Searching Content indexed under Debt Capital Markets by Ropes & Gray LLP ordered by Published Date Descending.
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SEC Proposes Rule Change To Address Funds' Auditor Independence Problem
In a May 3, 2018 release (the "Release"), the SEC proposed amendments to the "Loan Rule" (as defined below), part of the SEC's auditor independence rule, Rule 2-01 of Regulation S-X.
United States
14 May 2018
Ropes & Gray's Investment Management Update: October – November 2016
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
14 Dec 2016
Market Abuse Regulation: Implications For Issuers Of Debt Securities
The Market Abuse Regulation will take effect on 3 July 2016. MAR contains rules on insider dealing, unlawful disclosure of inside information and market manipulation that will apply in the European Economic Area.
United States
1 Jul 2016
Opinion White Paper On Recent Judicial Opinions Relating To TIA Section 316(b)
The white paper presents a set of general principles that can guide practitioners until such time as the interpretive questions raised by these recent cases are resolved through future judicial opinions and/or legislative action.
United States
26 Apr 2016
Capital Markets Union - Part 3: Proposed Elements Of A New EU Covered Bond Framework
An EU-wide dedicated legislative framework for covered bonds is one of the options currently being considered as part of the European Commission's consultation on covered bonds.
European Union
17 Nov 2015
Capital Markets Union - Part 2: Two Options For A Pan-European Covered Bond Framework
Given the sizeable covered bond markets in Europe, some market participants have expressed the concern that implementing a new regime could disrupt an already well-functioning system.
European Union
3 Nov 2015
The Action Plan For A Capital Markets Union – Part 1: Aims, Priorities And Measures
On 30 September 2015, the European Commission adopted an action plan to achieve a European single market for capital for the 28 Member States (the Action Plan).
European Union
27 Oct 2015
Second Marblegate Decision Finds For Bondholders Using The Trust Indenture Act To Block An Out-Of-Court Restructuring
Twin rulings by the District Court for the Southern District of New York, the first of which was issued in December 2014 and the second issued on June 23rd of this year, have created great uncertainty in the bond market.
United States
9 Jul 2015
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