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Searching Content indexed under Finance and Banking by Affleck Greene McMurtry LLP ordered by Published Date Descending.
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Foreign Online Trading Platforms Pay Steep Fines To OSC
The Ontario Securities Commission recently approved settlement agreements with two online trading platforms that were alleged to have contravened Ontario securities laws...
Canada
8 Oct 2019
2
Big Changes Coming for "Financial Planners" and "Financial Advisors"
In its new budget, the Ontario government has created a framework that will hopefully give consumers more guidance about the credentials of financial professionals.
Canada
1 Jul 2019
3
Potential Plaintiffs Cannot Force IIROC to Give Up Information about Potential Defendants
In Harrington Global Opportunities Fund S.A.R.I. and Harrington Global Inc. ("Harrington") v. Investment Industry Regulatory Organization of Canada, Justice Perell largely foreclosed the possibility of wronged investors ...
Canada
1 Jul 2019
4
Limitation Periods Still Matter In Broker/Dealer Cases, Appeal Shows
By May 2009, the plaintiff knew she had suffered a loss from the rep's conduct, but waited until January 2012 to issue her Statement of Claim.
Canada
14 Jul 2016
5
Regulations Relating To Financial Advisors And Planners To Be Reviewed
The Ontario Ministry of Finance, further to its announcement in the 2014 Economic Outlook and Fiscal Review, is launching a review of regulations pertaining to financial advisors and planners.
Canada
29 Apr 2015
6
Credit Cards Subject To Provincial Disclosure Laws
Although banks are a federal responsibility, provincial consumer protection laws mandating disclosure of contract terms apply to banks that issue credit cards.
Canada
2 Oct 2014
7
Aldo Can Sue MasterCard In Ontario, Court Rules
A choice of forum clause will generally not be enforced against a non-party to the contract containing the clause, the Ontario Court of Appeal held recently.
Canada
12 Mar 2014
8
Aldo Can Sue MasterCard In Ontario, Court Rules
A choice of forum clause will generally not be enforced against a non-party to the contract containing the clause, the Ontario Court of Appeal held recently.
Canada
 
15 Nov 2006
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