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Searching Content indexed under Charges, Mortgages, Indemnities by Nihal Patel ordered by Published Date Descending.
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1
SEC Commissioner Lays Out Agenda For Security-Based Swap Rules
SEC Commissioner Hester Peirce laid out an agenda for implementing the agency's security-based swap rules under Title VII of Dodd-Frank.
United States
17 Oct 2018
2
FINRA Proposes Delay To TBA Margin Requirements
The rule change was filed for immediate effectiveness.
United States
26 Sep 2017
3
FINRA Publishes Guidance On TBA Margin Rules
FINRA published new guidance on various issues stemming from amendments made to FINRA Rule 4210 (margin) for "Covered Agency Transactions."
United States
25 Sep 2017
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