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Searching Content indexed under Finance and Banking by Reed Smith ordered by Published Date Descending.
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1
Financial Action Task Force Publishes Guidance For A Risk-Based Approach To Virtual Assets And Virtual Asset Service Providers
On June 21, 2019 the Financial Action Task Force (the "FATF"), published its long-awaited Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset Service Providers (the "Guidance").
United States
8 Jul 2019
2
FINRA Issues First Litigated Enforcement Action Against Crowdfunding Portal
On June 5, 2019, a FINRA panel handed down its first enforcement action against a funding portal.
United States
26 Jun 2019
3
New Jersey Issues Rule Proposal On Uniform Fiduciary standard
Yesterday the New Jersey Bureau of Securities ("NJBOS") issued its Rule Proposal titled "Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives".
United States
2 May 2019
4
TCPA Violations Of Debt Collectors Could Make The Loan Owner Liable
The Ninth U.S. Circuit Court of Appeals majority opinion, reversed the grant of summary by the District Court that a loan owner ...
United States
11 Apr 2019
5
CFTC Technology Advisory Committee Discusses Automated Trading, Cryptocurrency, Cybersecurity, And Blockchain Technology
The Commodity Futures Trading Commission ("CFTC") held a public meeting of the Technology Advisory Committee ("TAC") on March 27, 2019.
United States
10 Apr 2019
6
Appellate Division Rejects MacPherson Mortgage Acceleration Argument In Case Of First Impression
In a case of appellate first impression in New York, the Appellate Division, Second Department held that a mortgage is accelerated upon a lender's election to do so, notwithstanding an optional reinstatement clause...
United States
5 Apr 2019
7
MedPAC Recommends Medicare Payment Updates For 2020
The Medicare Payment Advisory Commission (MedPAC) has issued its annual report to Congress with recommendations for updates to Medicare fee-for-service rates for 2020.
United States
3 Apr 2019
8
The Illinois Department Of Revenue Proposes Combined Return Regulations Implementing The Repeal Of The "Non-Combination Rule"
In November, the Illinois Department of Revenue issued proposed regulations implementing the Illinois Legislature's repeal of the unitary business group "non-combination rule" as part of the state's FY 2017-18 budget.
United States
16 Jan 2019
9
Federal Crop Insurance Grows: Hemp To Be Covered
Federal crop insurance will soon be available for hemp. The federal Agriculture Improvement Act (H.R. 2) (the Act) ...
United States
19 Dec 2018
10
Today The New Jersey Bureau Of Securities ("NJBOS") Began Public Hearings On Its Pre-Proposal For A Rule Implementing A Uniform Fiduciary Standard For Investment Professionals
This morning we attended the first public hearing held by the NJBOS concerning its pre-proposal to adopt a rule implementing a uniform fiduciary standard for investment professionals, including broker-dealers...
United States
9 Nov 2018
11
New Jersey Bureau Of Securities Provides Formal Notice Of Pre-Proposal Regarding Fiduciary Standard
Today the New Jersey Bureau of Securities began rulemaking on a proposed uniform fiduciary standard for investment professionals.
United States
17 Oct 2018
12
Virtual Currencies And Digital Assets: NFA Disclosure Requirements Further Evidence Of Increasing Attention From Self-Regulatory Organizations
Accordingly, the NFA is also requiring that FCM and IB Members provide explicit disclosure language provided within Notice I-18-13.
United States
2 Oct 2018
13
No Uniform Fiduciary Standard – Not So Fast Says New Jersey
Earlier this week, New Jersey Governor Phil Murphy announced that the New Jersey Bureau of Securities would start rulemaking to "impose a fiduciary duty on all New Jersey investment professionals.
United States
21 Sep 2018
14
September 4, 2018: NYDFS Cybersecurity Regulation Compliance Date Arrives
As of today, Covered Entities are expected to be compliant with additional provisions under the New York State Department of Financial Services (NYDFS) cybersecurity regulation.
United States
6 Sep 2018
15
CFPB Picks Paul Watkins To Lead Office Of Innovation
On July 18, 2018, Acting Director Mick Mulvaney of the Consumer Financial Protection Bureau ("CFPB") announced that Paul Watkins will head the CFPB's new Office of Innovation.
United States
6 Aug 2018
16
Digital Tokens And Coins Advisories And Regulatory Proposals – CFTC And Financial Stability Board Pronouncements
On Monday, the Commodity Futures Trading Commission ("CFTC" or "Commission") issued its fourth virtual currency customer advisory, Customer Advisory 7756-18, as part of its outreach effort...
United States
25 Jul 2018
17
Applying Howey, Court Concludes That Centra Token Likely A Security:
While the SEC continues to target fraudulent crypto-projects, we've seen a marked increase in the number of class actions targeting a wider-range of ICOs
United States
9 Jul 2018
18
CFTC Issues Guidance On Listing Virtual Currency Derivatives
Last week, the Market Oversight and Clearing and Risk Divisions of the Commodity Futures Trading Commission ("CFTC" or "Commission") issued Staff Advisory No. 18-14 regarding...
United States
4 Jun 2018
19
State Attorneys General Zero In On Elder Abuse, Financial Exploitation
It has included a focus on financial exploitation as part of a broader look at how financial services industry interacts with the elderly.
United States
25 Apr 2018
20
Proposed TRID Title Insurance Clarification: Senator Warren Cries Wolf
Recently, I came across an article written by Senator Elizabeth Warren entitled "Don't Make Bad Bill on Bank Deregulation Worse."
United States
23 Apr 2018
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