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Searching Content from United States indexed under Finance and Banking ordered by Published Date Descending.
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1
OCC Releases Enforcement Action Policies And Procedures Manuals
The Office of the Comptroller of the Currency ("OCC") released Policies and Procedures Manual 5310-13 ("PPM 5310-13").
United States
21 Nov 2018
2
FRB Governor Brainard Focuses On Risks And Supervisory Approaches Associated With AI
Federal Reserve Board ("FRB") Governor Lael Brainard urged firms to be mindful of risks associated with artificial intelligence ("AI") innovation and advised regulators to remain diligent in the quest to understand and regulate the use of AI by supervised firms.
United States
21 Nov 2018
3
CFTC Chair Giancarlo Defends Capitalism And Individual Liberty
At a "time of growing erosion and trust" and efforts "to increase political control over markets.
United States
21 Nov 2018
4
Newly Proposed US Tax Regulations Open Possibility Of Full Credit Support From Foreign Subsidiaries
On October 31, 2018, the U.S. Treasury Department and the Internal Revenue Service (the "IRS") proposed new regulations under Section 956 of the Code.
United States
21 Nov 2018
5
Milbank Represents Transportadora De Gas Internacional S.A. E.S.P. In Landmark $750M Rule 144A/Reg S Offering
Milbank, Tweed, Hadley & McCloy LLP represented TGI, Colombia's largest natural gas transmission, in connection with the $750 million Rule 144A/Reg S offering of 5.550% senior notes due 2028.
United States
21 Nov 2018
6
IRS Releases Much-Anticipated Proposed Regulations Clarifying Hardship Distribution Rules
The IRS recently released Proposed Regulations that provide much-anticipated guidance with regard to recent hardship distribution changes, which resulted due to:
United States
21 Nov 2018
7
Proskauer Private Investment Funds Group Releases 2018 Annual Review And Outlook
Proskauer's Private Investment Funds Group today released its 2018 Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds.
United States
21 Nov 2018
8
Solving The Mystery Of Contracting By Hyperlink
Remote contracting with customers through the internet is either the current reality or the aspirational goal for many businesses.
United States
21 Nov 2018
9
Moving Forward In A Divided Washington: Agenda For The 116th Congress And President Trump
The 2018 election was a wave election, but it was a smaller wave than Democrats had been hoping for in the summer of 2018.
United States
21 Nov 2018
10
U.S. District Court Grants SEC Motion To Dismiss Charges Against Mortgage Bond Trader
The U.S. District Court of the District of Connecticut granted the SEC's Motion to Dismiss an enforcement action against a brokerage firm and global investment bank trader for allegedly lying...
United States
21 Nov 2018
11
FDIC Chair McWilliams Urges More Collaboration On FinTech
FDIC Chair Jelena McWilliams urged regulators and industry innovators to work together to "increase the velocity of transformation" to ensure that "banks are safe and sound and consumers sufficiently
United States
21 Nov 2018
12
FRB Vice Chair Quarles Highlights Agency Efforts To Strengthen Regulatory Framework
Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles highlighted agency efforts to make the FRB regulatory framework more transparent, simple and efficient.
United States
21 Nov 2018
13
FDIC Requests Comments On Incentivizing Banks To Offer Small-Dollar Credit Products
The FDIC requested feedback from the public on ways in which it could incentivize FDIC-supervised institutions to offer small-dollar credit products that are (i) "responsible, prudently underwritten"
United States
21 Nov 2018
14
Blockchain Legal Resource: SEC Plans "Plain English" ICO Guidance
At a recent securities regulation conference, Bill Hinman, Director of the SEC's Division of Corporation Finance, indicated that the agency intends to release "plain English" ...
United States
20 Nov 2018
15
NYSE Proposes Modifying 20% Rule
On October 31, 2018, the NYSE filed a proposed amendment to the Listed Company Manual to modify the price requirements for purposes of determining whether shareholder approval
United States
20 Nov 2018
16
IOSCO Proposes Framework To Evaluate Leverage Used By Investment Funds
In a Consultation Report, IOSCO proposed a framework to evaluate leverage used by investment funds.
United States
20 Nov 2018
17
CFTC Adopts Permanent $8 Billion Threshold For Swap Dealer De Minimis Exception
On November 5, 2018, the Commodity Futures Trading Commission (CFTC) voted 5-0 to approve a final rule amending the swap dealer registration trigger or activity threshold.
United States
19 Nov 2018
18
Closely Watched Credit Card Surcharge Litigation Back In Second Circuit For Constitutional Review
Some merchants prefer their customers to pay for their purchases with cash so they can avoid transaction fees associated with credit card purchases.
United States
19 Nov 2018
19
Summary Of SEC Release No. 34-83885 (2018 Amendment To SEC Rule 15c2-12)
The 2018 amendments to Rule 15c2-12 (the "Rule") make the following additions to the continuing disclosure requirements applying to most publicly-held municipal securities:
United States
19 Nov 2018
20
Drafting Tips For Limited Partnership Agreements Or Operating Agreements For Companies Seeking Financing
Private equity and venture capital investment funds ("Funds") are increasingly interested in entering into credit facilities to provide these Funds with short-term liquidity.
United States
19 Nov 2018
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