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Searching Content indexed under Finance and Banking by Daniel Weiner ordered by Published Date Descending.
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1
The Impact Of Brexit On Debt Capital Markets
On 23 June 2016, the UK electorate voted in favour of exiting the European Union.
UK
28 Sep 2016
2
Supporting FinTech In The UK: The FCA's Project Innovate
Jacqui Hatfield and Melanie Shone have recently published an article in Finance Monthly, examining the performance of the FCA's Project Innovate.
UK
11 Jan 2016
3
New "Senior Managers Regime" To Be Introduced For All Financial Services Firms, Including The Fund Management Sector
The Government has confirmed that it will be pushing forward with extending the Senior Managers and Certification Regime to all financial services firms.
UK
7 Jan 2016
4
Addressing Attestations
Attestations are part of the FCA supervisory toolkit used to ensure accountability from senior management in all regulated firms.
UK
7 Jan 2016
5
The FCA's Project Innovate: A Road To FinTech-Success Or Regulatory Cul-De-Sac?
Jacqui Hatfield and Melanie Shone have recently published an article in Finance Monthly, examining the performance of the FCA's Project Innovate.
UK
7 Jan 2016
6
The European Securities And Markets Authority (ESMA) Published Advice On The Extension Of The Alternative Investment Fund Managers Directive (AIFMD) Passport On 30 July 2015 (The Advice)
For Jersey and Guernsey, the ESMA Advice was positive: no obstacles exist to the extension of the AIFMD passport to these jurisdictions.
European Union
10 Aug 2015
7
European Financial Industry Regulatory Update
International regulatory bodies, working alongside their regional and national counterparts, have spent over six years attempting to mend the global financial system by strengthening its stability and resilience.
European Union
11 Dec 2014
8
Mobile Banking And Payments – FCA Industry Review
Although innovations in this field have the potential to provide great benefits to consumers, the Financial Conduct Authority (FCA) is keen to ensure that consumers’ interests are protected.
UK
3 Nov 2014
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