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Searching Content indexed under Government, Public Sector by Kirsten Lapham ordered by Published Date Descending.
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Investment Firms Post-Brexit: EU Provisionally Agrees To Regulatory Supervision Framework
EU policy makers recently reached a provisional agreement on a package of measures, which may tighten UK financial services firms' access to EU clients when Britain leaves the EU...
European Union
25 Mar 2019
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Senior Managers And Certification Regime: Major Changes On The Horizon
From 9 December 2019, all FCA solo regulated firms, as well as EEA and third country branches will be subject to the SMCR which will replace the current Approved Persons Regime ("APR").
UK
15 Feb 2019
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