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Searching Content from UK indexed under Capital Adequacy/BASEL ordered by Published Date Descending.
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1
HLK Present On Oppositions Practice In Basel
The final session of the day was a panel discussion on the new Rules of Procedure of the Board of Appeal hosted by Joe Lenthall and with Christopher Rennie-Smith and David Brown
UK
7 Oct 2019
2
Regulation Round Up - August 2019
The Financial Conduct Authority ("FCA") published an insight article on artificial intelligence ("AI") in the boardroom. The article considers various AI-related issues in the boardroom.
UK
30 Aug 2019
3
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
4
ECB Advises Banks To Ramp Up No-Deal Preparations
On 14 August 2019, the European Central Bank (ECB) published an article on its website calling on banks to step up their preparations for a no-deal Brexit at the end of October 2019.
UK
19 Aug 2019
5
FIG Bulletin, 9 August 2019
The FCA has published the findings of a review into how successfully the SMCR is embedded into the banking sector.
UK
14 Aug 2019
6
Key Regulatory Developments In The EU - July 26, 2019
The ESMA has published its annual peer review report on the overall supervision of EU Central Counterparties (CCPs) by National Competent Authorities (NCAs).
European Union
2 Aug 2019
7
Publication Of The EU's Banking Package In The Official Journal And Recent Developments At The Eurogroup
June was a busy month, both for finalizing the appointments of presidents, commissioners and key policymakers across the EU's institutions
European Union
31 Jul 2019
8
Fig Bulletin, 12 July 2019
The UK Financial Conduct Authority (FCA) has published an update relating to the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms
UK
22 Jul 2019
9
Explored: STS Securitisations
Following the application of the 2018 European Union Securitisation Regulation from 1 January 2019, Ocorian's Director of Transaction Management, Chris Wilson, examines the practical impact on the provision of corporate services.
European Union
15 Jul 2019
10
The EU Securitisation Regulation – Where Are We Now?
The EU Securitisation Regulation1 (the "Securitisation Regulation") has been applicable since 1 January 2019. The purpose of this Legal Update is to summarise the key aspects of the Securitisation
European Union
27 Jun 2019
11
Key Regulatory Developments In The EU - May 30, 2019
Commission Delegated Regulation (EU) 2019/820 supplementing Regulation (EU) No 345/2013 with regard to conflicts of interest in the area of European venture capital funds – published in the OJ ...
European Union
14 Jun 2019
12
Regulation Round Up - March 2019
The European Banking Authority ("EBA") published an opinion on deposit protection resulting from the United Kingdom's ("UK") withdrawal from the European Union ("EU")
UK
3 May 2019
13
Revamping The Regulations For Bureaux De Change
In this industry briefing, we provide an update on our brief note of June 2018 that focused on the amendments to the Foreign Exchange (Bureau de Change) Regulations 2017 (the Bureau de Change Amendment Regulations).
UK
23 Apr 2019
14
Time To Mobilise: EBA Finalises Guidelines On Outsourcing Arrangements
Following consultation in the second half of 2018, the European Banking Authority ("EBA") published its Final Report on Draft Guidelines on Outsourcing Arrangements (the "Guidelines")
UK
4 Apr 2019
15
What Part Do Debt Funds Play In Today's Real Estate Finance Arena?
Real estate debt funds have traditionally had a much lower profile in European real estate lending than in the US market.
Worldwide
26 Mar 2019
16
Investment Firms Post-Brexit: EU Provisionally Agrees To Regulatory Supervision Framework
EU policy makers recently reached a provisional agreement on a package of measures, which may tighten UK financial services firms' access to EU clients when Britain leaves the EU...
European Union
25 Mar 2019
17
UK's Consolidated Post-Brexit EU Legislation—Update
Shearman & Sterling today announces its publication in its Brexit Resource Center website of the U.K. post-Brexit versions of several key pieces of EU legislation and updated versions of others.
European Union
11 Mar 2019
18
Key Regulatory Developments In The EU - February 2019
Report on FinTech and market structure in financial services.
European Union
8 Mar 2019
19
ESMA Publishes Q&As And Revised Disclosure Templates For Securitisation Reporting
On 31 January 2019, the ESMA published an Opinion containing a revised set of draft disclosure technical standards and a first set of Questions and Answers under the EU Securitisation Regulation (the "Q&As").
European Union
11 Feb 2019
20
Hedging For Commodities: Two Sides Of The Same Coin
Hedging has long been an intrinsic part of the energy and commodities sector.
UK
23 Jan 2019
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