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Searching Content from UK indexed under Finance and Banking ordered by Published Date Descending.
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1
Onshoring The EU Securitisation Regulation – How Will It Apply In The UK In The Event Of A No-Deal Brexit?
The EU Securitisation Regulation became applicable in the UK from 1 January 2019 to all securitisations, other than securitisations existing prior to that date to the extent that they are grandfathered.
UK
23 Aug 2019
2
Priorities And Trends In FCA Enforcement – Where Should Firms Direct Their Resources?
The Financial Conduct Authority (FCA) recently published its latest Enforcement Annual Performance Report, covering the reporting year ending 31 March 2019.
UK
23 Aug 2019
3
The EU's Benchmarks Regulation – What You Need To Know Now – A Focus On The Eurozone
More than six years after the range of IBOR scandals and a series of reform proposals the adoption of the "Regulation on indices used as benchmarks in financial instruments
European Union
22 Aug 2019
4
FIG Bulletin, 16 August 2019
The Financial Conduct Authority (FCA) has published the protocols for the conduct of the "lessons learned" reviews, commissioned by the non-executive directors of the FCA, for:
UK
22 Aug 2019
5
New UK Guidance Published, Licenses Received By Cryptocurrency Firms Across Globe
This week the UK Financial Conduct Authority published its Guidance on Cryptoassets Feedback and Final Guidance to CP 19/3, which "aims to give market participants and interested stakeholders clarity on the types...
UK
22 Aug 2019
6
The Basics: How To Enforce A Domestic Judgment In England & Wales
Whilst receiving a judgment in your favour may feel like the culmination of a potentially lengthy legal process, it may be just the first step (though an important one) on the path to financial recovery.
UK
21 Aug 2019
7
Funds Take Note: Puerto Rico's New Incentives Code Is Now In Effect
The Incentives Code effectively consolidates all tax incentives available for different economic activities in a single code.
UK
21 Aug 2019
8
Episode 2 - UK Pensions Law Video - Podcast Version
Richard looks at new requirements that will come into force in December 2019 for trustees and service providers in relation to the use of investment consultancy and fiduciary management services.
UK
21 Aug 2019
9
SMCR Extension Commencement Order Published
Last month, the Bank of England and Financial Services Act 2016 (Commencement No 6 and Transitional Provisions) Regulations 2019 came into force
UK
20 Aug 2019
10
Allegations Over Accounting Irregularities At Goals Soccer Centres Have Attracted The Financial Conduct Authority's Attention
Syedur Rahman of business crime solicitors Rahman Ravelli outlines the areas investigators could be focussing on.
UK
20 Aug 2019
11
ECB Advises Banks To Ramp Up No-Deal Preparations
On 14 August 2019, the European Central Bank (ECB) published an article on its website calling on banks to step up their preparations for a no-deal Brexit at the end of October 2019.
UK
19 Aug 2019
12
FCA Protocols For Independent Reviews Of Regulatory Action Concerning IRHP And Connaught
On 14 August 2019, the FCA published two protocols in relation to lessons learned reviews commissioned by the non-executive directors of the FCA following the appointments of John Swift QC
UK
19 Aug 2019
13
Powers Of Attorney
Having a Power of Attorney in place means peace of mind in the event of illness or accident leaving you unable to deal with your own affairs, your attorneys have authority to deal with matters on your behalf.
UK
19 Aug 2019
14
The Month Ahead In Financial Services Regulatory Developments...
In this blog post, we round-up forthcoming developments in the UK and at EU and International levels in financial services regulation for August 2019.
UK
19 Aug 2019
15
FCA Publishes Final Guidance On Cryptoassets Regulation
On 31 July 2019, the UK FCA published its final guidance on the types of cryptoassets that fall within the FCA's current regulatory framework, clarifying the resulting obligations for firms...
UK
16 Aug 2019
16
Private Equity Fund Economics – What's Changed In 2019?
Historically, hurdles have not been nearly as ubiquitous among VC funds compared to buyout funds.
Worldwide
16 Aug 2019
17
The Top 4 Investment Articles For Summer Reading
In the United States, 60% of venture capital firms have experience with start-ups.
Worldwide
16 Aug 2019
18
LinkedIn: Three Ways To Thrive In The Era Of The New Algorithm
Principally, the changes were made to provide more exposure to content created by smaller firms.
UK
16 Aug 2019
19
The FCA's First Antitrust Decision: "When Market Chatter Becomes Collusion"
Financial Conduct Authority (FCA) officials who were involved in the FCA's first competition decision, Anti-Competitive Conduct in the Asset Management Sector, shared their views on the case at a Skadden-moderated Q&A session on July 2, 2019.
UK
16 Aug 2019
20
Royal Commission Into The Financial Services Industry In Australia: Lessons For The UK?
As financial institutions in Australia face into the culture and conduct storm that has engulfed the UK for the past decade.
UK
16 Aug 2019
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