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Searching Content by Kenneth E. Burdon from Skadden, Arps, Slate, Meagher & Flom (UK) LLP ordered by Published Date Descending.
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SEC Provides Guidance On Investment Advisers' Proxy Voting Responsibilities, Proxy Voting Advice Rules
On August 21, 2019, the Securities and Exchange Commission (SEC), by a 3-2 vote, issued two separate releases providing interpretive guidance relating
United States
28 Aug 2019
2
Neuberger Berman Alleges Saba Capital Violating 1940 Act To Win Proxy Fights; Saba Investors On Notice, Should Consider Own Duties
As recently noted, Saba Capital Management, L.P. (Saba) has begun to escalate its attacks on the closed-end fund asset class, at the expense of retail fund shareholders
United States
22 Aug 2019
3
Activists Take Another $290 Million Bite Out Of Vulnerable Closed-End Fund Asset Class
On June 14, 2019, Saba Capital Management, L.P. (Saba) entered into three standstill agreements with Invesco Advisers, Inc.
United States
2 Jul 2019
4
SEC Relaxes 'In-Person' Voting Requirements For Investment Company Boards
On February 28, 2019, the Division of Investment Management of the Securities and Exchange Commission issued a no-action letter relaxing its views on "in person" voting requirements for investment company boards of directors.
United States
17 May 2019
5
SEC Proposes Securities Offering Reforms For Business Development Companies And Registered Closed-End Investment Companies
On March 20, 2019, the Securities and Exchange Commission (SEC) voted to propose a series of rule and form amendments, as directed by Congress under the Small
United States
6 May 2019
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