 2018
5
Annex: Forthcoming And Recent Legal And Regulatory Obligations Arising From EU Membership
Any planning must take into account how relevant forthcoming legal and regulatory changes are likely to affect the firm.
European Union
19 Mar 2018
6
Legal Structure Of Business Transfers
Having assessed their existing legal entity structure, client base, and options for remaining in the U.K., firms wishing to maintain current delivery methods to EU customers ...
United States
19 Mar 2018
7
Minimizing The Need For Relocation
Market and media commentary since the U.K.'s EU referendum has made clear that most international (particularly non-EU) institutions currently based in the U.K. have a preference ...
UK
19 Mar 2018
8
Options For Not Moving
With a little ingenuity, it is possible for firms to avoid moving meaningful business to the EU-27. There are a number of workarounds.
UK
19 Mar 2018
9
Key Issues For Contingency Plans
There are a number of considerations that affect firms to a greater or lesser extent, depending on their activities and U.K./EU presence and customer base
UK
19 Mar 2018
10
Relocation Of UK Business To The EU: Expectations Of The EU Supervisory Authorities
The European Banking Authority issued an Opinion in October 2017, dealing with a number of policy issues related to the expected relocation of certain businesses from the U.K. into other EU member states prior to Brexit.
European Union
19 Mar 2018
11
Contingency Planning: The UK Regulators' Approach To Incoming EU Firms
Contingency planning for Brexit by U.K. financial institutions should aim to mitigate the risk of unexpected breaks in the provision of financial services to EU customers.
UK
19 Mar 2018
12
UK Negotiations: The State Of Play
The negotiations have so far proceeded in phases, with phase one being concluded2. It is expected that the transitional arrangements for Brexit will be formalized at a summit scheduled for 22–23 March.
European Union
19 Mar 2018
13
Brexit Contingency Planning in Financial Services: Have All the Angles Been Considered?
The U.K. is due to leave the European Union on March 29, 2019, although it is proposed there is a transitional period for 18 months 2 years after that whereby the U.K. effectively remains within the EU ...
UK
19 Mar 2018
14
SEC's Inspections And Examinations Office Sets 2018 Priorities
The Securities and Exchange Commission's Office of Compliance Inspections and Examinations' long-awaited examination priorities for 2018 will focus on five principal areas...
United States
9 Feb 2018
15
Changes To The UK Takeover Code—Asset Sales And Other Matters
On 8 January 2018, changes were made to the U.K. Takeover Code (the "Code") which: (i) for the first time, expand the application of the Code to certain "asset" transactions ...
UK
17 Jan 2018
16
UK Corporate Governance Reform – The Government's Final Proposals
On 29 August 2017, the UK Government published its response to the green paper on corporate governance reform that it issued at the end of November 2016.
UK
11 Sep 2017
17
WannaCry Global Ransomware Attack: What You Need To Know
The WannaCry ransomware attack was first reported on Friday, May 12.
United States
5 Jun 2017
18
Brexit And Other Key Issues For CFOs And Corporate Treasurers
On June 23, 2016, the UK electorate voted to leave the European Union in an advisory Referendum.
United States
14 Jul 2016
19
Brexit: Issues For Financial Businesses
Today, it was announced that the UK public has voted to leave the European Union. There will now be a negotiation of a new relationship between the UK and Europe.
UK
11 Jul 2016
20
Brexit: What Does The Vote Mean For Business?
Today, it was announced that the UK public has voted to leave the European Union. There will now be a negotiation of a new relationship between the UK and Europe.
UK
24 Jun 2016
Links to Result pages
 
1 2  
>>Next