Searching Content by Mark Nuccio from Ropes & Gray LLP ordered by Published Date Descending.
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Regulatory Rollback: First Set Of Volcker Rule Reforms Finalized
On July 9, 2019, the five federal financial regulatory agencies issued a final rule (the "Rule") to, inter alia, revise the Volcker Rule's name-sharing restrictions applicable to bank-affiliated hedge
United States
19 Jul 2019
Technology Service Provider Contracts With Banks
Mindful of the growing reliance by financial institutions on technology service providers, the FDIC issued a Financial Institution Letter this week identifying gaps, particularly involving business continuity...
United States
23 Apr 2019
Happy New Year: Proposed Volcker Rule Regulation Would Ease Hedge Fund And Private Equity Fund Name-Sharing Restrictions
The Economic Growth, Regulatory Relief, and Consumer Protection Act ("EGRRCPA"), enacted on May 24, 2018, amended section 13 of the Bank Holding Company Act.
United States
8 Jan 2019
What New Bank Charters Mean For Fintech
Following the Office of the Comptroller of Currency's July issuance of a policy statement and supplement to its licensing manual relating to special-purpose national charters for non-deposit-taking financial technology companies ...
United States
15 Oct 2018
OCC Opens Door For Fintech National Banks
Following the Office of the Comptroller of Currency's July issuance of a policy statement and supplement to its licensing manual relating to special purpose national charters for non-deposit-taking financial technology companies ...
United States
28 Sep 2018
Treasury Department Issues Regulatory Report On Fintech And Innovation
Reforms that expand horizons for nonbank financial companies were recently recommended in the Treasury Department's July 31, 2018 report entitled ...
United States
8 Aug 2018
Proposed Revisions To The Volcker Rule—Prohibitions And Restrictions On Proprietary Trading And Certain Interests In, And Relationships With, Hedge Funds And Private Equity Funds
In December 2013, the Agencies jointly issued a final rule (the "Final Rule") to implement the requirements of the Volcker Rule.
United States
5 Jun 2018
Volcker Rule Regulatory Changes Are Coming
He also endorsed legislative efforts to pull community banks out from under the Volcker Rule.
United States
7 Mar 2018
Volcker Rule: FRB Issues Policy Statement On Extensions For Non-Conforming Legacy Illiquid Funds; Applications Due By Jan. 20, 2017
The certification requirement may present additional pressure to an already difficult time constraint for banking entities seeking to meet the January 20, 2017 filing deadline.
United States
21 Dec 2016
Game On! Recent Legal Developments And Tax Issues For Collegiate Athletics
This is a period of unprecedented change for collegiate athletics, with potentially surprising tax consequences to the parties involved.
United States
22 Sep 2014
Webinar: The Volcker Rule Final Regulation: Impact on Fund Investments
The Volcker Rule final regulations, with almost a thousand pages of regulatory commentary, were issued in December 2013. This webinar will primarily focus on the aspects of the Volcker Rule final regulations of greatest concern to sponsors of private investment funds.
United States
3 Mar 2014
Volcker Rule Final Regulations: The Effect On Private Fund Sponsors And Investors
In time for the holidays, the long-awaited Volcker Rule final regulations arrived on Tuesday, December 10, 2013. Many
United States
17 Dec 2013
Fed Adopts Final Rule For Conformity With The Volcker Rule
On Wednesday, February 9, 2011, the Board of Governors of the Federal Reserve System (the "Board") announced its adoption of a final rule concerning the period of time that banking entities and nonbank financial companies supervised by the Board have to comply with the new section 13 (the "Volcker Rule") of the Bank Holding Company Act of 1956 (the "BHC"), as added by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
23 Feb 2011
Fed Issues Proposed Rule for Conformity with Volcker Rule
Much has already been written about the possible impact of the Volcker Rule on the financial services industry.
United States
22 Nov 2010
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