Searching Content indexed under Debt Capital Markets by Holland & Knight ordered by Published Date Descending.
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Federal Court: Unlicensed Debt Buyer Violates FDCPA
•The U.S. District Court for the District of New Jersey has denied a defendant's motion to dismiss a putative statewide class action complaint that alleged that the defendant violated
United States
28 Jun 2019
No Harm, No Foul: Seventh Circuit Again Demands Concrete Harm In FDCPA Cases
Whether there is a connection to the near end of another exciting National Basketball Association season is unknown, but in a recent ruling issued by the U.S. Court of Appeals for the Seventh Circuit
United States
24 Jun 2019
Supreme Court Grants Certiorari In Case That Could Increase FDCPA Litigation
The U.S. Supreme Court on Feb. 25, 2019, granted certiorari in a Fair Debt Collection Practices Act (FDCPA) case involving a legal issue that could dramatically expand the scope of FDCPA liability
United States
20 Mar 2019
SEC Issues New Material Event Notices Under Proposed Rule 15c2-12 Amendments
he U.S. Securities and Exchange Commission (SEC) has proposed adding two additional triggers – in new subparagraphs (15) and (16) – for the material events notice requirements under Rule 15c2-12 (the Proposed Rule).
United States
19 Apr 2017
ESOPs: A Powerful Tool For Closely Held Banks
An Employee Stock Ownership Plan (ESOP) is a powerful and effective tool that can be used for addressing many different issues facing closely held banks. For shareholders in a closely held bank...
United States
22 Mar 2017
Joint Notice: MSRB And FINRA Increasing Scrutiny Of Private Bank Placements
Direct lending by banks has proliferated in the $3.7 trillion municipal bond market as states, local governments and non-profits find that they can borrow, in the form of direct loans...
United States
29 Apr 2016
SEC Adopts "Regulation A+" That Expands Capital Raising Flexibility For Non-Public Companies
On March 25, 2015, the U.S. Securities and Exchange Commission (SEC) adopted final rules that will greatly facilitate the ability of private (i.e., non-SEC reporting) financial institutions and other companies to access the capital markets and issue non-restricted.
United States
7 Apr 2015
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